Latest Form 144 filings
Officers, directors and other affiliates of a company file Form 144 when they place an order to sell restricted or control shares, if they plan to sell more than 5,000 shares or more than $50,000 worth within three months. It is a notice of a planned sale; officers and directors report the sale itself later on Form 4. 13D, 13G and Form 144 explained
Form 144 notices
Newest first. When a Form 144/A amends a notice, only the amendment is listed.
Filed in the last 365 days (US Eastern dates).
Form 144 filings on Livermore: Jan 4, 2023 to Sep 30, 2026.
Notices with a clearly misreported market value are left out of this list and its totals; they still appear, flagged, on the company's page. A value counts as misreported when the price per share it implies is far above the company's prices in Form 4 trades and 13F filings around the planned sale date.
- Notices
- 44
- Market value to sell
- $95.0M
- Sellers
- 13
- Companies
- 1
- Under 10b5-1 plans
- 42
| Company | Filed (ET) | Seller | Shares to sell | Market value | Planned sale | Broker | Filing |
|---|---|---|---|---|---|---|---|
| COFCapital One Financial Corp | Sep 15, 20264:18 PM ET | Celia Edwards KaramOfficer | 2.02K | $415.6K | Sep 15, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Sep 15, 20264:04 PM ET | Lia DeanOfficer | 2.07K | $425.9K | Sep 15, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Sep 1, 20264:04 PM ET | Matthew CooperOfficer | 3.50K | $749.4K | Sep 1, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Aug 17, 20264:27 PM ET | Lia DeanOfficer | 2.19K | $494.6K | Aug 17, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Aug 17, 20264:14 PM ET | Celia Edwards KaramOfficer | 1.89K | $425.8K | Aug 17, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Aug 13, 20264:28 PM ET | Mark MouadebOfficer | 1.20K | $269.8K | Aug 13, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Aug 10, 20265:23 PM ET | Michael ZamskyOfficer | 5.47K | $1.19M | Aug 10, 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Aug 7, 20264:04 PM ET | Ravi S RaghuOfficer | 50 | $10.9K | Aug 7, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Aug 4, 20264:12 PM ET | Mark MouadebOfficer | 1.18K | $260.3K | Aug 4, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Aug 4, 20264:04 PM ET | Matthew CooperOfficer | 3.50K | $767.7K | Aug 4, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Aug 3, 20264:08 PM ET | Mark MouadebOfficer | 690 | $148.3K | Aug 3, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Jul 31, 20264:04 PM ET | Ravi S RaghuOfficer | 9.73K | $2.04M | Jul 31, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Jul 29, 20264:06 PM ET | Timothy GoldenOfficer | 3.49K | $735.8K | Jul 29, 2026 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Jul 7, 20264:01 PM ET | Matthew CooperOfficer | 3.50K | $728.0K | Jul 7, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Jun 25, 20264:02 PM ET | Ann Fritz HackettDirector | 3.00K | $630.0K | Jun 25, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Jun 2, 20264:06 PM ET | Matthew CooperOfficer | 3.50K | $641.8K | Jun 2, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | May 13, 20264:20 PM ET | Kaitlin HaggertyOfficer | 119 | $21.7K | May 13, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | May 12, 20264:47 PM ET | Kaitlin HaggertyOfficer | 1.31K | $240.4K | May 12, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | May 12, 20264:08 PM ET | Matthew CooperOfficer | 3.50K | $643.8K | May 12, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | May 12, 20264:03 PM ET | Ann Fritz HackettDirector | 27.2K | $4.98M | May 12, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | May 1, 20264:01 PM ET | Celia Edwards KaramOfficer | 1.75K | $336.8K | May 1, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Apr 1, 20264:13 PM ET | Lia DeanOfficer | 1.69K | $314.1K | Apr 1, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Apr 1, 20264:13 PM ET | Celia Edwards KaramOfficer | 1.10K | $204.0K | Apr 1, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Mar 2, 20264:13 PM ET | Lia DeanOfficer | 3.28K | $627.2K | Mar 2, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Mar 2, 20264:13 PM ET | Celia Edwards KaramOfficer | 1.64K | $312.5K | Mar 2, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Feb 26, 20264:15 PM ET | Mark MouadebOfficer | 1.59K | $334.5K | Feb 26, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Feb 25, 20265:52 PM ET | Jason HansonOfficer | 3.73K | $764.6K | Feb 25, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Feb 25, 20265:04 PM ET | Mark MouadebOfficer | 1.51K | $305.8K | Feb 25, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Feb 24, 20264:11 PM ET | Neal BlindeOfficer | 38.1K | $7.27M | Feb 24, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Feb 4, 20264:01 PM ET | Lia DeanOfficer | 3.28K | $734.6K | Feb 4, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Feb 2, 20264:07 PM ET | Celia Edwards KaramOfficer | 2.11K | $460.1K | Feb 2, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Jan 6, 20264:03 PM ET | Matthew CooperOfficer | 2.00K | $500.0K | Jan 6, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Jan 5, 20264:08 PM ET | Ravi S RaghuOfficer | 13.4K | $3.36M | Jan 5, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Jan 2, 20264:12 PM ET | Lia DeanOfficer | 3.16K | $772.9K | Jan 2, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Jan 2, 20264:11 PM ET | Celia Edwards KaramOfficer | 2.06K | $504.3K | Jan 2, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Dec 2, 20254:02 PM ET | Matthew CooperOfficer | 2.00K | $443.1K | Dec 2, 202510b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Dec 1, 20254:55 PM ET | Lia DeanOfficer | 3.27K | $713.1K | Dec 1, 202510b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Dec 1, 20254:52 PM ET | Celia Edwards KaramOfficer | 2.94K | $640.7K | Dec 1, 202510b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Nov 13, 20254:03 PM ET | Frank LapradeOfficer | 17.8K | $3.96M | Nov 13, 202510b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Nov 6, 20254:02 PM ET | Neal BlindeOfficer | 43.2K | $9.58M | Nov 6, 202510b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Nov 4, 20254:10 PM ET | Richard D FairbankOfficer · Director | 103.5K | $22.8M | Nov 4, 202510b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Nov 4, 20254:08 PM ET | Matthew CooperOfficer | 2.00K | $438.8K | Nov 4, 202510b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Oct 27, 20254:03 PM ET | Richard D FairbankOfficer · Director | 103.5K | $23.4M | Oct 27, 202510b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| COFCapital One Financial Corp | Oct 2, 20254:02 PM ET | Matthew CooperOfficer | 2.00K | $424.0K | Oct 2, 202510b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |