Capital One Financial Corp
COF- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0000927628
In the last 90 days, Capital One Financial Corp insiders filed 0 open-market purchases and 14 sales; 2,130 institutions reported holding it in 13F filings for Q2 2026, worth $107.7B in total; 9 superinvestors hold it, including Harris Associates (Oakmark) and Berkshire Hathaway.
13F holders, Q3 2021
Institutional positions in Capital One Financial Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,107
- −3 vs. Q2 2021
- Shares held
- 384.3M
- −14.6M (−3.7%) vs. Q2 2021
- Total value
- $62.2B
- +$549.3M (+0.9%) vs. Q2 2021
- New holders
- 93
- 393 more added
- Sold out
- 96
- 436 more reduced
12 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 2,130 | $107.7B |
| Q1 2026 | 2,082 | $96.4B |
| Q4 2025 | 2,212 | $133.0B |
| Q3 2025 | 2,002 | $116.2B |
| Q2 2025 | 1,962 | $118.8B |
| Q1 2025 | 1,403 | $65.5B |
| Q4 2024 | 1,362 | $64.0B |
| Q3 2024 | 1,229 | $52.1B |
| Q2 2024 | 1,202 | $48.0B |
| Q1 2024 | 1,166 | $52.2B |
| Q4 2023 | 1,142 | $44.8B |
| Q3 2023 | 1,011 | $33.3B |
| Q2 2023 | 1,019 | $38.0B |
| Q1 2023 | 1,009 | $33.0B |
| Q4 2022 | 1,026 | $31.7B |
| Q3 2022 | 997 | $31.4B |
| Q2 2022 | 1,023 | $35.5B |
| Q1 2022 | 1,095 | $46.5B |
| Q4 2021 | 1,140 | $53.4B |
| Q3 2021 | 1,107 | $62.2B |
| Q2 2021 | 1,122 | $61.8B |
| Q1 2021 | 1,017 | $52.3B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Capital One Financial Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| WMS Partners, LLC | 2,331 | $378.0K | 0.06% | −75−3.1% | Reduced |
| Bailard, Inc. | 2,338 | $379.0K | 0.01% | −305−11.5% | Reduced |
| E&G Advisors, LP | 2,348 | $380.0K | 0.10% | +2,348 | Added |
| Alps Advisors Inc | 2,354 | $381.0K | 0.00% | +2,354 | New |
| Axiom Financial Strategies, LLC | 2,364 | $383.0K | 0.18% | −903−27.6% | Reduced |
| Intersect Capital LLC | 2,362 | $383.0K | 0.07% | +59+2.6% | Added |
| Sawtooth Solutions, LLC | 2,374 | $385.0K | 0.06% | +427+21.9% | Added |
| Teza Capital Management LLC | 2,393 | $388.0K | 0.19% | −14,074−85.5% | Reduced |
| Fulcrum Asset Management LLP | – | $388.0K | 0.19% | – | – |
| IPG Investment Advisors LLC | 2,400 | $388.7K | 0.12% | +2,400 | New |
| Almanack Investment Partners, LLC. | 2,404 | $389.0K | 0.03% | 00.0% | Unchanged |
| Engine No. 1 LLC | 2,405 | $390.0K | 0.10% | +964+66.9% | Added |
| Aspiriant, LLC | 2,421 | $392.0K | 0.02% | −165−6.4% | Reduced |
| HBW Advisory Services LLC | 2,427 | $393.0K | 0.10% | −102−4.0% | Reduced |
| Meristem Family Wealth, LLC | 2,429 | $393.0K | 0.04% | +143+6.3% | Added |
| Financial Advocates Investment Management | 2,430 | $394.0K | 0.03% | −7,466−75.4% | Reduced |
| Bryn Mawr Trust Co | 2,450 | $397.0K | 0.02% | +2,450 | New |
| Capula Management Ltd | 2,471 | $400.0K | 0.03% | −2,583−51.1% | Reduced |
| MCF Advisors LLC | 2,476 | $401.0K | 0.04% | +28+1.1% | Added |
| KB Financial Partners, LLC | 2,480 | $402.0K | 0.15% | +209+9.2% | Added |
| MAI Capital Management | 2,496 | $404.0K | 0.01% | +337+15.6% | Added |
| GSB Wealth Management, LLC | 2,500 | $405.0K | 0.21% | +2,500 | New |
| EPG Wealth Management LLC | 2,505 | $406.0K | 0.16% | +108+4.5% | Added |
| Cutter & CO Brokerage, Inc. | 2,530 | $410.0K | 0.10% | −17−0.7% | Reduced |
| Mount Vernon Associates Inc | 2,550 | $413.0K | 0.38% | −300−10.5% | Reduced |
| Lincoln National Corp | 2,553 | $413.0K | 0.01% | −33−1.3% | Reduced |
| Old Port Advisors | 2,474 | $415.0K | 0.15% | +80+3.3% | Added |
| Verus Financial Partners, Inc. | 2,486 | $421.0K | 0.06% | −109−4.2% | Reduced |
| Prospera Financial Services Inc | 2,598 | $421.0K | 0.02% | +396+18.0% | Added |
| Fiera Capital Corp | 2,651 | $429.0K | 0.00% | +43+1.6% | Added |
| Smith Chas P & Associates Pa Cpas | 2,653 | $430.0K | 0.03% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 2,660 | $431.0K | 0.02% | −855−24.3% | Reduced |
| Trinity Financial Advisors LLC | 2,665 | $432.0K | 0.29% | −1,092−29.1% | Reduced |
| Mycio Wealth Partners, LLC | 2,678 | $434.0K | 0.16% | −362−11.9% | Reduced |
| Citizens Financial Group Inc | 2,688 | $435.0K | 0.02% | −449−14.3% | Reduced |
| Doliver Advisors, LP | 2,706 | $438.0K | 0.15% | −25−0.9% | Reduced |
| Riverview Trust Co | 2,737 | $443.0K | 0.47% | 00.0% | Unchanged |
| Change Path, LLC | 2,733 | $443.0K | 0.03% | +69+2.6% | Added |
| Wright Investors Service Inc | 2,745 | $445.0K | 0.13% | −19,751−87.8% | Reduced |
| Bank of the West | 2,746 | $445.0K | 0.05% | 00.0% | Unchanged |
| Lido Advisors, LLC | 2,758 | $446.0K | 0.01% | +44+1.6% | Added |
| Mount Yale Investment Advisors, LLC | 2,818 | $456.0K | 0.05% | +342+13.8% | Added |
| Orion Portfolio Solutions, LLC | 2,836 | $459.0K | 0.02% | +335+13.4% | Added |
| Garrett Investment Advisors LLC | 2,839 | $460.0K | 0.15% | +15+0.5% | Added |
| C M Bidwell & Associates Ltd | 2,852 | $462.0K | 0.31% | −176−5.8% | Reduced |
| Arkadios Wealth Advisors | 2,871 | $465.0K | 0.07% | −889−23.6% | Reduced |
| IFP Advisors, Inc | 2,882 | $468.0K | 0.01% | −31,212−91.5% | Reduced |
| Johnson Investment Counsel Inc | 2,893 | $469.0K | 0.01% | 00.0% | Unchanged |
| Checchi Capital Advisers, LLC | 2,907 | $471.0K | 0.06% | +140+5.1% | Added |
| Pointe Capital Management LLC | 2,928 | $474.0K | 0.33% | +51+1.8% | Added |
| Clearstead Advisors, LLC | 2,935 | $475.0K | 0.04% | +488+19.9% | Added |
| Lester Murray Antman dba SimplyRich | 2,939 | $476.0K | 0.17% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 2,939 | $476.0K | 0.07% | +31+1.1% | Added |
| Kingsview Wealth Management, LLC | 2,967 | $481.0K | 0.02% | +13+0.4% | Added |
| Gateway Advisory, LLC | 2,968 | $481.0K | 0.10% | +63+2.2% | Added |
| Beacon Pointe Advisors, LLC | 2,979 | $483.0K | 0.01% | −1,447−32.7% | Reduced |
| Bayesian Capital Management, LP | 3,000 | $486.0K | 0.14% | −7,624−71.8% | Reduced |
| Hartford Financial Management Inc. | 3,000 | $486.0K | 0.12% | 00.0% | Unchanged |
| Columbia Trust Co 01012016 | 3,036 | $492.0K | 0.26% | 00.0% | Unchanged |
| Financial Architects, Inc | 3,086 | $500.0K | 0.07% | −2,035−39.7% | Reduced |
| Proffitt & Goodson Inc | 3,118 | $505.0K | 0.09% | +13+0.4% | Added |
| Kovack Advisors, Inc. | 3,117 | $505.0K | 0.05% | +505+19.3% | Added |
| Balentine LLC | 3,144 | $509.0K | 0.02% | +3,144 | New |
| Personal Cfo Solutions, LLC | 3,147 | $510.0K | 0.10% | −42−1.3% | Reduced |
| Integrated Wealth Concepts LLC | 3,146 | $510.0K | 0.02% | +3,146 | New |
| First Hawaiian Bank | 3,190 | $517.0K | 0.02% | +52+1.7% | Added |
| JBF Capital, Inc. | 3,200 | $518.0K | 0.11% | −300−8.6% | Reduced |
| Paradigm Financial Advisors, LLC | 3,220 | $522.0K | 0.12% | 00.0% | Unchanged |
| CAPROCK Group, Inc. | 3,255 | $527.0K | 0.05% | +98+3.1% | Added |
| Sentry Investment Management LLC | 3,252 | $527.0K | 0.15% | +3,215+8,689.2% | Added |
| Abbrea Capital, LLC | 3,260 | $528.0K | 0.08% | 00.0% | Unchanged |
| Leonteq Securities AG | 3,274 | $530.3K | 0.03% | +2,041+165.5% | Added |
| Dixon Hubard Feinour & Brown Inc | 3,278 | $531.0K | 0.11% | 00.0% | Unchanged |
| 1832 Asset Management L.P. | 3,186 | $534.0K | 0.00% | −1,312,344−99.8% | Reduced |
| Schwarz Dygos Wheeler Investment Advisors LLC | 3,336 | $540.0K | 0.20% | 00.0% | Unchanged |
| Americana Partners, LLC | 3,340 | $540.0K | 0.13% | +590+21.5% | Added |
| Moors & Cabot, Inc. | 3,407 | $552.0K | 0.03% | +169+5.2% | Added |
| LVW Advisors, LLC | 3,414 | $553.0K | 0.10% | +895+35.5% | Added |
| Jones Financial Companies LLLP | 3,447 | $558.0K | 0.00% | +391+12.8% | Added |
| OneAscent Financial Services LLC | 3,456 | $560.0K | 0.75% | +3,456 | New |
| Trust Co of Virginia | 3,474 | $563.0K | 0.06% | 00.0% | Unchanged |
| Manitou Investment Management Ltd. | 3,500 | $567.0K | 0.10% | 00.0% | Unchanged |
| Farr Miller & Washington LLC | 3,501 | $567.0K | 0.04% | +697+24.9% | Added |
| Global Trust Asset Management, LLC | 3,524 | $571.0K | 0.26% | 00.0% | Unchanged |
| Harvest Fund Management Co., Ltd | 3,643 | $589.0K | 0.13% | 00.0% | Unchanged |
| Brighton Jones LLC | 3,645 | $590.0K | 0.03% | +409+12.6% | Added |
| Convergence Investment Partners, LLC | 3,653 | $592.0K | 0.32% | −1,537−29.6% | Reduced |
| Concentric Wealth Management, LLC | 3,659 | $593.0K | 0.18% | −10−0.3% | Reduced |
| Personal Capital Advisors Corp | 3,668 | $594.0K | 0.00% | +117+3.3% | Added |
| Platform Technology Partners | 3,680 | $596.0K | 0.27% | −27−0.7% | Reduced |
| Gryphon Financial Partners LLC | 3,709 | $601.0K | 0.14% | +981+36.0% | Added |
| SG Americas Securities, LLC | 3,723 | $603.0K | 0.00% | −13,350−78.2% | Reduced |
| Sky Investment Group LLC | 3,721 | $603.0K | 0.13% | 00.0% | Unchanged |
| Ashton Thomas Private Wealth, LLC | 3,756 | $608.4K | 0.09% | +22+0.6% | Added |
| Blueshift Asset Management, LLC | 3,774 | $611.0K | 0.03% | +3,774 | New |
| DuPont Capital Management Corp | 3,786 | $613.0K | 0.02% | −2,413−38.9% | Reduced |
| Wealthspire Advisors, LLC | 3,784 | $613.0K | 0.01% | +2,436+180.7% | Added |
| Hancock Whitney Corp | 3,863 | $626.0K | 0.02% | +36+0.9% | Added |
| Jump Financial, LLC | 3,893 | $631.0K | 0.05% | −1,679−30.1% | Reduced |
| St Germain D J Co Inc | 3,903 | $632.0K | 0.04% | 00.0% | Unchanged |