Aurinia Pharmaceuticals Inc.
AUPH- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001600620
In the last 90 days, Aurinia Pharmaceuticals Inc. insiders filed 0 open-market purchases and 2 sales; 282 institutions reported holding it in 13F filings for Q2 2026, worth $1.34B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Aurinia Pharmaceuticals Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 167
- +4 vs. Q2 2021
- Shares held
- 43.9M
- −3.37M (−7.1%) vs. Q2 2021
- Total value
- $966.8M
- +$354.2M (+57.8%) vs. Q2 2021
- New holders
- 39
- 44 more added
- Sold out
- 35
- 50 more reduced
4 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AUPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 282 | $1.34B |
| Q1 2026 | 260 | $1.10B |
| Q4 2025 | 256 | $1.15B |
| Q3 2025 | 242 | $729.8M |
| Q2 2025 | 219 | $497.1M |
| Q1 2025 | 214 | $504.1M |
| Q4 2024 | 200 | $525.4M |
| Q3 2024 | 183 | $428.9M |
| Q2 2024 | 171 | $319.9M |
| Q1 2024 | 178 | $280.8M |
| Q4 2023 | 191 | $485.4M |
| Q3 2023 | 198 | $395.2M |
| Q2 2023 | 200 | $487.5M |
| Q1 2023 | 186 | $553.5M |
| Q4 2022 | 192 | $223.1M |
| Q3 2022 | 189 | $420.5M |
| Q2 2022 | 199 | $509.9M |
| Q1 2022 | 184 | $532.9M |
| Q4 2021 | 191 | $895.1M |
| Q3 2021 | 167 | $966.8M |
| Q2 2021 | 167 | $640.9M |
| Q1 2021 | 170 | $682.5M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Aurinia Pharmaceuticals Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| HighMark Wealth Management LLC | 50,569 | $1.12M | 0.82% | +3,215+6.8% | Added |
| Simplex Trading, LLC | 87,697 | $1.14M | 0.04% | −1,902−2.1% | Reduced |
| Schonfeld Strategic Advisors LLC | 51,900 | $1.15M | 0.01% | +24,500+89.4% | Added |
| CSS LLC | 55,233 | $1.22M | 0.07% | +25,100+83.3% | Added |
| Group One Trading, L.P. | 56,087 | $1.24M | 0.03% | −225,564−80.1% | Reduced |
| Public Employees Retirement Association of Colorado | 62,865 | $1.39M | 0.01% | +62,865 | New |
| Knott David M | 62,896 | $1.39M | 0.58% | −101,944−61.8% | Reduced |
| SG3 Management, LLC | 68,000 | $1.50M | 0.53% | +58,000+580.0% | Added |
| Dana Investment Advisors, Inc. | 68,580 | $1.52M | 0.07% | −33,919−33.1% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 71,075 | $1.57M | 0.28% | +6,975+10.9% | Added |
| HSBC Holdings PLC | 71,585 | $1.60M | 0.00% | +57,546+409.9% | Added |
| Vanguard Group Inc | 72,611 | $1.61M | 0.00% | +75+0.1% | Added |
| Omni Partners US LLC | 73,290 | $1.62M | 0.08% | +73,290 | New |
| Federated Hermes, Inc. | 73,816 | $1.63M | 0.00% | −85,710−53.7% | Reduced |
| Gladstone Institutional Advisory LLC | 76,500 | $1.69M | 0.17% | −12,800−14.3% | Reduced |
| Walleye Trading LLC | 78,382 | $1.74M | 0.04% | +66,579+564.1% | Added |
| Credit Suisse AG | 81,947 | $1.81M | 0.00% | −16,028−16.4% | Reduced |
| Parallax Volatility Advisers, L.P. | 83,584 | $1.85M | 0.02% | +83,584 | New |
| California State Teachers Retirement System | 83,922 | $1.86M | 0.00% | +83,922 | New |
| Rockefeller Capital Management L.P. | 93,585 | $2.07M | 0.01% | +500+0.5% | Added |
| Northern Trust Corp | 96,867 | $2.14M | 0.00% | +96,867 | New |
| Blackcrane Capital, LLC | 111,608 | $2.47M | 3.28% | −308,419−73.4% | Reduced |
| Victory Capital Management Inc | 113,936 | $2.52M | 0.00% | 00.0% | Unchanged |
| International Biotechnology Trust PLC | 123,500 | $2.72M | 0.67% | −175,000−58.6% | Reduced |
| Geode Capital Management, LLC | 123,110 | $2.72M | 0.00% | −15,955−11.5% | Reduced |
| Ensign Peak Advisors, Inc | 131,203 | $2.90M | 0.01% | −20,396−13.5% | Reduced |
| Altium Capital Management LP | 144,000 | $3.19M | 0.85% | −184,908−56.2% | Reduced |
| Berry Street Capital Management LLP | 150,000 | $3.32M | 0.83% | +150,000 | New |
| Alps Advisors Inc | 157,076 | $3.48M | 0.03% | −10,525−6.3% | Reduced |
| Ironwood Investment Management LLC | 167,889 | $3.71M | 1.92% | −429−0.3% | Reduced |
| Goldman Sachs Group Inc | 176,045 | $3.90M | 0.00% | +4,674+2.7% | Added |
| ACT Capital Management, LLC | 180,000 | $3.98M | 2.06% | +17,500+10.8% | Added |
| Gilder Gagnon Howe & Co LLC | 191,314 | $4.23M | 0.02% | +749+0.4% | Added |
| Hudson Bay Capital Management LP | 225,000 | $4.98M | 0.07% | −410,000−64.6% | Reduced |
| Swiss National Bank | 226,500 | $5.01M | 0.00% | +1,000+0.4% | Added |
| UBS Group AG | 237,729 | $5.26M | 0.00% | −22,476−8.6% | Reduced |
| FIL Ltd | 250,000 | $5.53M | 0.01% | −243,233−49.3% | Reduced |
| Tekla Capital Management LLC | 252,821 | $5.59M | 0.18% | −145,099−36.5% | Reduced |
| Jane Street Group, LLC | 351,436 | $5.76M | 0.01% | +71,466+25.5% | Added |
| Hennion & Walsh Asset Management, Inc. | 280,921 | $6.22M | 0.33% | +24,378+9.5% | Added |
| Seven Eight Capital, LP | 288,840 | $6.39M | 0.62% | +243,760+540.7% | Added |
| Norris Financial Group, LLC | 298,230 | $6.60M | 4.36% | +17,170+6.1% | Added |
| Bailard, Inc. | 309,000 | $6.84M | 0.23% | −61,000−16.5% | Reduced |
| Gabelli Funds LLC | 315,000 | $6.97M | 0.05% | +25,000+8.6% | Added |
| D. E. Shaw & Co., Inc. | 333,869 | $7.39M | 0.01% | +294,258+742.9% | Added |
| LMR Partners LLP | 356,710 | $7.89M | 0.11% | +356,710 | New |
| State Street Corp | 374,738 | $8.29M | 0.00% | +374,738 | New |
| Millennium Management LLC | 383,390 | $8.48M | 0.01% | +383,390 | New |
| DG Capital Management, LLC | 402,200 | $8.90M | 1.82% | −238,954−37.3% | Reduced |
| SG Americas Securities, LLC | 410,788 | $9.09M | 0.05% | +243,678+145.8% | Added |
| DnB Asset Management AS | 438,780 | $9.71M | 0.06% | −185,220−29.7% | Reduced |
| Vivo Capital, LLC | 500,732 | $11.1M | 0.50% | 00.0% | Unchanged |
| Baker Bros. Advisors LP | 520,523 | $11.5M | 0.05% | −599,439−53.5% | Reduced |
| Wells Fargo & Company | 578,874 | $12.8M | 0.00% | −209,409−26.6% | Reduced |
| Barclays PLC | 594,806 | $13.2M | 0.01% | +403,950+211.7% | Added |
| Rock Springs Capital Management LP | 613,269 | $13.6M | 0.29% | −172,500−22.0% | Reduced |
| Citadel Advisors LLC | 620,333 | $13.7M | 0.02% | −84,962−12.0% | Reduced |
| Voloridge Investment Management, LLC | 626,754 | $13.9M | 0.09% | +626,754 | New |
| Stifel Financial Corp | 679,870 | $15.0M | 0.02% | +177,655+35.4% | Added |
| Kestra Private Wealth Services, LLC | 801,100 | $17.7M | 0.99% | +801,100 | New |
| BlackRock Inc. | 902,663 | $20.0M | 0.00% | +291,672+47.7% | Added |
| Artal Group S.A. | 1,000,000 | $22.1M | 0.54% | 00.0% | Unchanged |
| Pictet Asset Management SA | 1,016,419 | $22.5M | 0.02% | +1,016,419 | New |
| Susquehanna International Group, LLP | 3,822,827 | $84.6M | 0.11% | +1,406,345+58.2% | Added |
| NEA Management Company, LLC | 5,172,683 | $114.5M | 1.44% | 00.0% | Unchanged |
| Morgan Stanley | 6,702,366 | $148.3M | 0.02% | +3,080,674+85.1% | Added |
| FMR LLC | 9,336,062 | $206.6M | 0.02% | +813,055+9.5% | Added |
| OrbiMed Advisors LLC | 0 | $0 | 0.00% | −6,069,032−100.0% | Sold out |
| Kingdon Capital Management, L.L.C. | 0 | $0 | 0.00% | −1,583,208−100.0% | Sold out |
| Altshuler Shaham Ltd | 0 | $0 | 0.00% | −559,412−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −367,000−100.0% | Sold out |
| TD Asset Management Inc | 0 | $0 | 0.00% | −315,979−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −288,637−100.0% | Sold out |
| Public Sector Pension Investment Board | 0 | $0 | 0.00% | −286,953−100.0% | Sold out |
| Sector Gamma AS | 0 | $0 | 0.00% | −234,916−100.0% | Sold out |
| InterOcean Capital Group, LLC | 0 | $0 | 0.00% | −200,000−100.0% | Sold out |
| British Columbia Investment Management Corp | 0 | $0 | 0.00% | −182,067−100.0% | Sold out |
| K2 Principal Fund, L.P. | 0 | $0 | 0.00% | −139,499−100.0% | Sold out |
| Manufacturers Life Insurance Company, The | 0 | $0 | 0.00% | −109,845−100.0% | Sold out |
| Prosight Management, LP | 0 | $0 | 0.00% | −130,000−100.0% | Sold out |
| Granite Point Capital Management, L.P. | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −96,892−100.0% | Sold out |
| CIBC Asset Management Inc | 0 | $0 | 0.00% | −84,766−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −67,123−100.0% | Sold out |
| Alberta Investment Management Corp | 0 | $0 | 0.00% | −52,100−100.0% | Sold out |
| Parkman Healthcare Partners LLC | 0 | $0 | 0.00% | −49,969−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −44,700−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −28,983−100.0% | Sold out |
| Mackenzie Financial Corp | 0 | $0 | 0.00% | −27,877−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −25,960−100.0% | Sold out |
| AlphaCentric Advisors LLC | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| Infrastructure Capital Advisors, LLC | 0 | $0 | 0.00% | −23,000−100.0% | Sold out |
| Rothschild Investment Corp | 0 | $0 | 0.00% | −22,310−100.0% | Sold out |
| CIBC World Markets Inc. | 0 | $0 | 0.00% | −18,983−100.0% | Sold out |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −14,170−100.0% | Sold out |
| Northwest & Ethical Investments L.P. | 0 | $0 | 0.00% | −13,263−100.0% | Sold out |
| Bridgefront Capital, LLC | 0 | $0 | 0.00% | −11,040−100.0% | Sold out |
| StoneX Group Inc. | 0 | $0 | 0.00% | −10,650−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −10,396−100.0% | Sold out |
| New York Life Investments Alternatives | 0 | $0 | 0.00% | −10,009−100.0% | Sold out |