Equus Total Return, Inc.
EQS- Exchange
- NYSE
- SEC CIK
- 0000878932
No open-market purchases or sales by Equus Total Return, Inc. insiders were filed in the last 90 days; 7 institutions reported holding it in 13F filings for Q2 2026, worth $152.1K in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Equus Total Return, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 9
- +2 vs. Q3 2023
- Shares held
- 259.3K
- +109.0K (+72.6%) vs. Q3 2023
- Total value
- $378.3K
- +$156.0K (+70.2%) vs. Q3 2023
- New holders
- 3
- 0 more added
- Sold out
- 1
- 1 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting EQS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 7 | $152.1K |
| Q1 2026 | 8 | $230.9K |
| Q4 2025 | 10 | $211.3K |
| Q3 2025 | 8 | $259.7K |
| Q2 2025 | 9 | $170.6K |
| Q1 2025 | 9 | $147.1K |
| Q4 2024 | 9 | $169.1K |
| Q3 2024 | 9 | $181.2K |
| Q2 2024 | 10 | $285.8K |
| Q1 2024 | 9 | $319.3K |
| Q4 2023 | 9 | $378.3K |
| Q3 2023 | 7 | $222.2K |
| Q2 2023 | 6 | $216.0K |
| Q1 2023 | 7 | $250.9K |
| Q4 2022 | 7 | $236.6K |
| Q3 2022 | 7 | $284.0K |
| Q2 2022 | 6 | $385.0K |
| Q1 2022 | 8 | $2.11M |
| Q4 2021 | 8 | $185.0K |
| Q3 2021 | 8 | $198.0K |
| Q2 2021 | 10 | $323.0K |
| Q1 2021 | 10 | $364.0K |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Equus Total Return, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FNY Investment Advisers, LLC | 100,000 | $145.0K | 0.16% | +100,000 | New |
| Shufro Rose & Co LLC | 77,735 | $115.0K | 0.01% | 00.0% | Unchanged |
| Morgan Stanley | 35,666 | $51.7K | 0.00% | −1,459−3.9% | Reduced |
| CSS LLC | 22,999 | $33.4K | 0.00% | 00.0% | Unchanged |
| Marex Group plc | 10,000 | $14.5K | 0.00% | +10,000 | New |
| Blue Bell Private Wealth Management, LLC | 9,102 | $13.2K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 2,800 | $4.00K | 0.00% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 1,000 | $1.45K | 0.00% | +1,000 | New |
| Wells Fargo & Company | 1 | $1 | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 0 | $0 | 0.00% | −497−100.0% | Sold out |