UBS AG

AMUB

Exchange: NYSE
Industry: National Commercial Banks
SEC CIK: 0001114446

SEC filings (opens in a new tab)

No open-market purchases or sales by UBS AG insiders were filed in the last 90 days; 5 institutions reported holding it in 13F filings for Q2 2026, worth $3.30M in total; no superinvestor holds it.

Other share classesBDCX BDCZ CEFD HDLB IFED MLPB MLPR MVRL PFFL SMHB UCIB

Q1 2023 vs. Q4 2022

How the institutions holding UBS AG changed between Q4 2022 and Q1 2023.

All holders in Q1 2023 All holders in Q4 2022

13F holders of AMUB: Q4 2022 compared with Q1 2023
Measure	Q4 2022	Q1 2023	Change
Holders	10	9	−1
Shares	1.09M	950.3K	−136.0K (−12.5%)
Value	$14.9M	$13.3M	−$1.59M (−10.7%)

New holders (2)

Institutions that held UBS AG at the end of Q1 2023 but not at the end of Q4 2022.

Institutions new to AMUB in Q1 2023
Institution	Shares	Value	% of portfolio
IMC-Chicago, LLC	39,526	$552.6K	0.09%
Northwestern Mutual Wealth Management Co	370	$5.17K	0.00%

Sold out (3)

Institutions that held UBS AG at the end of Q4 2022 and filed for Q1 2023 without it.

Institutions that sold out of AMUB in Q1 2023
Institution	Shares, Q4 2022	Value, Q4 2022
Northern Trust Corp	70,922	$971.0K
UBS Group AG	2,549	$34.9K
Royal Bank of Canada	700	$10.0K