Associated Capital Group, Inc.
ACGP- Exchange
- OTC
- Industry
- Security Brokers, Dealers & Flotation Companies
- SEC CIK
- 0001642122
No open-market purchases or sales by Associated Capital Group, Inc. insiders were filed in the last 90 days; no institution reported holding it in 13F filings for Q2 2026; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Associated Capital Group, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- −4 vs. Q2 2021
- Shares held
- 2.18M
- −11.7K (−0.5%) vs. Q2 2021
- Total value
- $81.9M
- −$3.48M (−4.1%) vs. Q2 2021
- New holders
- 1
- 10 more added
- Sold out
- 5
- 18 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ACGP on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 5 | $27.0M |
| Q2 2025 | 29 | $51.2M |
| Q1 2025 | 28 | $54.7M |
| Q4 2024 | 29 | $49.7M |
| Q3 2024 | 30 | $52.3M |
| Q2 2024 | 29 | $54.6M |
| Q1 2024 | 27 | $53.0M |
| Q4 2023 | 28 | $62.2M |
| Q3 2023 | 32 | $65.8M |
| Q2 2023 | 31 | $66.4M |
| Q1 2023 | 43 | $79.2M |
| Q4 2022 | 41 | $90.2M |
| Q3 2022 | 45 | $78.7M |
| Q2 2022 | 48 | $77.3M |
| Q1 2022 | 46 | $90.9M |
| Q4 2021 | 46 | $94.2M |
| Q3 2021 | 43 | $81.9M |
| Q2 2021 | 48 | $85.3M |
| Q1 2021 | 50 | $80.8M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Associated Capital Group, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Horizon Kinetics Asset Management LLC | 1,261,518 | $47.2M | 1.10% | −2,625−0.2% | Reduced |
| Vanguard Group Inc | 194,503 | $7.28M | 0.00% | +449+0.2% | Added |
| BlackRock Inc. | 150,710 | $5.64M | 0.00% | −1,952−1.3% | Reduced |
| Mad River Investors | 120,725 | $4.69M | 3.01% | 00.0% | Unchanged |
| Gamco Investors, Inc. Et Al | 77,165 | $2.89M | 0.03% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 67,440 | $2.52M | 0.00% | +8,962+15.3% | Added |
| Geode Capital Management, LLC | 42,299 | $1.58M | 0.00% | −209−0.5% | Reduced |
| S. Muoio & Co. LLC | 38,155 | $1.43M | 1.20% | 00.0% | Unchanged |
| State Street Corp | 37,497 | $1.40M | 0.00% | −600−1.6% | Reduced |
| Renaissance Technologies LLC | 34,000 | $1.27M | 0.00% | −5,600−14.1% | Reduced |
| Northern Trust Corp | 26,498 | $991.0K | 0.00% | −4,851−15.5% | Reduced |
| Royal Bank of Canada | 25,672 | $960.0K | 0.00% | −71−0.3% | Reduced |
| Bridgeway Capital Management, LLC | 19,500 | $729.0K | 0.01% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 13,653 | $511.0K | 0.00% | −200−1.4% | Reduced |
| Nuveen Asset Management, LLC | 12,869 | $452.0K | 0.00% | −262−2.0% | Reduced |
| Bank of New York Mellon Corp | 9,073 | $339.0K | 0.00% | +703+8.4% | Added |
| Wells Fargo & Company | 8,900 | $333.0K | 0.00% | +8,842+15,244.8% | Added |
| Royce & Associates LP | 7,000 | $262.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 6,222 | $233.0K | 0.00% | −1,223−16.4% | Reduced |
| US Bancorp | 6,136 | $230.0K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 5,487 | $205.0K | 0.00% | −644−10.5% | Reduced |
| The PNC Financial Services Group, Inc. | 3,533 | $132.0K | 0.00% | −3,848−52.1% | Reduced |
| New York State Common Retirement Fund | 3,014 | $113.0K | 0.00% | 00.0% | Unchanged |
| Deutsche Bank AG | 2,884 | $108.0K | 0.00% | −149−4.9% | Reduced |
| Bank of America Corp | 2,166 | $80.0K | 0.00% | −1,570−42.0% | Reduced |
| JPMorgan Chase & Co | 1,352 | $51.0K | 0.00% | −991−42.3% | Reduced |
| California State Teachers Retirement System | 926 | $35.0K | 0.00% | −1,432−60.7% | Reduced |
| American International Group, Inc. | 941 | $35.0K | 0.00% | −22−2.3% | Reduced |
| Barclays PLC | 703 | $27.0K | 0.00% | +473+205.7% | Added |
| Tower Research Capital LLC (TRC) | 654 | $24.0K | 0.00% | +303+86.3% | Added |
| Morgan Stanley | 623 | $23.0K | 0.00% | +28+4.7% | Added |
| BNP Paribas Arbitrage, SA | 462 | $17.3K | 0.00% | +162+54.0% | Added |
| Brown Brothers Harriman & Co | 395 | $15.0K | 0.00% | 00.0% | Unchanged |
| Eaton Vance Management | 350 | $13.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 224 | $8.00K | 0.00% | 00.0% | Unchanged |
| Covington Capital Management | 201 | $8.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 201 | $8.00K | 0.00% | +119+145.1% | Added |
| Steward Partners Investment Advisory, LLC | 148 | $6.00K | 0.00% | −33−18.2% | Reduced |
| Legal & General Group Plc | 163 | $6.00K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 100 | $4.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 101 | $3.00K | 0.00% | +11+12.2% | Added |
| Northwestern Mutual Wealth Management Co | 20 | $1.00K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 6 | $0 | 0.00% | +6 | New |
| Guinness Asset Management LTD | 0 | $0 | 0.00% | −2,500−100.0% | Sold out |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −2,200−100.0% | Sold out |
| Barrow Hanley Mewhinney & Strauss LLC | 0 | $0 | 0.00% | −583−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −161−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| CWM, LLC | – | – | – | – | Not filed |