Capital One Financial Corp
COF.PK- Exchange
- NYSE
- Industry
- National Commercial Banks
- SEC CIK
- 0000927628
In the last 90 days, Capital One Financial Corp insiders filed 0 open-market purchases and 14 sales; no institution reported holding it in 13F filings for Q2 2026; no superinvestor holds it.
Holders of 5% or more of COF.PK
Holders whose latest Schedule 13D or 13G filing reports 5% or more of Capital One Financial Corp, largest stake first. The change is against the holder's previous filing.
No holder currently reports owning 5% or more of Capital One Financial Corp on Schedule 13D or 13G.
Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.
13D and 13G filings
Schedule 13D and 13G filings on Capital One Financial Corp, newest first.
No Schedule 13D or 13G filings on Capital One Financial Corp are on file.
Form 144: proposed insider sales
30 notices from officers, directors and other affiliates planning to sell Capital One Financial Corp shares, newest first.
| Filed (ET) | Seller | Shares to sell | Market value | Planned sale | Broker | Filing |
|---|---|---|---|---|---|---|
| Dec 14, 20235:38 PM ET | Ann Fritz HackettDirector | 6.00K | $780.0K | Dec 14, 202310b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Dec 14, 20234:31 PM ET | Robert M AlexanderOfficer | 8.00K | $1.04M | Dec 14, 202310b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Dec 14, 20234:13 PM ET | Frank G. Laprade IIIOfficer | 39.8K | $5.17M | Dec 14, 202310b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Dec 13, 20237:29 PM ET | Ann Fritz HackettDirector | 2.00K | $250.0K | Dec 13, 202310b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Dec 13, 20236:47 PM ET | Frank G. Laprade IIIOfficer | 23.3K | $2.91M | Dec 13, 202310b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Dec 12, 20235:33 PM ET | Ann Fritz HackettDirector | 4.00K | $480.6K | Dec 12, 202310b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Dec 12, 20234:35 PM ET | Frank G. Laprade IIIOfficer | 7.96K | $955.4K | Dec 12, 202310b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Nov 15, 20234:16 PM ET | Ann Fritz HackettDirector | 8.00K | $851.8K | Nov 15, 202310b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Nov 14, 20234:11 PM ET | Richard D FairbankOfficer · Director | 3.89K | $416.0K | Nov 14, 202310b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| Aug 14, 20234:23 PM ET | Richard FairbankOfficer · Director | 3.89K | $426.0K | Aug 14, 202310b5-1 | E*TRADE FINANCIAL CORPORATION | SEC |
| Aug 11, 20235:02 PM ET | Richard FairbankOfficer · Director | 3.89K | $428.0K | Aug 11, 202310b5-1 | E*TRADE FINANCIAL CORPORATION | SEC |
| Aug 10, 20234:39 PM ET | Richard FairbankOfficer · Director | 3.89K | $438.3K | Aug 10, 202310b5-1 | E*TRADE FINANCIAL CORPORATION | SEC |
| Aug 9, 20236:25 PM ET | Richard FairbankOfficer · Director | 3.89K | $443.9K | Aug 9, 202310b5-1 | E*TRADE FINANCIAL CORPORATION | SEC |
| Aug 8, 20234:55 PM ET | Richard FairbankOfficer · Director | 3.89K | $437.1K | Aug 8, 202310b5-1 | E*TRADE FINANCIAL CORPORATION | SEC |
| Aug 7, 20237:01 PM ET | Richard FairbankOfficer · Director | 3.89K | $444.0K | Aug 7, 202310b5-1 | E*TRADE FINANCIAL CORPORATION | SEC |
| Aug 4, 20234:17 PM ET | Richard FairbankOfficer · Director | 3.89K | $438.0K | Aug 4, 202310b5-1 | E*TRADE FINANCIAL CORPORATION | SEC |
| Aug 3, 20234:08 PM ET | Richard FairbankOfficer · Director | 3.89K | $438.9K | Aug 3, 202310b5-1 | E*TRADE FINANCIAL CORPORATION | SEC |
| Aug 2, 20234:41 PM ET | Robert M AlexanderOfficer | 3.78K | $434.2K | Aug 2, 202310b5-1 | E*TRADE FINANCIAL CORPORATION | SEC |
| Aug 2, 20234:04 PM ET | Richard D FairbankOfficer · Director | 3.89K | $446.5K | Aug 2, 202310b5-1 | E*TRADE FINANCIAL CORPORATION | SEC |
| Aug 1, 20234:09 PM ET | Richard D FairbankOfficer · Director | 3.89K | $452.1K | Aug 1, 202310b5-1 | E*TRADE FINANCIAL CORPORATION | SEC |
| Jul 31, 20234:43 PM ET | Richard D FairbankOfficer · Director | 3.89K | $448.1K | Jul 31, 202310b5-1 | E*TRADE FINANCIAL CORPORATION | SEC |
| Jul 28, 20234:21 PM ET | Richard D FairbankOfficer · Director | 3.89K | $452.1K | Jul 28, 202310b5-1 | E*TRADE FINANCIAL CORPORATION | SEC |
| Jul 27, 20234:21 PM ET | Richard FairbankOfficer · Director | 3.89K | $447.9K | Jul 27, 202310b5-1 | E*TRADE FINANCIAL CORPORATION | SEC |
| Jul 26, 20235:11 PM ET | West KaraOfficer | 2.36K | $271.8K | Jul 26, 2023 | ETRADE FINANCIAL CORPORATION | SEC |
| Jul 26, 20234:13 PM ET | Richard FairbankOfficer · Director | 3.89K | $447.7K | Jul 26, 202310b5-1 | E*TRADE FINANCIAL CORPORATION | SEC |
Showing the latest 25. See the COF.PK notices from the last 12 months