First Eagle Alternative Capital BDC, Inc.
FCRDDelisted Mar 9, 2023- SEC CIK
- 0001464963
First Eagle Alternative Capital BDC, Inc. was delisted on Mar 9, 2023; its insiders filed their last Form 4 on Mar 16, 2023; 40 institutions reported holding it in 13F filings for Q4 2022, worth $34.5M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in First Eagle Alternative Capital BDC, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
FCRD is no longer listed, so this page shows Q4 2022. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 40
- 0 vs. Q3 2022
- Shares held
- 8.08M
- −944.2K (−10.5%) vs. Q3 2022
- Total value
- $34.5M
- +$8.67M (+33.6%) vs. Q3 2022
- New holders
- 11
- 6 more added
- Sold out
- 11
- 14 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FCRD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 1 | $1.58M |
| Q4 2022 | 40 | $34.5M |
| Q3 2022 | 41 | $26.0M |
| Q2 2022 | 35 | $35.5M |
| Q1 2022 | 35 | $43.0M |
| Q4 2021 | 36 | $45.6M |
| Q3 2021 | 39 | $43.5M |
| Q2 2021 | 37 | $40.4M |
| Q1 2021 | 12 | $22.9M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding First Eagle Alternative Capital BDC, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 32 | $0 | 0.00% | −4−11.1% | Reduced |
| Wells Fargo & Company | 716 | $3.05K | 0.00% | −1−0.1% | Reduced |
| Tradition Wealth Management, LLC | 1,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 1,365 | $5.00K | 0.00% | −109−7.4% | Reduced |
| UBS Group AG | 1,830 | $7.80K | 0.00% | −2,981−62.0% | Reduced |
| Bank of America Corp | 3,634 | $15.5K | 0.00% | −500−12.1% | Reduced |
| Advisor Group Holdings, Inc. | 5,410 | $23.0K | 0.00% | −13,550−71.5% | Reduced |
| Highlander Capital Management, LLC | 5,750 | $24.0K | 0.01% | −2,300−28.6% | Reduced |
| Ancora Advisors, LLC | 6,158 | $26.0K | 0.00% | −5,028−44.9% | Reduced |
| Harbour Investments, Inc. | 7,400 | $31.5K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 11,500 | $49.0K | 0.00% | +11,500 | New |
| Susquehanna International Group, LLP | 19,562 | $83.3K | 0.00% | +19,562 | New |
| LPL Financial LLC | 20,556 | $87.6K | 0.00% | +5,666+38.1% | Added |
| Putnam Investments LLC | 23,225 | $98.9K | 0.00% | +23,225 | New |
| Two Sigma Advisers, LP | 35,268 | $150.2K | 0.00% | 00.0% | Unchanged |
| Claybrook Capital, LLC | 63,276 | $269.6K | 0.17% | 00.0% | Unchanged |
| PenderFund Capital Management Ltd. | 51,850 | $299.0K | 0.09% | +51,850 | New |
| Citadel Advisors LLC | 76,222 | $324.7K | 0.00% | +64,087+528.1% | Added |
| Cox Capital Mgt LLC | 80,999 | $345.1K | 0.22% | 00.0% | Unchanged |
| Prelude Capital Management, LLC | 81,105 | $345.5K | 0.02% | +81,105 | New |
| HighTower Advisors, LLC | 85,021 | $363.0K | 0.00% | +34,186+67.2% | Added |
| Millennium Management LLC | 127,107 | $541.0K | 0.00% | +108,864+596.7% | Added |
| JPMorgan Chase & Co | 129,542 | $552.0K | 0.00% | +129,542 | New |
| Mackenzie Financial Corp | 137,803 | $587.0K | 0.00% | −38,872−22.0% | Reduced |
| Morgan Stanley | 145,678 | $620.6K | 0.00% | −207,443−58.7% | Reduced |
| Confluence Investment Management LLC | 160,960 | $685.0K | 0.01% | +160,960 | New |
| Ergoteles LLC | 165,915 | $706.8K | 0.03% | +165,915 | New |
| Integrated Wealth Concepts LLC | 166,478 | $709.0K | 0.02% | 00.0% | Unchanged |
| Vazirani Asset Management LLC | 202,700 | $864.0K | 1.47% | +202,700 | New |
| United Capital Financial Advisers, LLC | 208,791 | $889.5K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 213,563 | $905.5K | 0.00% | +28,971+15.7% | Added |
| CSS LLC | 219,937 | $936.9K | 0.06% | +219,937 | New |
| Franklin Resources Inc | 290,886 | $1.24M | 0.00% | −27,536−8.6% | Reduced |
| Fort Washington Investment Advisors Inc | 346,948 | $1.48M | 0.01% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 348,308 | $1.48M | 0.07% | −131,035−27.3% | Reduced |
| Almitas Capital LLC | 355,232 | $1.51M | 0.70% | +118,133+49.8% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 559,584 | $2.38M | 0.02% | 00.0% | Unchanged |
| Pettinga Financial Advisors, LLC | 568,647 | $2.42M | 0.79% | −41,476−6.8% | Reduced |
| Yakira Capital Management, Inc. | 998,524 | $4.25M | 0.87% | +998,524 | New |
| Cooperman Leon G | 2,150,410 | $9.16M | 0.57% | −27,400−1.3% | Reduced |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −1,982,822−100.0% | Sold out |
| Fiera Capital Corp | 0 | $0 | 0.00% | −764,950−100.0% | Sold out |
| Ballentine Partners, LLC | 0 | $0 | 0.00% | −46,673−100.0% | Sold out |
| Crescent Grove Advisors, LLC | 0 | $0 | 0.00% | −26,000−100.0% | Sold out |
| O'Shaughnessy Asset Management, LLC | 0 | $0 | 0.00% | −14,872−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −13,651−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −11,958−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −7,500−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −1,875−100.0% | Sold out |
| Evoke Wealth, LLC | 0 | $0 | 0.00% | −350−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Shikiar Asset Management Inc | – | – | – | – | Not filed |