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Ascent Solar Technologies, Inc.

ASTI
Exchange
Nasdaq
Industry
Semiconductors & Related Devices
SEC CIK
0001350102

In the last 90 days, Ascent Solar Technologies, Inc. insiders filed 0 open-market purchases and 2 sales; 37 institutions reported holding it in 13F filings for Q2 2026, worth $10.1M in total; no superinvestor holds it.

13F holders, Q3 2023

Institutional positions in Ascent Solar Technologies, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
15
−5 vs. Q2 2023
Shares held
33.5K
−739.0K (−95.7%) vs. Q2 2023
Total value
$59.9K
−$35.6K (−37.3%) vs. Q2 2023
New holders
4
2 more added
Sold out
9
7 more reduced

Compare with Q2 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting ASTI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2023: 15 institutions
Q1 2021: 3 institutionsQ2 2021: 2 institutionsQ3 2021: 3 institutionsQ4 2021: 3 institutionsQ1 2022: 2 institutionsQ2 2022: 1 institutionQ3 2022: 14 institutionsQ4 2022: 20 institutionsQ1 2023: 25 institutionsQ2 2023: 20 institutionsQ3 2023: 15 institutionsQ4 2023: 17 institutionsQ1 2024: 15 institutionsQ2 2024: 19 institutionsQ3 2024: 11 institutionsQ4 2024: 12 institutionsQ1 2025: 10 institutionsQ2 2025: 9 institutionsQ3 2025: 13 institutionsQ4 2025: 19 institutionsQ1 2026: 26 institutionsQ2 2026: 37 institutions
Value heldQ3 2023: $59.9K
Q1 2021: $1.00KQ2 2021: $1.00KQ3 2021: $0Q4 2021: $270Q1 2022: $182Q2 2022: $0Q3 2022: $1.14MQ4 2022: $608.8KQ1 2023: $148.5KQ2 2023: $95.5KQ3 2023: $59.9KQ4 2023: $348.5KQ1 2024: $41.8KQ2 2024: $94.6KQ3 2024: $25.7KQ4 2024: $115.8KQ1 2025: $19.0KQ2 2025: $48.1KQ3 2025: $442.7KQ4 2025: $1.23MQ1 2026: $2.74MQ2 2026: $10.1M
Institutions holding ASTI and their total value by quarter
QuarterHoldersValue
Q2 202637$10.1M
Q1 202626$2.74M
Q4 202519$1.23M
Q3 202513$442.7K
Q2 20259$48.1K
Q1 202510$19.0K
Q4 202412$115.8K
Q3 202411$25.7K
Q2 202419$94.6K
Q1 202415$41.8K
Q4 202317$348.5K
Q3 202315$59.9K
Q2 202320$95.5K
Q1 202325$148.5K
Q4 202220$608.8K
Q3 202214$1.14M
Q2 20221$0
Q1 20222$182
Q4 20213$270
Q3 20213$0
Q2 20212$1.00K
Q1 20213$1.00K

Institutions, Q3 2023

Shares, value and share of portfolio for each institution holding Ascent Solar Technologies, Inc.; share changes are against Q2 2023.

Institutions holding ASTI in Q3 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Warberg Asset Management LLC20,000$35.8K0.01%+20,000New
Morgan Stanley5,115$9.16K0.00%+5,105+51,050.0%Added
Bank of America Corp4,165$7.46K0.00%+4,165New
JPMorgan Chase & Co3,001$5.37K0.00%+3,001New
Tower Research Capital LLC (TRC)1,161$2.08K0.00%−17,611−93.8%Reduced
Group One Trading, L.P.6$110.00%−1,064−99.4%Reduced
Citigroup Inc2$40.00%+1+100.0%Added
Wells Fargo & Company1$20.00%−68−98.6%Reduced
Clearstead Advisors, LLC1$20.00%−3−75.0%Reduced
GWM Advisors LLC1$20.00%00.0%Unchanged
FinTrust Capital Advisors, LLC1$20.00%−155−99.4%Reduced
Advisor Group Holdings, Inc.1$10.00%00.0%Unchanged
Semmax Financial Advisors Inc.1$10.00%+1New
Royal Bank of Canada1$00.00%−8−88.9%Reduced
CWM, LLC1$00.00%−15−93.8%Reduced
Sabby Management, LLC0$00.00%−579,007−100.0%Sold out
Geode Capital Management, LLC0$00.00%−49,608−100.0%Sold out
Cubist Systematic Strategies, LLC0$00.00%−38,243−100.0%Sold out
Charles Schwab Investment Management Inc0$00.00%−28,387−100.0%Sold out
Two Sigma Securities, LLC0$00.00%−23,794−100.0%Sold out
Northern Trust Corp0$00.00%−18,037−100.0%Sold out
State Street Corp0$00.00%−13,200−100.0%Sold out
Simplex Trading, LLC0$00.00%−2,036−100.0%Sold out
NewSquare Capital LLC0$00.00%−3−100.0%Sold out