BlackRock ESG Capital Allocation Term Trust

ECAT

Exchange: NYSE
SEC CIK: 0001864843

SEC filings (opens in a new tab)

In the last 90 days, BlackRock ESG Capital Allocation Term Trust insiders filed 1 open-market purchase and 33 sales; 78 institutions reported holding it in 13F filings for Q2 2026, worth $512.4M in total; no superinvestor holds it.

Q4 2021 vs. Q3 2021

How the institutions holding BlackRock ESG Capital Allocation Term Trust changed between Q3 2021 and Q4 2021.

All holders in Q4 2021 All holders in Q3 2021

13F holders of ECAT: Q3 2021 compared with Q4 2021
Measure	Q3 2021	Q4 2021	Change
Holders	11	34	+23
Shares	1.59M	7.84M	+6.25M (+394.1%)
Value	$31.9M	$146.2M	+$114.3M (+358.5%)

New holders (24)

Institutions that held BlackRock ESG Capital Allocation Term Trust at the end of Q4 2021 but not at the end of Q3 2021.

Institutions new to ECAT in Q4 2021
Institution	Shares	Value	% of portfolio
Karpus Management, Inc.	1,447,868	$27.0M	0.78%
Thomas J. Herzfeld Advisors, Inc.	230,868	$4.31M	1.56%
Wolverine Asset Management LLC	147,665	$2.75M	0.03%
Autumn Glory Partners, LLC	75,200	$1.40M	0.59%
The PNC Financial Services Group, Inc.	72,485	$1.35M	0.00%
Stifel Financial Corp	59,077	$1.10M	0.00%
Walleye Capital LLC	55,491	$1.03M	0.03%
Ameriprise Financial Inc	51,721	$965.0K	0.00%
Clough Capital Partners L P	46,800	$873.0K	0.06%
1607 Capital Partners, LLC	37,899	$707.0K	0.04%
Mariner Investment Group LLC	32,420	$605.0K	0.26%
Dakota Wealth Management	29,600	$552.0K	0.06%
Nomura Holdings Inc	23,000	$429.0K	0.00%
Advisor Group Holdings, Inc.	21,710	$411.0K	0.00%
Two Sigma Securities, LLC	17,474	$326.0K	0.06%
Wedbush Securities Inc	15,550	$290.0K	0.01%
Marcum Wealth, LLC	15,000	$280.0K	0.04%
Blue Bell Private Wealth Management, LLC	14,150	$264.0K	0.07%
Commonwealth Equity Services, LLC	13,229	$246.0K	0.00%
Jane Street Group, LLC	10,169	$190.0K	0.00%
Private Advisor Group, LLC	10,000	$187.0K	0.00%
Moisand Fitzgerald Tamayo, LLC	5,500	$103.0K	0.03%
Tower Research Capital LLC (TRC)	4,849	$90.0K	0.00%
JFS Wealth Advisors, LLC	500	$9.00K	0.00%

Sold out (1)

Institutions that held BlackRock ESG Capital Allocation Term Trust at the end of Q3 2021 and filed for Q4 2021 without it.

Institutions that sold out of ECAT in Q4 2021
Institution	Shares, Q3 2021	Value, Q3 2021
Polygon Management Ltd.	150,000	$3.02M