Capital One Financial Corp
COF.PN- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0000927628
In the last 90 days, Capital One Financial Corp insiders filed 0 open-market purchases and 14 sales; 1 institution reported holding it in 13F filings for Q2 2026, worth $8.84K in total; no superinvestor holds it.
Holders of 5% or more of COF.PN
Holders whose latest Schedule 13D or 13G filing reports 5% or more of Capital One Financial Corp, largest stake first. The change is against the holder's previous filing.
No holder currently reports owning 5% or more of Capital One Financial Corp on Schedule 13D or 13G.
Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.
13D and 13G filings
Schedule 13D and 13G filings on Capital One Financial Corp, newest first.
No Schedule 13D or 13G filings on Capital One Financial Corp are on file.
Form 144: proposed insider sales
60 notices from officers, directors and other affiliates planning to sell Capital One Financial Corp shares, newest first.
| Filed (ET) | Seller | Shares to sell | Market value | Planned sale | Broker | Filing |
|---|---|---|---|---|---|---|
| Nov 12, 20244:07 PM ET | Michael ZamskyOfficer | 10.5K | $2.01M | Nov 12, 202410b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Nov 8, 20245:29 PM ET | Young Andrew MOfficer | 5.90K | $1.08M | Nov 8, 2024 | MORGAN STANLEY SMITH BARNEY LLC EXECUTIVE SERVICES | SEC |
| Nov 7, 20246:16 PM ET | West KaraOfficer | 721 | $133.0K | Nov 7, 2024 | MORGAN STANLEY SMITH BARNEY LLC EXECUTIVE SERVICES | SEC |
| Nov 7, 20244:21 PM ET | Robert M AlexanderOfficer | 16.6K | $3.11M | Nov 7, 202410b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Nov 5, 20244:06 PM ET | Mark MouadebOfficer | 2.00K | $323.9K | Nov 5, 202410b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Nov 4, 20246:22 PM ET | Raghu RaviOfficer | 24.8K | $4.09M | Nov 4, 2024 | Morgan Stanley Smith Barney LLC Executive Services | SEC |
| Oct 17, 20244:02 PM ET | Frank Laprade IIIOfficer | 15.8K | $2.52M | Oct 17, 202410b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Aug 29, 20244:06 PM ET | Richard D. FairbankDirector and Officer | 4.07K | $605.7K | Aug 8, 2024 | BNY Mellon Securities Corporation | SEC |
| Aug 6, 20244:06 PM ET | Kevin BorgmannOfficer | 61.5K | $8.18M | Aug 6, 202410b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Jul 17, 20244:21 PM ET | Robert M AlexanderOfficer | 30.7K | $4.61M | Jul 17, 202410b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Jul 10, 20244:40 PM ET | Bradford H. WarnerFormer officer | 5.60K | $767.1K | Jul 10, 2024 | J.P. Morgan Securities LLC | SEC |
| Jul 5, 20243:57 PM ET | Bradford H. WarnerFormer officer | 2.80K | $387.6K | Jul 5, 2024 | J.P. Morgan Securities LLC | SEC |
| Jun 4, 20244:58 PM ET | Bradford H. WarnerFormer officer | 8.20K | $1.11M | Jun 4, 2024 | J.P. Morgan Securities LLC | SEC |
| Jun 4, 20244:56 PM ET | Bradford H. WarnerFormer officer | 2.80K | $379.3K | Jun 4, 2024 | J.P. Morgan Securities LLC | SEC |
| May 8, 20242:52 PM ET | Karam CeliaAffiliate | 16.9K | $2.42M | May 8, 2024 | Charles Schwab & Co., Inc. | SEC |
| May 6, 20246:16 PM ET | Warner Bradford HOfficer | 28.0K | $4.01M | May 6, 2024 | MORGAN STANLEY SMITH BARNEY LLC EXECUTIVE SERVICES | SEC |
| May 2, 20246:15 PM ET | West KaraOfficer | 1.21K | $171.9K | May 2, 2024 | Morgan Stanley Smith Barney LLC Executive Services | SEC |
| Apr 30, 20245:59 PM ET | Golden Timothy POfficer | 8.65K | $1.25M | Apr 30, 2024 | Morgan Stanley Smith Barney LLC Executive Services | SEC |
| Apr 30, 20243:50 PM ET | Dean LiaOfficer | 15.5K | $2.25M | Apr 30, 2024 | Charles Schwab Corporation | SEC |
| Dec 14, 20235:38 PM ET | Ann Fritz HackettDirector | 6.00K | $780.0K | Dec 14, 202310b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Dec 14, 20234:31 PM ET | Robert M AlexanderOfficer | 8.00K | $1.04M | Dec 14, 202310b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Dec 14, 20234:13 PM ET | Frank G. Laprade IIIOfficer | 39.8K | $5.17M | Dec 14, 202310b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Dec 13, 20237:29 PM ET | Ann Fritz HackettDirector | 2.00K | $250.0K | Dec 13, 202310b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Dec 13, 20236:47 PM ET | Frank G. Laprade IIIOfficer | 23.3K | $2.91M | Dec 13, 202310b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Dec 12, 20235:33 PM ET | Ann Fritz HackettDirector | 4.00K | $480.6K | Dec 12, 202310b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
Showing the latest 25. See the COF.PN notices from the last 12 months