Latest Form 144 filings
Officers, directors and other affiliates of a company file Form 144 when they place an order to sell restricted or control shares, if they plan to sell more than 5,000 shares or more than $50,000 worth within three months. It is a notice of a planned sale; officers and directors report the sale itself later on Form 4. 13D, 13G and Form 144 explained
Form 144 notices
Newest first. When a Form 144/A amends a notice, only the amendment is listed.
Filed in the last 365 days (US Eastern dates).
Form 144 filings on Livermore: Jan 4, 2023 to Sep 30, 2026.
Notices with a clearly misreported market value are left out of this list and its totals; they still appear, flagged, on the company's page. A value counts as misreported when the price per share it implies is far above the company's prices in Form 4 trades and 13F filings around the planned sale date.
- Notices
- 27
- Market value to sell
- $24.2M
- Sellers
- 10
- Companies
- 1
- Under 10b5-1 plans
- 25
| Company | Filed (ET) | Seller | Shares to sell | Market value | Planned sale | Broker | Filing |
|---|---|---|---|---|---|---|---|
| CNOCNO Financial Group, Inc. | Nov 10, 20254:09 PM ET | Eric JohnsonOfficer | 48.7K | $2.01M | Nov 10, 2025 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | Nov 20, 20254:13 PM ET | Gary BhojwaniOfficer · Director | 31.4K | $1.26M | Nov 20, 202510b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | Nov 24, 20255:59 PM ET | Yvonne K FranzeseOfficer | 3.00K | $123.0K | Nov 24, 202510b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | Dec 15, 20254:05 PM ET | Rocco TarasiOfficer | 9.28K | $395.4K | Dec 15, 202510b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | Jan 2, 20264:11 PM ET | Gary BhojwaniOfficer · Director | 31.4K | $1.32M | Jan 2, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | Feb 12, 20264:01 PM ET | Matthew ZimpferOfficer | 31.0K | $1.33M | Feb 12, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | Feb 17, 20264:21 PM ET | Yvonne K FranzeseOfficer | 9.00K | $388.6K | Feb 17, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | Feb 17, 20264:48 PM ET | Gary BhojwaniOfficer · Director | 45.4K | $1.96M | Feb 17, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | Feb 17, 20264:54 PM ET | Matthew ZimpferOfficer | 23.6K | $1.02M | Feb 17, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | Feb 18, 20265:08 PM ET | Gary BhojwaniOfficer · Director | 43.0K | $1.85M | Feb 18, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | Feb 18, 20265:17 PM ET | Matthew ZimpferOfficer | 33.8K | $1.46M | Feb 18, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | Mar 19, 20264:14 PM ET | Scott GoldbergOfficer | 11.1K | $442.1K | Mar 19, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | Mar 20, 20264:02 PM ET | Scott GoldbergOfficer | 11.1K | $437.3K | Mar 20, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | Jun 2, 20264:53 PM ET | Rocco TarasiOfficer | 4.81K | $226.0K | Jun 2, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | Jun 3, 20264:15 PM ET | Henderson Mary RDirector | 51.7K | $2.38M | Jun 3, 2026 | Pershing Advisor Solutions | SEC |
| CNOCNO Financial Group, Inc. | Jun 10, 20264:40 PM ET | Rocco TarasiOfficer | 3.31K | $162.1K | Jun 10, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | Jun 11, 20264:15 PM ET | Rocco TarasiOfficer | 5.75K | $287.5K | Jun 11, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | Jun 30, 20264:21 PM ET | Gary BhojwaniOfficer · Director | 86.0K | $4.43M | Jun 30, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | Jul 1, 20264:17 PM ET | Rocco Tarasi IIIOfficer | 1.89K | $97.0K | Jul 1, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | Aug 31, 20264:08 PM ET | Jeanne LinnenbringerOfficer | 6.56K | $360.7K | Aug 31, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | Aug 31, 20264:08 PM ET | Karen DetoroOfficer | 9.37K | $515.4K | Aug 31, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | Sep 1, 20264:11 PM ET | Karen DetoroOfficer | 9.34K | $511.0K | Sep 1, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | Sep 1, 20264:11 PM ET | Jeanne LinnenbringerOfficer | 4.06K | $222.2K | Sep 1, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | Sep 2, 20264:11 PM ET | Jeanne LinnenbringerOfficer | 3.92K | $216.0K | Sep 2, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | Sep 2, 20264:12 PM ET | Karen DetoroOfficer | 5.96K | $328.7K | Sep 2, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | Sep 15, 20264:21 PM ET | Jeremy WilliamsOfficer | 4.42K | $244.3K | Sep 15, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |
| CNOCNO Financial Group, Inc. | Sep 16, 20264:40 PM ET | Jeremy WilliamsOfficer | 4.36K | $243.0K | Sep 16, 202610b5-1 | Morgan Stanley Smith Barney LLC Executive Financial Services | SEC |