Cornerstone Strategic Investment Fund, Inc.

CLM

Exchange: NYSE
SEC CIK: 0000814083

SEC filings (opens in a new tab)

In the last 90 days, Cornerstone Strategic Investment Fund, Inc. insiders filed 1 open-market purchase and 0 sales; 146 institutions reported holding it in 13F filings for Q2 2026, worth $339.9M in total; no superinvestor holds it.

Q1 2026 vs. Q4 2025

How the institutions holding Cornerstone Strategic Investment Fund, Inc. changed between Q4 2025 and Q1 2026.

All holders in Q1 2026 All holders in Q4 2025

13F holders of CLM: Q4 2025 compared with Q1 2026
Measure	Q4 2025	Of which not filed for Q1 2026	Q1 2026	Change
Holders	127	1	138	+12
Shares	29.3M	16.9K	42.5M	+13.2M (+45.1%)
Value	$245.0M	$141.5K	$310.0M	+$65.2M (+26.6%)

1 institution that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so the changes leave them out.

New holders (23)

Institutions that held Cornerstone Strategic Investment Fund, Inc. at the end of Q1 2026 but not at the end of Q4 2025.

Institutions new to CLM in Q1 2026
Institution	Shares	Value	% of portfolio
Warberg Asset Management LLC	1,041,935	$7.59M	2.21%
Almitas Capital LLC	442,014	$3.22M	0.73%
Gladstone Institutional Advisory LLC	57,496	$418.6K	0.02%
Independent Advisor Alliance	37,072	$269.9K	0.00%
Cerity Partners LLC	30,067	$218.9K	0.00%
XTX Topco Ltd	28,668	$208.7K	0.00%
Smith Chas P & Associates Pa Cpas	20,663	$150.4K	0.01%
Howe & Rusling Inc	20,142	$146.6K	0.01%
Clearstead Advisors, LLC	17,880	$130.2K	0.00%
Virtu Financial LLC	15,593	$114.0K	0.00%
Mercer Global Advisors Inc	15,054	$109.6K	0.00%
Strategic Financial Concepts, LLC	14,700	$107.0K	0.03%
Accurate Wealth Management, LLC	14,003	$103.9K	0.01%
Integrated Wealth Concepts LLC	12,919	$94.0K	0.00%
CIBC World Markets Inc.	12,654	$92.1K	0.00%
Secure Asset Management, LLC	12,530	$91.2K	0.01%
Evergreen Wealth Partners LLC	11,531	$83.9K	0.06%
Everett Harris & Co	10,205	$74.3K	0.00%
Fortis Group Advisors, LLC	3,426	$24.9K	0.00%
Golden State Equity Partners	3,304	$24.1K	0.00%
Tower Research Capital LLC (TRC)	1,377	$10.0K	0.00%
Gill Capital Partners, LLC	29	$211	0.00%
Walsh & Associates, LLC	11	$80	0.00%

Sold out (11)

Institutions that held Cornerstone Strategic Investment Fund, Inc. at the end of Q4 2025 and filed for Q1 2026 without it.

Institutions that sold out of CLM in Q1 2026
Institution	Shares, Q4 2025	Value, Q4 2025
J.W. Cole Advisors, Inc.	219,637	$1.81M
Mark Sheptoff Financial Planning, LLC	34,913	$291.9K
OneAscent Family Office, LLC	34,000	$284.2K
Goldman Sachs Group Inc	15,000	$125.4K
Money Concepts Capital Corp	10,601	$88.6K
Millennium Management LLC	10,171	$85.0K
Bank of America Corp	3,895	$32.6K
SRS Capital Advisors, Inc.	3,731	$31.2K
Garton & Associates Financial Advisors LLC	2,500	$20.9K
Parallel Advisors, LLC	1,941	$16.2K
Tucker Asset Management LLC	14	$118

Not filed for Q1 2026 yet (1)

Institutions that held Cornerstone Strategic Investment Fund, Inc. at the end of Q4 2025 and haven't filed a 13F for Q1 2026. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding CLM in Q4 2025 that haven't filed for Q1 2026
Institution	Shares, Q4 2025	Value, Q4 2025
Vantage Financial Partners, LLC	16,927	$141.5K