Associated Capital Group, Inc.
ACGP- Exchange
- OTC
- Industry
- Security Brokers, Dealers & Flotation Companies
- SEC CIK
- 0001642122
No open-market purchases or sales by Associated Capital Group, Inc. insiders were filed in the last 90 days; no institution reported holding it in 13F filings for Q2 2026; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Associated Capital Group, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- −4 vs. Q2 2021
- Shares held
- 2.18M
- −11.7K (−0.5%) vs. Q2 2021
- Total value
- $81.9M
- −$3.48M (−4.1%) vs. Q2 2021
- New holders
- 1
- 10 more added
- Sold out
- 5
- 18 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ACGP on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 5 | $27.0M |
| Q2 2025 | 29 | $51.2M |
| Q1 2025 | 28 | $54.7M |
| Q4 2024 | 29 | $49.7M |
| Q3 2024 | 30 | $52.3M |
| Q2 2024 | 29 | $54.6M |
| Q1 2024 | 27 | $53.0M |
| Q4 2023 | 28 | $62.2M |
| Q3 2023 | 32 | $65.8M |
| Q2 2023 | 31 | $66.4M |
| Q1 2023 | 43 | $79.2M |
| Q4 2022 | 41 | $90.2M |
| Q3 2022 | 45 | $78.7M |
| Q2 2022 | 48 | $77.3M |
| Q1 2022 | 46 | $90.9M |
| Q4 2021 | 46 | $94.2M |
| Q3 2021 | 43 | $81.9M |
| Q2 2021 | 48 | $85.3M |
| Q1 2021 | 50 | $80.8M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Associated Capital Group, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| First Horizon Advisors, Inc. | 6 | $0 | 0.00% | +6 | New |
| Northwestern Mutual Wealth Management Co | 20 | $1.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 101 | $3.00K | 0.00% | +11+12.2% | Added |
| Patriot Financial Group Insurance Agency, LLC | 100 | $4.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 148 | $6.00K | 0.00% | −33−18.2% | Reduced |
| Legal & General Group Plc | 163 | $6.00K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 224 | $8.00K | 0.00% | 00.0% | Unchanged |
| Covington Capital Management | 201 | $8.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 201 | $8.00K | 0.00% | +119+145.1% | Added |
| Eaton Vance Management | 350 | $13.0K | 0.00% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 395 | $15.0K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 462 | $17.3K | 0.00% | +162+54.0% | Added |
| Morgan Stanley | 623 | $23.0K | 0.00% | +28+4.7% | Added |
| Tower Research Capital LLC (TRC) | 654 | $24.0K | 0.00% | +303+86.3% | Added |
| Barclays PLC | 703 | $27.0K | 0.00% | +473+205.7% | Added |
| California State Teachers Retirement System | 926 | $35.0K | 0.00% | −1,432−60.7% | Reduced |
| American International Group, Inc. | 941 | $35.0K | 0.00% | −22−2.3% | Reduced |
| JPMorgan Chase & Co | 1,352 | $51.0K | 0.00% | −991−42.3% | Reduced |
| Bank of America Corp | 2,166 | $80.0K | 0.00% | −1,570−42.0% | Reduced |
| Deutsche Bank AG | 2,884 | $108.0K | 0.00% | −149−4.9% | Reduced |
| New York State Common Retirement Fund | 3,014 | $113.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 3,533 | $132.0K | 0.00% | −3,848−52.1% | Reduced |
| Goldman Sachs Group Inc | 5,487 | $205.0K | 0.00% | −644−10.5% | Reduced |
| US Bancorp | 6,136 | $230.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 6,222 | $233.0K | 0.00% | −1,223−16.4% | Reduced |
| Royce & Associates LP | 7,000 | $262.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 8,900 | $333.0K | 0.00% | +8,842+15,244.8% | Added |
| Bank of New York Mellon Corp | 9,073 | $339.0K | 0.00% | +703+8.4% | Added |
| Nuveen Asset Management, LLC | 12,869 | $452.0K | 0.00% | −262−2.0% | Reduced |
| Alliancebernstein L.P. | 13,653 | $511.0K | 0.00% | −200−1.4% | Reduced |
| Bridgeway Capital Management, LLC | 19,500 | $729.0K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 25,672 | $960.0K | 0.00% | −71−0.3% | Reduced |
| Northern Trust Corp | 26,498 | $991.0K | 0.00% | −4,851−15.5% | Reduced |
| Renaissance Technologies LLC | 34,000 | $1.27M | 0.00% | −5,600−14.1% | Reduced |
| State Street Corp | 37,497 | $1.40M | 0.00% | −600−1.6% | Reduced |
| S. Muoio & Co. LLC | 38,155 | $1.43M | 1.20% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 42,299 | $1.58M | 0.00% | −209−0.5% | Reduced |
| Dimensional Fund Advisors LP | 67,440 | $2.52M | 0.00% | +8,962+15.3% | Added |
| Gamco Investors, Inc. Et Al | 77,165 | $2.89M | 0.03% | 00.0% | Unchanged |
| Mad River Investors | 120,725 | $4.69M | 3.01% | 00.0% | Unchanged |
| BlackRock Inc. | 150,710 | $5.64M | 0.00% | −1,952−1.3% | Reduced |
| Vanguard Group Inc | 194,503 | $7.28M | 0.00% | +449+0.2% | Added |
| Horizon Kinetics Asset Management LLC | 1,261,518 | $47.2M | 1.10% | −2,625−0.2% | Reduced |
| Guinness Asset Management LTD | 0 | $0 | 0.00% | −2,500−100.0% | Sold out |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −2,200−100.0% | Sold out |
| Barrow Hanley Mewhinney & Strauss LLC | 0 | $0 | 0.00% | −583−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −161−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| CWM, LLC | – | – | – | – | Not filed |