Capital One Financial Corp
COF- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0000927628
In the last 90 days, Capital One Financial Corp insiders filed 0 open-market purchases and 14 sales; 2,130 institutions reported holding it in 13F filings for Q2 2026, worth $107.7B in total; 9 superinvestors hold it, including Harris Associates (Oakmark) and Berkshire Hathaway.
13F holders, Q3 2021
Institutional positions in Capital One Financial Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,107
- −3 vs. Q2 2021
- Shares held
- 384.3M
- −14.6M (−3.7%) vs. Q2 2021
- Total value
- $62.2B
- +$549.3M (+0.9%) vs. Q2 2021
- New holders
- 93
- 393 more added
- Sold out
- 96
- 436 more reduced
12 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 2,130 | $107.7B |
| Q1 2026 | 2,082 | $96.4B |
| Q4 2025 | 2,212 | $133.0B |
| Q3 2025 | 2,002 | $116.2B |
| Q2 2025 | 1,962 | $118.8B |
| Q1 2025 | 1,403 | $65.5B |
| Q4 2024 | 1,362 | $64.0B |
| Q3 2024 | 1,229 | $52.1B |
| Q2 2024 | 1,202 | $48.0B |
| Q1 2024 | 1,166 | $52.2B |
| Q4 2023 | 1,142 | $44.8B |
| Q3 2023 | 1,011 | $33.3B |
| Q2 2023 | 1,019 | $38.0B |
| Q1 2023 | 1,009 | $33.0B |
| Q4 2022 | 1,026 | $31.7B |
| Q3 2022 | 997 | $31.4B |
| Q2 2022 | 1,023 | $35.5B |
| Q1 2022 | 1,095 | $46.5B |
| Q4 2021 | 1,140 | $53.4B |
| Q3 2021 | 1,107 | $62.2B |
| Q2 2021 | 1,122 | $61.8B |
| Q1 2021 | 1,017 | $52.3B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Capital One Financial Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cornerstone Wealth Group, LLC | 20,084 | $3.25M | 0.57% | −2,888−12.6% | Reduced |
| Northwestern Mutual Investment Management Company, LLC | 20,262 | $3.28M | 0.07% | −240−1.2% | Reduced |
| De Burlo Group Inc | 20,356 | $3.30M | 0.53% | +20,356 | New |
| GenTrust, LLC | 20,370 | $3.30M | 0.27% | 00.0% | Unchanged |
| Cutler Group LP | 20,488 | $3.32M | 0.25% | +20,488 | New |
| Legacy Private Trust Co. | 20,558 | $3.33M | 0.27% | +1,732+9.2% | Added |
| MD Financial Management Inc. | 20,688 | $3.35M | 0.08% | +20,688 | New |
| Hennessy Advisors Inc | 21,000 | $3.40M | 0.20% | −2,500−10.6% | Reduced |
| Qube Research & Technologies Ltd | 21,068 | $3.41M | 0.04% | −75,050−78.1% | Reduced |
| DF Dent & Co Inc | 21,247 | $3.44M | 0.04% | 00.0% | Unchanged |
| Telemus Capital, LLC | 21,258 | $3.44M | 0.29% | +817+4.0% | Added |
| Twin Tree Management, LP | 21,462 | $3.48M | 0.10% | +21,462 | New |
| Avantax Advisory Services, Inc. | 21,600 | $3.50M | 0.06% | −1,301−5.7% | Reduced |
| Pinnacle Associates Ltd | 21,873 | $3.54M | 0.07% | +5,444+33.1% | Added |
| Federation des caisses Desjardins du Quebec | 22,069 | $3.57M | 0.04% | −1,566−6.6% | Reduced |
| AIA Group Ltd | 22,276 | $3.61M | 0.20% | −1,675−7.0% | Reduced |
| Blair William & Co | 23,124 | $3.75M | 0.01% | −2,552−9.9% | Reduced |
| AE Wealth Management LLC | 23,402 | $3.79M | 0.03% | +23+0.1% | Added |
| Baird Financial Group, Inc. | 23,449 | $3.80M | 0.01% | −9,305−28.4% | Reduced |
| Regentatlantic Capital LLC | 23,563 | $3.82M | 0.12% | +1,027+4.6% | Added |
| Cantor Fitzgerald Investment Adviser L.P. | 23,717 | $3.84M | 0.28% | −228−1.0% | Reduced |
| River Wealth Advisors LLC | 23,790 | $3.85M | 0.66% | +225+1.0% | Added |
| Armstrong Shaw Associates Inc | 24,245 | $3.93M | 3.43% | 00.0% | Unchanged |
| Edmond de Rothschild Holding S.A. | 24,394 | $3.95M | 0.09% | +20,505+527.3% | Added |
| Meeder Asset Management Inc | 25,175 | $4.08M | 0.21% | −885−3.4% | Reduced |
| MML Investors Services, LLC | 25,285 | $4.09M | 0.03% | −2,745−9.8% | Reduced |
| Kentucky Retirement Systems | 25,283 | $4.09M | 0.19% | −1,008−3.8% | Reduced |
| Moloney Securities Asset Management, LLC | 25,356 | $4.11M | 0.75% | +3,951+18.5% | Added |
| Sovarnum Capital L.P. | 25,500 | $4.13M | 3.90% | −7,000−21.5% | Reduced |
| True North Advisors, LLC | 25,585 | $4.14M | 0.82% | −14−0.1% | Reduced |
| Daiwa Securities Group Inc. | 25,885 | $4.19M | 0.03% | +1,125+4.5% | Added |
| Kestra Advisory Services, LLC | 26,067 | $4.22M | 0.04% | −2,355−8.3% | Reduced |
| NorthCoast Asset Management LLC | 26,335 | $4.27M | 0.16% | +8,627+48.7% | Added |
| Fifth Third Bancorp | 26,437 | $4.28M | 0.02% | +1,533+6.2% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 26,490 | $4.29M | 0.02% | −87−0.3% | Reduced |
| ExodusPoint Capital Management, LP | 26,870 | $4.35M | 0.07% | +21,320+384.1% | Added |
| Cubist Systematic Strategies, LLC | 27,515 | $4.46M | 0.06% | −130,477−82.6% | Reduced |
| Achmea Investment Management B.V. | 27,616 | $4.47M | 0.14% | +10,451+60.9% | Added |
| Linscomb & Williams, Inc. | 27,666 | $4.48M | 0.23% | −2,528−8.4% | Reduced |
| Louisiana State Employees Retirement System | 27,800 | $4.50M | 0.11% | −300−1.1% | Reduced |
| Rockefeller Capital Management L.P. | 27,989 | $4.53M | 0.02% | +5,329+23.5% | Added |
| Unison Advisors LLC | 28,027 | $4.54M | 1.13% | −6,977−19.9% | Reduced |
| Patton Albertson Miller Group, LLC | 28,162 | $4.56M | 0.87% | −594−2.1% | Reduced |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 28,178 | $4.56M | 0.11% | −270−0.9% | Reduced |
| Second Curve Capital LLC | 28,219 | $4.57M | 5.67% | +5,000+21.5% | Added |
| Banco Bilbao Vizcaya Argentaria, S.A. | 28,613 | $4.64M | 0.07% | +16,236+131.2% | Added |
| BKD Wealth Advisors, LLC | 28,690 | $4.65M | 0.21% | −542−1.9% | Reduced |
| Swedbank AB | 28,921 | $4.68M | 0.01% | 00.0% | Unchanged |
| First American Trust, FSB | 29,037 | $4.70M | 0.71% | −23,921−45.2% | Reduced |
| CIBC Private Wealth Group, LLC | 29,118 | $4.72M | 0.01% | −4,286−12.8% | Reduced |
| HNP Capital LLC | 29,371 | $4.76M | 1.19% | −5,669−16.2% | Reduced |
| Ibex Wealth Advisors | 29,462 | $4.77M | 0.92% | +14,588+98.1% | Added |
| New Mexico Educational Retirement Board | 29,517 | $4.78M | 0.17% | −1,100−3.6% | Reduced |
| Vectors Research Management, LLC | 29,537 | $4.78M | 1.13% | −5,503−15.7% | Reduced |
| Goelzer Investment Management, Inc. | 29,666 | $4.80M | 0.42% | −11,513−28.0% | Reduced |
| Pacer Advisors, Inc. | 29,704 | $4.81M | 0.06% | −568−1.9% | Reduced |
| Webster Bank, N. A. | 29,777 | $4.82M | 0.54% | −706−2.3% | Reduced |
| Strong Tower Advisory Services | 29,839 | $4.84M | 2.82% | +29,839 | New |
| PCJ Investment Counsel Ltd. | 30,000 | $4.86M | 1.75% | +15,000+100.0% | Added |
| TrinityPoint Wealth, LLC | 30,163 | $4.89M | 0.93% | +38+0.1% | Added |
| Vontobel Holding Ltd. | 30,225 | $4.89M | 0.04% | +11,739+63.5% | Added |
| Van Strum & Towne Inc. | 30,522 | $4.94M | 1.95% | 00.0% | Unchanged |
| Pendal Group Limited | 30,663 | $4.97M | 0.04% | −21,928−41.7% | Reduced |
| Regions Financial Corp | 30,739 | $4.98M | 0.04% | −143−0.5% | Reduced |
| Picton Mahoney Asset Management | 30,975 | $5.02M | 0.19% | −33,840−52.2% | Reduced |
| Advisory Services Network, LLC | 31,105 | $5.04M | 0.16% | +4,518+17.0% | Added |
| Elo Mutual Pension Insurance Co | 31,441 | $5.09M | 0.16% | −689−2.1% | Reduced |
| Northwestern Mutual Wealth Management Co | 31,612 | $5.12M | 0.01% | +437+1.4% | Added |
| Private Advisor Group, LLC | 31,851 | $5.16M | 0.03% | +2,864+9.9% | Added |
| HighTower Advisors, LLC | 32,038 | $5.18M | 0.01% | +1,654+5.4% | Added |
| Shelton Capital Management | 32,004 | $5.18M | 0.20% | +3,617+12.7% | Added |
| 6 Meridian | 32,728 | $5.30M | 0.42% | +8,127+33.0% | Added |
| Transcend Wealth Collective, LLC | 32,736 | $5.40M | 0.48% | +214+0.7% | Added |
| Xponance, Inc. | 33,405 | $5.41M | 0.10% | +8,408+33.6% | Added |
| American Century Companies Inc | 33,583 | $5.44M | 0.00% | +5,237+18.5% | Added |
| Smith, Graham & Co., Investment Advisors, LP | 33,614 | $5.44M | 0.55% | −3,705−9.9% | Reduced |
| D.A. Davidson & Co. | 33,617 | $5.45M | 0.06% | +901+2.8% | Added |
| Mercer Global Advisors Inc | 34,580 | $5.60M | 0.04% | +3,500+11.3% | Added |
| Maryland State Retirement & Pension System | 33,777 | $5.62M | 0.16% | −653−1.9% | Reduced |
| Teachers Retirement System of the State of Kentucky | 34,753 | $5.63M | 0.05% | 00.0% | Unchanged |
| JTC Employer Solutions Trusteee Ltd | 35,000 | $5.67M | 0.76% | +35,000 | New |
| Janney Montgomery Scott LLC | 34,987 | $5.67M | 0.02% | +2,895+9.0% | Added |
| Consolidated Investment Group LLC | 35,040 | $5.67M | 0.89% | −3,200−8.4% | Reduced |
| EJF Capital LLC | 35,059 | $5.68M | 0.50% | +9,699+38.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 35,139 | $5.69M | 0.03% | −57,315−62.0% | Reduced |
| Scotia Capital Inc. | 35,402 | $5.73M | 0.04% | −5,613−13.7% | Reduced |
| NN Investment Partners Holdings N.V. | 35,910 | $5.82M | 0.03% | −16,400−31.4% | Reduced |
| Cookson Peirce & Co Inc | 36,466 | $5.91M | 0.36% | +5,634+18.3% | Added |
| Securian Asset Management, Inc | 37,209 | $6.03M | 0.12% | −809−2.1% | Reduced |
| Bokf, NA | 37,488 | $6.07M | 0.10% | +37,488 | New |
| Banque Pictet & Cie SA | 37,949 | $6.15M | 0.06% | −29,738−43.9% | Reduced |
| Atria Investments LLC | 38,424 | $6.22M | 0.11% | +6,813+21.6% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 38,515 | $6.24M | 2.05% | +4,909+14.6% | Added |
| Sandy Spring Bank | 38,553 | $6.24M | 0.33% | −1,731−4.3% | Reduced |
| First Horizon Advisors, Inc. | 38,654 | $6.26M | 0.20% | −4,673−10.8% | Reduced |
| Nippon Life Global Investors Americas, Inc. | 38,840 | $6.29M | 0.33% | −5,960−13.3% | Reduced |
| AlphaCrest Capital Management LLC | 38,899 | $6.30M | 0.33% | −14,261−26.8% | Reduced |
| Jacobs Levy Equity Management, Inc | 39,030 | $6.32M | 0.04% | −490,236−92.6% | Reduced |
| Dana Investment Advisors, Inc. | 39,142 | $6.34M | 0.29% | +21+0.1% | Added |
| Tdam USA Inc. | 39,450 | $6.39M | 0.42% | −731−1.8% | Reduced |