Arlington Asset Investment Corp.
AAICDelisted Dec 14, 2023- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001209028
Arlington Asset Investment Corp. was delisted on Dec 14, 2023; its insiders filed their last Form 4 on Dec 18, 2023; 64 institutions reported holding it in 13F filings for Q3 2023, worth $52.1M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Arlington Asset Investment Corp. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 60
- −13 vs. Q2 2021
- Shares held
- 10.7M
- −3.18M (−23.0%) vs. Q2 2021
- Total value
- $39.5M
- −$16.8M (−29.9%) vs. Q2 2021
- New holders
- 3
- 11 more added
- Sold out
- 16
- 27 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 64 | $52.1M |
| Q2 2023 | 62 | $50.6M |
| Q1 2023 | 50 | $30.1M |
| Q4 2022 | 58 | $29.3M |
| Q3 2022 | 53 | $29.4M |
| Q2 2022 | 51 | $37.3M |
| Q1 2022 | 59 | $41.7M |
| Q4 2021 | 60 | $37.1M |
| Q3 2021 | 60 | $39.5M |
| Q2 2021 | 73 | $56.3M |
| Q1 2021 | 82 | $58.4M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Arlington Asset Investment Corp.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JPMorgan Chase & Co | 127 | $0 | 0.00% | −46,765−99.7% | Reduced |
| Harbour Investments, Inc. | 24 | $0 | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 55 | $0 | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 33 | $0 | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 82 | $303 | 0.00% | −163−66.5% | Reduced |
| UBS Group AG | 235 | $1.00K | 0.00% | +35+17.5% | Added |
| Investors Research Corp | 725 | $3.00K | 0.00% | 00.0% | Unchanged |
| Berman Capital Advisors, LLC | 1,231 | $4.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 2,068 | $8.00K | 0.00% | −2,944−58.7% | Reduced |
| Russell Investments Group, Ltd. | 2,259 | $8.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,244 | $8.00K | 0.00% | +989+78.8% | Added |
| Wells Fargo & Company | 4,529 | $17.0K | 0.00% | −17−0.4% | Reduced |
| Bank of America Corp | 8,086 | $30.0K | 0.00% | −5,658−41.2% | Reduced |
| Royal Bank of Canada | 8,400 | $31.0K | 0.00% | −2,929−25.9% | Reduced |
| Charles Schwab Investment Management Inc | 11,092 | $42.0K | 0.00% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 11,445 | $43.0K | 0.00% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 11,991 | $44.0K | 0.00% | −255−2.1% | Reduced |
| Capital Square, LLC | 13,000 | $48.0K | 0.03% | +13,000 | New |
| Nisa Investment Advisors, LLC | 14,000 | $52.0K | 0.00% | −2,483−15.1% | Reduced |
| Cetera Advisor Networks LLC | 15,300 | $57.0K | 0.00% | 00.0% | Unchanged |
| Eidelman Virant Capital | 17,500 | $66.0K | 0.03% | 00.0% | Unchanged |
| Credit Agricole S A | 18,000 | $67.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 18,164 | $67.0K | 0.00% | +4,943+37.4% | Added |
| Bank of New York Mellon Corp | 18,961 | $70.0K | 0.00% | 00.0% | Unchanged |
| Corsair Capital Management, L.P. | 20,754 | $77.0K | 0.01% | +10,000+93.0% | Added |
| SEI Investments Co | 27,770 | $97.0K | 0.00% | −2,500−8.3% | Reduced |
| Morgan Stanley | 33,544 | $124.0K | 0.00% | −50,477−60.1% | Reduced |
| Squarepoint Ops LLC | 38,229 | $141.0K | 0.00% | −3,080−7.5% | Reduced |
| Aj Wealth Strategies, LLC | 52,910 | $196.0K | 0.01% | +52,910 | New |
| Marshall Wace, LLP | 53,876 | $199.0K | 0.00% | +53,876 | New |
| DC Investments Management, LLC | 64,500 | $239.0K | 0.45% | 00.0% | Unchanged |
| Northern Trust Corp | 66,104 | $245.0K | 0.00% | −2,907−4.2% | Reduced |
| Ameriprise Financial Inc | 67,681 | $251.0K | 0.00% | −725−1.1% | Reduced |
| Advisor Group Holdings, Inc. | 69,677 | $257.0K | 0.00% | −471−0.7% | Reduced |
| Invesco Ltd. | 71,803 | $266.0K | 0.00% | +2,516+3.6% | Added |
| Winton Group Ltd | 82,412 | $305.0K | 0.02% | −2,224−2.6% | Reduced |
| HRT Financial LP | 87,647 | $324.0K | 0.00% | −9,053−9.4% | Reduced |
| Price T Rowe Associates Inc | 98,900 | $366.0K | 0.00% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 99,458 | $368.0K | 0.02% | 00.0% | Unchanged |
| Parametric Portfolio Associates LLC | 102,976 | $381.0K | 0.00% | −29,924−22.5% | Reduced |
| D. E. Shaw & Co., Inc. | 106,858 | $395.0K | 0.00% | +16,017+17.6% | Added |
| Ergoteles LLC | 129,497 | $479.0K | 0.02% | −3,822−2.9% | Reduced |
| State Street Corp | 195,417 | $723.0K | 0.00% | −119,524−38.0% | Reduced |
| Goldman Sachs Group Inc | 195,633 | $724.0K | 0.00% | −48,742−19.9% | Reduced |
| Two Sigma Advisers, LP | 246,454 | $912.0K | 0.00% | −54,200−18.0% | Reduced |
| Wolverine Asset Management LLC | 276,741 | $1.02M | 0.01% | +34,165+14.1% | Added |
| Renaissance Technologies LLC | 279,724 | $1.03M | 0.00% | −393,702−58.5% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 298,783 | $1.10M | 0.70% | +7,700+2.6% | Added |
| Two Sigma Investments, LP | 324,953 | $1.20M | 0.00% | −30,388−8.6% | Reduced |
| Millennium Management LLC | 347,795 | $1.29M | 0.00% | −212,597−37.9% | Reduced |
| Geode Capital Management, LLC | 378,843 | $1.40M | 0.00% | +55,393+17.1% | Added |
| RBF Capital, LLC | 398,691 | $1.48M | 0.08% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 445,404 | $1.65M | 0.01% | −52,519−10.5% | Reduced |
| Hotchkis & Wiley Capital Management LLC | 520,940 | $1.93M | 0.01% | −19,220−3.6% | Reduced |
| BlackRock Inc. | 1,107,715 | $4.10M | 0.00% | −10,713−1.0% | Reduced |
| American Financial Group Inc | 1,118,848 | $4.14M | 1.09% | 00.0% | Unchanged |
| Punch & Associates Investment Management, Inc. | 1,214,315 | $4.49M | 0.26% | +334,048+37.9% | Added |
| Vanguard Group Inc | 1,860,194 | $6.88M | 0.00% | +402,718+27.6% | Added |
| Reilly Financial Advisors, LLC | 111 | – | – | 00.0% | Unchanged |
| American Portfolios Advisors | 72 | – | – | 00.0% | Unchanged |
| Centiva Capital, LP | 0 | $0 | 0.00% | −2,331,041−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −368,665−100.0% | Sold out |
| Anson Funds Management LP | 0 | $0 | 0.00% | −90,000−100.0% | Sold out |
| Tibra Equities Europe Ltd | 0 | $0 | 0.00% | −84,400−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −56,738−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −39,500−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −35,597−100.0% | Sold out |
| LMR Partners LLP | 0 | $0 | 0.00% | −20,660−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −13,799−100.0% | Sold out |
| Diametric Capital, LP | 0 | $0 | 0.00% | −12,957−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −2,822−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −2,214−100.0% | Sold out |
| Quadrant Capital Group LLC | 0 | $0 | 0.00% | −2,136−100.0% | Sold out |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −280−100.0% | Sold out |
| Eubel Brady & Suttman Asset Management Inc | 0 | $0 | 0.00% | −154−100.0% | Sold out |
| Sterling Investment Advisors, Ltd. | 0 | $0 | 0.00% | −1−100.0% | Sold out |