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CASI Pharmaceuticals, Inc.

CASIF
Exchange
OTC
Industry
Pharmaceutical Preparations
SEC CIK
0001962738

No open-market purchases or sales by CASI Pharmaceuticals, Inc. insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $17 in total; no superinvestor holds it.

Holders of 5% or more of CASIF

Holders whose latest Schedule 13D or 13G filing reports 5% or more of CASI Pharmaceuticals, Inc., largest stake first. The change is against the holder's previous filing.

Holders of 5% or more of CASIF
HolderLatest formStakeChangeFirst filedLatest filingFiling
He Wei-Wu13D/A58.80%24.0M shares+5.80 ppfrom 53.00%Apr 18, 20238 filingsMay 18, 2026SEC
Panacea Innovation Ltd13D/A22.50%4.65M shares+2.60 ppfrom 19.90%Sep 26, 20252 filingsDec 17, 2025SEC
Huang James13G/A13.80%2.16M shares–Apr 10, 20236 filingsJul 23, 2025SEC
Chen Zhenfeng M13G11.00%2.26M sharesNewNov 26, 20251 filingNov 26, 2025SEC
Venrock Healthcare Capital Partners III, L.P.13G/A9.20%1.99M shares–Feb 17, 20261 filingFeb 17, 2026SEC
Sparkle Byte Ltd13D/A5.00%1.02M shares–Jan 20, 20261 filingJan 20, 2026SEC

Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.

13D and 13G filings

25 Schedule 13D and 13G filings on CASI Pharmaceuticals, Inc., newest first, including old-format filings without a stake.

Schedule 13D and 13G filings on CASIF
Filed (ET)FilerFormStakeChangeEvent dateFiling
May 18, 20264:30 PM ETHe Wei-Wuand 6 others13D/A58.80%24.0M shares+5.80 ppfrom 53.00%May 18, 2026SEC
Mar 23, 20266:40 AM ETHe Wei-Wuand 6 others13D/A53.00%19.0M shares+7.60 ppfrom 45.40%Mar 23, 2026SEC
Feb 17, 20266:04 PM ETVenrock Healthcare Capital Partners III, L.P.and 6 others13G/A9.20%1.99M shares–Dec 31, 2025SEC
Feb 13, 20266:03 PM ETForesite Capital Fund VI LPand 2 others13G/A0.00%0 shares−6.30 ppfrom 6.30%Below 5%Dec 31, 2025SEC
Feb 10, 20266:01 AM ETHe Wei-Wuand 6 others13D/A45.40%14.0M shares+10.60 ppfrom 34.80%Feb 9, 2026SEC
Jan 29, 20267:21 PM ETHe Wei-Wuand 6 others13D/A34.80%8.97M shares+15.70 ppfrom 19.10%Jan 27, 2026SEC
Jan 20, 20269:33 AM ETHo Chi Singand 5 others13D/A4.80%992.6K shares−1.60 ppfrom 6.40%Below 5%Sep 30, 2025SEC
Jan 20, 20269:30 AM ETSparkle Byte Ltdand 11 others13D/A5.00%1.02M shares–Sep 30, 2025SEC
Jan 9, 20266:03 AM ETHe Wei-Wuand 5 others13D/A19.10%3.97M shares0.00 ppfrom 19.10%Jan 9, 2026SEC
Dec 18, 20256:01 AM ETHe Wei-Wuand 5 others13D/A19.10%3.97M shares−4.70 ppfrom 23.80%Dec 18, 2025SEC
Dec 17, 20254:15 PM ETPanacea Innovation Ltdand 3 others13D/A22.50%4.65M shares+2.60 ppfrom 19.90%Dec 16, 2025SEC
Nov 26, 20254:05 PM ETChen Zhenfeng M13G11.00%2.26M sharesNewSep 30, 2025SEC
Nov 14, 20254:05 PM ETForesite Capital Fund VI LPand 2 others13G/A6.30%980.0K shares+1.20 ppfrom 5.10%Sep 30, 2025SEC
Sep 26, 20256:45 PM ETPanacea Innovation Ltdand 3 others13D19.90%3.66M sharesNewSep 26, 2025SEC
Aug 12, 20254:05 PM ETForesite Capital Fund VI LPand 2 others13G/A5.10%787.1K shares–Jun 30, 2025SEC
Jul 23, 20259:39 AM ETHuang Jamesand 3 others13G/A13.80%2.16M shares–Jun 30, 2025SEC
Jun 20, 20254:30 PM ETHe Wei-Wuand 5 others13D/A23.80%3.74M shares–Jun 16, 2025SEC
Feb 3, 20258:17 PM ETHo Chi Singand 5 others13D/A6.40%992.6K shares–Dec 30, 2024SEC
Oct 29, 2024Huang James13G/AOld format–––SEC
Aug 12, 2024He Wei-Wu13D/AOld format–––SEC
Jul 25, 2024Venrock Healthcare Capital Partners III, L.P.13GOld format–New–SEC
Jun 20, 2024Foresite Capital Fund VI LP13GOld format–New–SEC
Jun 11, 2024Huang James13G/AOld format–––SEC
Jan 26, 2024Huang James13G/AOld format–––SEC
Nov 9, 2023Huang James13G/AOld format–––SEC
Jun 23, 2023Huang James13G/AOld format–––SEC
Apr 18, 2023He Wei-Wu13D/AOld format–––SEC
Apr 10, 2023Huang James13GOld format–New–SEC

Form 144: proposed insider sales

Notices from officers, directors and other affiliates planning to sell CASI Pharmaceuticals, Inc. shares.

No Form 144 notices for CASI Pharmaceuticals, Inc. are on file.