First Trust/Abrdn Emerging Opportunity Fund
FEODelisted Dec 6, 2022- SEC CIK
- 0001363438
First Trust/Abrdn Emerging Opportunity Fund was delisted on Dec 6, 2022; its insiders filed their last Form 4 on Aug 15, 2022; 18 institutions reported holding it in 13F filings for Q3 2022, worth $15.0M in total; no superinvestor held it.
Q4 2021 vs. Q3 2021
How the institutions holding First Trust/Abrdn Emerging Opportunity Fund changed between Q3 2021 and Q4 2021.
All holders in Q4 2021All holders in Q3 2021
| Measure | Q3 2021 | Of which not filed for Q4 2021 | Q4 2021 | Change |
|---|---|---|---|---|
| Holders | 19 | 1 | 19 | +1 |
| Shares | 1.41M | 22.0K | 1.34M | −52.8K (−3.8%) |
| Value | $20.5M | $319.0K | $17.7M | −$2.54M (−12.6%) |
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (5)
Institutions that held First Trust/Abrdn Emerging Opportunity Fund at the end of Q4 2021 but not at the end of Q3 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| GWM Advisors LLC | 34,500 | $455.0K | 0.01% |
| Bank of New York Mellon Corp | 14,001 | $184.0K | 0.00% |
| Wolverine Asset Management LLC | 3,066 | $40.0K | 0.00% |
| CWM, LLC | 1,612 | $21.0K | 0.00% |
| Tower Research Capital LLC (TRC) | 2 | $0 | 0.00% |
Sold out (4)
Institutions that held First Trust/Abrdn Emerging Opportunity Fund at the end of Q3 2021 and filed for Q4 2021 without it.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Baird Financial Group, Inc. | 29,801 | $432.0K |
| Saba Capital Management, L.P. | 22,593 | $328.0K |
| Global Retirement Partners, LLC | 2,097 | $30.0K |
| Truvestments Capital LLC | 250 | $4.00K |
Not filed for Q4 2021 yet (1)
Institutions that held First Trust/Abrdn Emerging Opportunity Fund at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Mid Atlantic Financial Management Inc | 22,000 | $319.0K |