Capital One Financial Corp
COF- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0000927628
In the last 90 days, Capital One Financial Corp insiders filed 0 open-market purchases and 14 sales; 2,130 institutions reported holding it in 13F filings for Q2 2026, worth $107.7B in total; 9 superinvestors hold it, including Harris Associates (Oakmark) and Berkshire Hathaway.
13F holders, Q3 2023
Institutional positions in Capital One Financial Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,011
- +5 vs. Q2 2023
- Shares held
- 342.9M
- −4.23M (−1.2%) vs. Q2 2023
- Total value
- $33.3B
- −$4.64B (−12.2%) vs. Q2 2023
- New holders
- 97
- 320 more added
- Sold out
- 92
- 407 more reduced
13 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 2,130 | $107.7B |
| Q1 2026 | 2,082 | $96.4B |
| Q4 2025 | 2,212 | $133.0B |
| Q3 2025 | 2,002 | $116.2B |
| Q2 2025 | 1,962 | $118.8B |
| Q1 2025 | 1,403 | $65.5B |
| Q4 2024 | 1,362 | $64.0B |
| Q3 2024 | 1,229 | $52.1B |
| Q2 2024 | 1,202 | $48.0B |
| Q1 2024 | 1,166 | $52.2B |
| Q4 2023 | 1,142 | $44.8B |
| Q3 2023 | 1,011 | $33.3B |
| Q2 2023 | 1,019 | $38.0B |
| Q1 2023 | 1,009 | $33.0B |
| Q4 2022 | 1,026 | $31.7B |
| Q3 2022 | 997 | $31.4B |
| Q2 2022 | 1,023 | $35.5B |
| Q1 2022 | 1,095 | $46.5B |
| Q4 2021 | 1,140 | $53.4B |
| Q3 2021 | 1,107 | $62.2B |
| Q2 2021 | 1,122 | $61.8B |
| Q1 2021 | 1,017 | $52.3B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Capital One Financial Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Plimoth Trust Co LLC | 3,190 | $309.6K | 0.10% | −538−14.4% | Reduced |
| Ingalls & Snyder LLC | 3,190 | $310.0K | 0.01% | 00.0% | Unchanged |
| XML Financial, LLC | 3,199 | $310.4K | 0.04% | −246−7.1% | Reduced |
| Zullo Investment Group, Inc. | 3,199 | $310.5K | 0.18% | +498+18.4% | Added |
| Conning Inc. | 3,215 | $312.0K | 0.01% | +140+4.6% | Added |
| Evergreen Capital Management LLC | 3,218 | $312.3K | 0.01% | −63−1.9% | Reduced |
| Epoch Investment Partners, Inc. | 3,271 | $317.5K | 0.00% | +188+6.1% | Added |
| Global Trust Asset Management, LLC | 3,273 | $317.6K | 0.15% | −74−2.2% | Reduced |
| Stonegate Investment Group, LLC | 3,277 | $318.0K | 0.01% | −7−0.2% | Reduced |
| Vantage Consulting Group Inc | 3,281 | $318.4K | 0.21% | +351+12.0% | Added |
| Syntax Advisors, LLC | 3,281 | $318.4K | 0.28% | +351+12.0% | Added |
| Soltis Investment Advisors LLC | 3,289 | $319.2K | 0.04% | +225+7.3% | Added |
| Aspen Wealth Strategies, LLC | 3,324 | $322.6K | 0.25% | −31−0.9% | Reduced |
| Apollon Wealth Management, LLC | 3,324 | $322.6K | 0.02% | −279−7.7% | Reduced |
| Ignite Planners, LLC | 3,514 | $323.7K | 0.10% | +281+8.7% | Added |
| Schwarz Dygos Wheeler Investment Advisors LLC | 3,336 | $323.8K | 0.11% | 00.0% | Unchanged |
| Financial Security Advisor, Inc. | 3,339 | $324.1K | 0.15% | +3,339 | New |
| Hancock Whitney Corp | 3,376 | $327.6K | 0.01% | −58−1.7% | Reduced |
| Ameritas Advisory Services, LLC | 3,424 | $329.4K | 0.02% | +820+31.5% | Added |
| Gryphon Financial Partners LLC | 3,424 | $332.3K | 0.08% | −472−12.1% | Reduced |
| Diversified Investment Strategies, LLC | 3,427 | $332.6K | 0.25% | −250−6.8% | Reduced |
| Quantitative Investment Management, LLC | 3,435 | $333.0K | 0.05% | −33,116−90.6% | Reduced |
| Concentric Wealth Management, LLC | 3,434 | $333.3K | 0.11% | −165−4.6% | Reduced |
| Connectus Wealth, LLC | 3,432 | $333.5K | 0.01% | −167−4.6% | Reduced |
| Circle Wealth Management, LLC | 3,438 | $333.7K | 0.01% | −70−2.0% | Reduced |
| NBC Securities, Inc. | 3,446 | $334.0K | 0.04% | +3,446 | New |
| Rockland Trust Co | 3,455 | $335.3K | 0.02% | 00.0% | Unchanged |
| First National Trust Co | 3,460 | $335.8K | 0.02% | −506−12.8% | Reduced |
| Gallacher Capital Management LLC | 3,468 | $336.6K | 0.21% | −1,323−27.6% | Reduced |
| Americana Partners, LLC | 3,484 | $338.1K | 0.04% | +24+0.7% | Added |
| St Germain D J Co Inc | 3,541 | $343.7K | 0.02% | 00.0% | Unchanged |
| Banco Santander, S.A. | 3,567 | $346.2K | 0.00% | +3,567 | New |
| Montecito Bank & Trust | 3,584 | $347.8K | 0.08% | −11−0.3% | Reduced |
| Credit Agricole S A | 3,588 | $348.2K | 0.01% | +3,588 | New |
| Sequoia Financial Advisors, LLC | 3,590 | $348.4K | 0.01% | −510−12.4% | Reduced |
| International Assets Investment Management, LLC | 132,471 | $354.8K | 0.05% | +132,471 | New |
| Axxcess Wealth Management, LLC | 3,668 | $355.9K | 0.01% | −216−5.6% | Reduced |
| Moors & Cabot, Inc. | 3,671 | $356.3K | 0.02% | −500−12.0% | Reduced |
| AdvisorShares Investments LLC | 3,674 | $356.6K | 0.10% | −3,184−46.4% | Reduced |
| Private Trust Co NA | 3,688 | $357.9K | 0.05% | −141−3.7% | Reduced |
| Blueshift Asset Management, LLC | 3,689 | $358.0K | 0.21% | +3,689 | New |
| Platform Technology Partners | 3,698 | $358.9K | 0.17% | −77−2.0% | Reduced |
| Park Avenue Securities LLC | 3,700 | $359.0K | 0.01% | +3,700 | New |
| Acropolis Investment Management, LLC | 3,722 | $361.2K | 0.03% | −95−2.5% | Reduced |
| Westpac Banking Corp | 3,726 | $361.6K | 0.03% | −2,273−37.9% | Reduced |
| NEOS Investment Management LLC | 3,744 | $363.4K | 0.05% | +3,744 | New |
| Clarius Group, LLC | 3,752 | $364.1K | 0.03% | −1,289−25.6% | Reduced |
| SYSTM Wealth Solutions LLC | 3,758 | $364.7K | 0.06% | −518−12.1% | Reduced |
| Lindbrook Capital, LLC | 3,809 | $369.7K | 0.04% | −81−2.1% | Reduced |
| Pointe Capital Management LLC | 3,816 | $370.3K | 0.29% | +25+0.7% | Added |
| Capital Wealth Planning, LLC | 3,850 | $373.6K | 0.00% | +3,850 | New |
| Personal Cfo Solutions, LLC | 3,870 | $375.6K | 0.07% | +360+10.3% | Added |
| Western Wealth Management, LLC | 3,921 | $380.5K | 0.03% | −21−0.5% | Reduced |
| Wealth Management Solutions, LLC | 3,933 | $381.7K | 0.26% | +22+0.6% | Added |
| Armstrong Advisory Group, Inc | 3,946 | $383.0K | 0.04% | −442−10.1% | Reduced |
| RMR Wealth Builders | 4,000 | $388.2K | 0.06% | 00.0% | Unchanged |
| Sweet Financial Partners, LLC | 4,030 | $391.1K | 0.10% | 00.0% | Unchanged |
| Venture Visionary Partners LLC | 4,036 | $391.7K | 0.02% | −360−8.2% | Reduced |
| DFPG Investments, LLC | 3,768 | $393.7K | 0.04% | −95−2.5% | Reduced |
| Siemens Fonds Invest GmbH | 4,061 | $394.1K | 0.04% | −814−16.7% | Reduced |
| Penserra Capital Management LLC | 4,102 | $396.0K | 0.01% | −243−5.6% | Reduced |
| Cigna Investments Inc | 4,088 | $397.0K | 0.09% | −575−12.3% | Reduced |
| Quadrant Capital Group LLC | 4,100 | $397.9K | 0.04% | −84−2.0% | Reduced |
| Valeo Financial Advisors, LLC | 4,167 | $404.4K | 0.02% | −771−15.6% | Reduced |
| Northern Oak Wealth Management Inc | 4,189 | $406.5K | 0.05% | +978+30.5% | Added |
| Brookstone Capital Management | 4,393 | $407.2K | 0.01% | +13+0.3% | Added |
| Richwood Investment Advisors, LLC | 4,231 | $410.6K | 0.42% | −50−1.2% | Reduced |
| Duff & Phelps Investment Management Co | 4,237 | $411.2K | 0.01% | −24−0.6% | Reduced |
| LGT Financial Advisors LLC | 4,253 | $412.8K | 0.52% | 00.0% | Unchanged |
| Profund Advisors LLC | 4,327 | $419.9K | 0.02% | −129−2.9% | Reduced |
| Franklin Street Advisors Inc | 4,324 | $420.0K | 0.04% | 00.0% | Unchanged |
| Summit Financial Group Inc | 4,412 | $428.2K | 0.18% | 00.0% | Unchanged |
| Allen Investment Management LLC | 4,423 | $429.3K | 0.01% | 00.0% | Unchanged |
| Mountain Pacific Investment Advisers Inc | 4,448 | $431.7K | 0.03% | 00.0% | Unchanged |
| Independent Advisor Alliance | 4,458 | $432.7K | 0.02% | −1,558−25.9% | Reduced |
| Trust Asset Management LLC | 4,466 | $433.4K | 0.05% | 00.0% | Unchanged |
| Sky Investment Group LLC | 4,496 | $436.3K | 0.10% | 00.0% | Unchanged |
| CSS LLC | 4,500 | $436.7K | 0.04% | 00.0% | Unchanged |
| Busey Wealth Management | 4,500 | $436.7K | 0.02% | −469−9.4% | Reduced |
| Balentine LLC | 4,512 | $437.9K | 0.01% | −476−9.5% | Reduced |
| Ameritas Investment Partners, Inc. | 4,529 | $439.5K | 0.02% | 00.0% | Unchanged |
| Stony Point Wealth Management Inc. | 4,711 | $444.4K | 0.23% | 00.0% | Unchanged |
| Uncommon Cents Investing LLC | 4,630 | $449.3K | 0.16% | −375−7.5% | Reduced |
| Kingsview Wealth Management, LLC | 4,633 | $449.6K | 0.02% | −138−2.9% | Reduced |
| Leonteq Securities AG | 4,640 | $450.3K | 0.05% | −3,029−39.5% | Reduced |
| South State Corp. | 4,667 | $452.9K | 0.04% | −273−5.5% | Reduced |
| Prospera Financial Services Inc | 4,708 | $457.4K | 0.02% | −554−10.5% | Reduced |
| Regions Financial Corp | 4,721 | $458.2K | 0.00% | −459−8.9% | Reduced |
| Meridian Financial Partners LLC | 4,972 | $461.0K | 0.47% | +323+6.9% | Added |
| PBMares Wealth Management LLC | 4,820 | $467.8K | 0.17% | 00.0% | Unchanged |
| Central Trust Co | 4,854 | $471.1K | 0.01% | +650+15.5% | Added |
| Verdence Capital Advisors LLC | 4,929 | $478.3K | 0.05% | −345−6.5% | Reduced |
| Legacy Private Trust Co. | 4,964 | $481.8K | 0.04% | −488−9.0% | Reduced |
| Crawford Investment Counsel Inc | 4,998 | $485.1K | 0.01% | −680−12.0% | Reduced |
| Supplemental Annuity Collective Trust of NJ | 5,000 | $485.3K | 0.18% | 00.0% | Unchanged |
| Baker Tilly Wealth Management, LLC | 5,013 | $486.5K | 0.08% | −10,919−68.5% | Reduced |
| Symmetry Partners, LLC | 5,054 | $490.0K | 0.03% | −430−7.8% | Reduced |
| Angeles Investment Advisors, LLC | 5,050 | $490.1K | 0.04% | +5,050 | New |
| Diversified Trust Co | 5,136 | $498.4K | 0.02% | −653−11.3% | Reduced |
| Sumitomo Life Insurance Co | 5,146 | $499.4K | 0.01% | −206−3.8% | Reduced |