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Axt Inc

AXTI
Exchange
Nasdaq
Industry
Semiconductors & Related Devices
SEC CIK
0001051627

In the last 90 days, Axt Inc insiders filed 0 open-market purchases and 2 sales; 258 institutions reported holding it in 13F filings for Q2 2026, worth $3.31B in total; no superinvestor holds it.

13F holders, Q3 2023

Institutional positions in Axt Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
87
−10 vs. Q2 2023
Shares held
22.1M
−1.36M (−5.8%) vs. Q2 2023
Total value
$53.0M
−$27.7M (−34.3%) vs. Q2 2023
New holders
6
30 more added
Sold out
16
37 more reduced

1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting AXTI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2023: 87 institutions
Q1 2021: 108 institutionsQ2 2021: 102 institutionsQ3 2021: 102 institutionsQ4 2021: 94 institutionsQ1 2022: 94 institutionsQ2 2022: 101 institutionsQ3 2022: 112 institutionsQ4 2022: 108 institutionsQ1 2023: 102 institutionsQ2 2023: 98 institutionsQ3 2023: 87 institutionsQ4 2023: 89 institutionsQ1 2024: 97 institutionsQ2 2024: 93 institutionsQ3 2024: 84 institutionsQ4 2024: 81 institutionsQ1 2025: 69 institutionsQ2 2025: 62 institutionsQ3 2025: 66 institutionsQ4 2025: 112 institutionsQ1 2026: 193 institutionsQ2 2026: 258 institutions
Value heldQ3 2023: $53.0M
Q1 2021: $288.5MQ2 2021: $270.4MQ3 2021: $191.3MQ4 2021: $203.1MQ1 2022: $159.9MQ2 2022: $138.2MQ3 2022: $162.0MQ4 2022: $106.7MQ1 2023: $100.6MQ2 2023: $81.1MQ3 2023: $53.0MQ4 2023: $52.8MQ1 2024: $115.9MQ2 2024: $74.1MQ3 2024: $47.1MQ4 2024: $37.3MQ1 2025: $16.1MQ2 2025: $23.8MQ3 2025: $53.1MQ4 2025: $480.9MQ1 2026: $1.86BQ2 2026: $3.31B
Institutions holding AXTI and their total value by quarter
QuarterHoldersValue
Q2 2026258$3.31B
Q1 2026193$1.86B
Q4 2025112$480.9M
Q3 202566$53.1M
Q2 202562$23.8M
Q1 202569$16.1M
Q4 202481$37.3M
Q3 202484$47.1M
Q2 202493$74.1M
Q1 202497$115.9M
Q4 202389$52.8M
Q3 202387$53.0M
Q2 202398$81.1M
Q1 2023102$100.6M
Q4 2022108$106.7M
Q3 2022112$162.0M
Q2 2022101$138.2M
Q1 202294$159.9M
Q4 202194$203.1M
Q3 2021102$191.3M
Q2 2021102$270.4M
Q1 2021108$288.5M

Institutions, Q3 2023

Shares, value and share of portfolio for each institution holding Axt Inc; share changes are against Q2 2023.

Institutions holding AXTI in Q3 2023
InstitutionSharesValue% of portfolioChange in sharesAction
First Wilshire Securities Management Inc2,527,167$6.07M2.08%+556,126+28.2%Added
Dimensional Fund Advisors LP2,161,603$5.19M0.00%−475,673−18.0%Reduced
Needham Investment Management LLC2,160,450$5.19M0.88%00.0%Unchanged
Vanguard Group Inc1,990,344$4.78M0.00%+208,401+11.7%Added
Wellington Management Group LLP1,623,660$3.90M0.00%00.0%Unchanged
Pacific Ridge Capital Partners, LLC1,232,069$2.96M0.69%+21,973+1.8%Added
Royce & Associates LP1,124,809$2.70M0.03%+25,000+2.3%Added
Systematic Financial Management LP981,319$2.36M0.08%−8,017−0.8%Reduced
BlackRock Inc.684,977$1.64M0.00%−42,038−5.8%Reduced
Kennedy Capital Management, Inc.639,106$1.53M0.04%−5,152−0.8%Reduced
Portolan Capital Management, LLC509,360$1.22M0.11%−1,548−0.3%Reduced
White Pine Capital LLC450,737$1.08M0.43%+40,347+9.8%Added
D. E. Shaw & Co., Inc.436,955$1.05M0.00%+156,665+55.9%Added
Bridgeway Capital Management, LLC416,527$999.7K0.02%+12,902+3.2%Added
Geode Capital Management, LLC391,093$938.9K0.00%−6,614−1.7%Reduced
Gsa Capital Partners LLP377,321$906.0K0.08%+211,351+127.3%Added
Millennium Management LLC361,611$867.9K0.00%−183,677−33.7%Reduced
Two Sigma Advisers, LP324,900$779.8K0.00%+175,000+116.7%Added
Franklin Resources Inc316,900$760.6K0.00%00.0%Unchanged
Renaissance Technologies LLC295,600$709.0K0.00%−73,412−19.9%Reduced
Foundry Partners, LLC279,420$670.6K0.04%−385−0.1%Reduced
Two Sigma Investments, LP224,480$538.8K0.00%+91,891+69.3%Added
Walleye Capital LLC208,700$500.9K0.01%+152,081+268.6%Added
Connor, Clark & Lunn Investment Management Ltd.159,342$382.4K0.00%+105,987+198.6%Added
Morgan Stanley158,381$380.1K0.00%−84,420−34.8%Reduced
Keystone Wealth Services, LLC148,686$356.8K0.14%00.0%Unchanged
Herald Investment Management Ltd148,800$355.6K0.08%−1,200−0.8%Reduced
State Street Corp143,615$344.7K0.00%−2,050−1.4%Reduced
Northern Trust Corp134,612$323.1K0.00%−645−0.5%Reduced
Empowered Funds, LLC133,527$320.5K0.01%+10,902+8.9%Added
Ancora Advisors, LLC91,278$219.1K0.01%+49,921+120.7%Added
Princeton Capital Management LLC90,404$217.0K0.10%−7,200−7.4%Reduced
Creative Planning82,448$197.9K0.00%+19,862+31.7%Added
State of Wisconsin Investment Board74,600$179.0K0.00%−57,800−43.7%Reduced
Wells Fargo & Company70,441$169.1K0.00%+12,504+21.6%Added
Invesco Ltd.64,655$155.2K0.00%+528+0.8%Added
Schonfeld Strategic Advisors LLC58,100$139.4K0.00%−26,377−31.2%Reduced
Marshall Wace, LLP56,197$134.9K0.00%+37,978+208.5%Added
Park Edge Advisors, LLC47,933$115.0K0.04%00.0%Unchanged
Bank of America Corp45,422$109.0K0.00%−1,637−3.5%Reduced
Algert Global LLC35,510$85.2K0.00%+35,510New
Wedbush Securities Inc32,195$77.0K0.00%+32,195New
Bank of New York Mellon Corp29,204$70.1K0.00%+456+1.6%Added
GWM Advisors LLC29,185$70.0K0.00%+20,611+240.4%Added
Prelude Capital Management, LLC28,858$69.3K0.01%−1,700−5.6%Reduced
Royal Bank of Canada29,089$69.0K0.00%−102,781−77.9%Reduced
American Century Companies Inc27,958$67.1K0.00%+6,565+30.7%Added
Assenagon Asset Management S.A.26,557$63.7K0.00%−39,666−59.9%Reduced
Quadrature Capital Ltd25,495$60.9K0.00%−380−1.5%Reduced
Barclays PLC24,995$60.0K0.00%+24,995New
Brinker Capital Investments, LLC24,903$59.8K0.00%+1,140+4.8%Added
Orion Portfolio Solutions, LLC24,903$59.8K0.00%+1,140+4.8%Added
Squarepoint Ops LLC23,397$56.2K0.00%−20,508−46.7%Reduced
Formidable Asset Management, LLC23,300$55.9K0.01%−950−3.9%Reduced
Simplex Trading, LLC23,076$55.0K0.00%−6,201−21.2%Reduced
Jump Financial, LLC22,435$53.8K0.00%−36,973−62.2%Reduced
Tower Research Capital LLC (TRC)17,960$43.1K0.00%+16,412+1,060.2%Added
Susquehanna International Group, LLP17,195$41.3K0.00%−83,618−82.9%Reduced
James Investment Research Inc16,000$38.4K0.01%+16,000New
Charles Schwab Investment Management Inc15,887$38.1K0.00%00.0%Unchanged
XTX Topco Ltd15,634$37.5K0.01%−28,934−64.9%Reduced
Citadel Advisors LLC15,191$36.5K0.00%−169,171−91.8%Reduced
AE Wealth Management LLC13,464$32.3K0.00%+53+0.4%Added
Arcadia Wealth Management, LLC13,366$32.1K0.03%00.0%Unchanged
Point72 Asset Management, L.P.12,957$31.1K0.00%+7,672+145.2%Added
Commonwealth Equity Services, LLC12,156$29.0K0.00%−311−2.5%Reduced
UBS Group AG11,136$26.7K0.00%−4,817−30.2%Reduced
Morling Financial Advisors, LLC10,000$24.0K0.02%00.0%Unchanged
The PNC Financial Services Group, Inc.8,700$20.9K0.00%00.0%Unchanged
Qube Research & Technologies Ltd6,543$15.7K0.00%−75,531−92.0%Reduced
Clearstead Advisors, LLC5,000$12.0K0.00%00.0%Unchanged
FMR LLC4,762$11.4K0.00%+2,763+138.2%Added
Cubist Systematic Strategies, LLC4,276$10.3K0.00%−28,930−87.1%Reduced
Gladius Capital Management LP4,146$9.95K0.00%+672+19.3%Added
Public Employees Retirement System of Ohio3,600$9.00K0.00%+3,600New
Founders Capital Management3,000$7.20K0.01%00.0%Unchanged
Quantbot Technologies LP2,906$6.97K0.00%−3,594−55.3%Reduced
BNP Paribas Arbitrage, SA2,003$4.81K0.00%−271−11.9%Reduced
Rhumbline Advisers1,871$4.49K0.00%−3,262−63.5%Reduced
JPMorgan Chase & Co1,703$4.09K0.00%+1,175+222.5%Added
Advisor Group Holdings, Inc.1,253$3.01K0.00%−31−2.4%Reduced
CWM, LLC241$1.00K0.00%+207+608.8%Added
Citigroup Inc387$9290.00%−17−4.2%Reduced
Allworth Financial LP300$7200.00%00.0%Unchanged
Caldwell Sutter Capital, Inc.100$2400.00%00.0%Unchanged
Comerica Bank92$2200.00%+92New
Huntington National Bank1$20.00%00.0%Unchanged
Granahan Investment Management Inc0$00.00%−1,288,139−100.0%Sold out
First Trust Advisors LP0$00.00%−108,728−100.0%Sold out
Goldman Sachs Group Inc0$00.00%−84,536−100.0%Sold out
Occudo Quantitative Strategies LP0$00.00%−59,160−100.0%Sold out
Millrace Asset Group, Inc.0$00.00%−44,046−100.0%Sold out
Y-Intercept (Hong Kong) Ltd0$00.00%−44,062−100.0%Sold out
Ergoteles LLC0$00.00%−40,700−100.0%Sold out
Old Mission Capital LLC0$00.00%−38,966−100.0%Sold out
Jane Street Group, LLC0$00.00%−36,349−100.0%Sold out
Laurion Capital Management LP0$00.00%−28,273−100.0%Sold out
DRW Securities, LLC0$00.00%−26,900−100.0%Sold out
Verition Fund Management LLC0$00.00%−25,393−100.0%Sold out
Point72 Middle East FZE0$00.00%−10,876−100.0%Sold out