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Livermore
Livermore
ZHEN

Howard Bailey Securities, LLC

SEC CIK
0002043986
Latest filing
Aug 10, 2026

Holdings in Q1 2026

Holdings as of Mar 31, 2026, filed Apr 23, 2026. Long positions only; changes compare share counts with Q4 2025.

Institution overview
Positions
122
−19 vs. Q4 2025
Portfolio value
$243.2M
−$10.6M (−4.2%) vs. Q4 2025
Filed
Apr 23, 2026
SEC
Holdings of Howard Bailey Securities, LLC in Q1 2026
SecurityClassSharesValue% of portfolioShare changeActionHistory
Capitol Ser Tr14064D444STERLING CAP ENH1,176,264$29.5M12.1%+56,068+5.0%Added–
iShares Russell Top 200 Growth ETF464289438ETF111,862$27.8M11.4%+2,110+1.9%Added–
iShares Tr464289420RUS TP200 VL ETF190,684$17.7M7.3%−561−0.3%Reduced–
American Centy ETF Tr025072174AVANTIS ALL INT149,008$11.3M4.7%+16,403+12.4%Added–
iShares Tr464288877EAFE VALUE ETF135,999$10.1M4.2%−7,505−5.2%Reduced–
iShares Russell Mid-Cap Value ETF464287473ETF64,497$9.40M3.9%−1,557−2.4%Reduced–
iShares Tr464288885EAFE GRWTH ETF80,010$8.91M3.7%−2,102−2.6%Reduced–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF106,667$8.16M3.4%−4,664−4.2%Reduced–
iShares Core MSCI Emerging Markets ETF46434G103ETF97,693$6.81M2.8%−801−0.8%Reduced–
Aim ETF Products Trust00888H877ALLIANZIM US EQT169,540$5.73M2.4%−7,899−4.5%Reduced–
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX48,681$4.88M2.0%−229−0.5%Reduced–
Aim ETF Products Trust00888H505ALLIA US OCT ETF120,245$4.63M1.9%−4,470−3.6%Reduced–
Simplify Exchange Traded Fun82889N699MANAGED FUTURES139,571$4.22M1.7%+12,026+9.4%Added–
Simplify Exchange Traded Fun82889N640TREASURY OPT INC173,204$4.07M1.7%+17,612+11.3%Added–
Aim ETF Products Trust00888H687ALLIANZIM US EQT114,520$3.62M1.5%−5,797−4.8%Reduced–
Simplify Exchange Traded Fun82889N657SHORT TERM TREA148,154$3.13M1.3%−3,226−2.1%Reduced–
Simplify Exchange Traded Fun82889N368CURRE STRAT ETF103,529$3.03M1.2%+39,558+61.8%Added–
Aim ETF Products Trust00888H406ALLIANZIM US EQT77,440$3.01M1.2%−3,653−4.5%Reduced–
Simplify Exchange Traded Fun82889N335BARRIER INCOME116,907$2.87M1.2%+48,761+71.6%Added–
Simplify Exchange Traded Fun82889N723AGGREGATE BD ETF139,538$2.84M1.2%+15,533+12.5%Added–
iShares Russell Mid-Cap Growth ETF464287481ETF19,922$2.55M1.0%+4,148+26.3%Added–
Sterling Cap FDS85917K470NATIONAL MUNI BD101,282$2.52M1.0%+101,282New–
Aim ETF Products Trust00888H521ALLIANZIM US EQU87,716$2.33M1.0%−3,973−4.3%Reduced–
MSFTMicrosoft CorpStock6,257$2.32M1.0%−596−8.7%ReducedHistory
Innovator ETFs Trust45784N106EQUITY DEFINED P76,100$2.03M0.8%+2,272+3.1%Added–
AAPLApple Inc.Stock7,994$2.03M0.8%−344−4.1%ReducedHistory
AMZNAmazon Com IncStock9,229$1.92M0.8%+3,507+61.3%AddedHistory
Simplify Exchange Traded Fun82889N863VOLATILITY PREM121,647$1.87M0.8%+13,556+12.5%Added–
Elevation Series Trust210322798TRUE ST SEPT ETF44,077$1.79M0.7%−1,636−3.6%Reduced–
Elevation Series Trust210322608TRUE SE BUFF ETF69,222$1.73M0.7%−1,574−2.2%Reduced–
NVDANVIDIA CorpStock9,129$1.59M0.7%+922+11.2%AddedHistory
Innovator ETFs Trust45784N882EQUITY DEFINED P57,329$1.46M0.6%+17,550+44.1%Added–
iShares Tr46435G326CORE MSCI INTL17,053$1.43M0.6%−3,679−17.7%Reduced–
Aim ETF Products Trust00888H448ALLIANZIM US EQT50,063$1.29M0.5%+1,535+3.2%Added–
Elevation Series Trust210322574S&P AU DE IN ETF57,020$1.25M0.5%+57,020New–
WisdomTree Tr97717Y790US EFFIC CORE FD23,966$1.25M0.5%−111−0.5%Reduced–
PIMCO ETF Tr72201R577ULTR SH GO AC FD12,284$1.24M0.5%−17,306−58.5%Reduced–
WisdomTree Tr97717X669US QTLY DIV GRT12,815$1.13M0.5%−38−0.3%Reduced–
Innovator ETFs Trust45784N809EQUI DEFI 1 NOVE40,264$1.07M0.4%+1,233+3.2%Added–
WisdomTree Tr97717X511YIELD ENHANCD US23,280$1.01M0.4%−126−0.5%Reduced–
iShares Core S&P 500 ETF464287200ETF1,534$1.00M0.4%−633−29.2%Reduced–
Schwab US Tips ETF808524870ETF37,139$988.3K0.4%+37,139New–
Elevation Series Trust210322681TRUESHARES STRCD25,996$955.6K0.4%−1,044−3.9%Reduced–
Simplify Exchange Traded Fun82889N459GAMMA EMERGING36,803$952.8K0.4%+3,901+11.9%Added–
VVisa Inc.Stock3,035$917.3K0.4%−101−3.2%ReducedHistory
Elevation Series Trust210322814TRUESHARES STRUC21,341$867.4K0.4%+21,341New–
Elevation Series Trust210322764TRUESHARES DEC22,073$857.1K0.4%−732−3.2%Reduced–
Aim ETF Products Trust00888H638ALLIA U S 5 ETF26,913$844.6K0.3%+26,913New–
STLDSteel Dynamics IncCOM4,416$794.9K0.3%−246−5.3%ReducedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF27,255$793.9K0.3%+195+0.7%Added–
GOOGAlphabet Inc.Stock2,663$763.8K0.3%−558−17.3%ReducedHistory
WisdomTree Tr97717X263DYNAMIC INTL EQT16,022$706.7K0.3%−216−1.3%Reduced–
Aim ETF Products Trust00888H570ALLIANZIM EQ BUF23,929$683.2K0.3%−394−1.6%Reduced–
WisdomTree Tr97717X578EM EX ST-OWNED17,023$682.6K0.3%−277−1.6%Reduced–
WFCWells Fargo & CompanyStock8,333$663.4K0.3%−163−1.9%ReducedHistory
AVGOBroadcom Inc.Stock2,087$646.0K0.3%+485+30.3%AddedHistory
Innovator ETFs Trust45783Y541EQUITY DEF PROTN21,848$641.5K0.3%+678+3.2%Added–
Simplify Exchange Traded Fun82889N202US EQT PLS DWNSD17,606$640.3K0.3%−313−1.7%Reduced–
Elevation Series Trust210322400TRUSHARES BULL26,971$635.7K0.3%+14,745+120.6%Added–
PHParker-Hannifin CorpStock677$606.1K0.2%−2−0.3%ReducedHistory
SPDR Series Trust78464A672ST INTER ETF20,775$595.4K0.2%−3,345−13.9%Reduced–
CSXCSX CorpStock14,156$581.1K0.2%+50.0%AddedHistory
WisdomTree Tr97717W307US LARGECAP DIVD6,384$570.3K0.2%−32−0.5%Reduced–
First Tr Exchng Traded FD VI33740U711FT VEST U.S EQT14,112$537.8K0.2%−3,185−18.4%Reduced–
TSLATesla, Inc.Stock1,419$527.5K0.2%−54−3.7%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF2,685$526.9K0.2%−557−17.2%Reduced–
Doubleline ETF Trust25861R402MORTGAGE ETF10,415$514.3K0.2%−1,736−14.3%Reduced–
WisdomTree Tr97717W505US MIDCAP DIVID9,483$498.2K0.2%−59−0.6%Reduced–
WisdomTree Tr97717Y568EFFICIENT GLD PL7,747$487.3K0.2%−286−3.6%Reduced–
METAMeta Platforms, Inc.Stock842$481.8K0.2%+55+7.0%AddedHistory
GOOGLAlphabet Inc.Stock1,627$467.9K0.2%+33+2.1%AddedHistory
WisdomTree Tr97717X131INTL QULTY DIV11,627$466.7K0.2%−89−0.8%Reduced–
Elevation Series Trust210322509TRUESHARES QUART18,778$453.2K0.2%−113,628−85.8%Reduced–
RTXRTX CorpStock2,275$438.8K0.2%−69−2.9%ReducedHistory
Schwab U.S. Large-Cap ETF808524201ETF16,871$432.6K0.2%−556−3.2%Reduced–
Elevation Series Trust210322780TRUESHARES OCT10,425$428.5K0.2%+86+0.8%Added–
Elevation Series Trust210322566TRUESHARES EQTY17,605$424.5K0.2%+17,605New–
LLYEli Lilly & CoStock460$423.5K0.2%−6−1.3%ReducedHistory
PIMCO ETF Tr72201R551US STK PLUS AC8,933$420.4K0.2%+8,933New–
Simplify Exchange Traded Fun82889N103US EQT PLS CNVEX10,636$419.8K0.2%−410−3.7%Reduced–
SPDR Series Trust78464A383ST STR BACKE ETF18,055$404.3K0.2%−211−1.2%Reduced–
JPMJPMorgan Chase & CoStock1,357$399.2K0.2%+299+28.3%AddedHistory
Simplify Exchange Traded Fun82889N301US EQT PLS UPSID8,988$397.1K0.2%−118−1.3%Reduced–
XOMExxonMobil Holdings CorpCOM2,265$384.3K0.2%−172−7.1%ReducedHistory
Elevation Series Trust210322582TRUESHARES S&P18,726$382.2K0.2%+18,726New–
SPGIS&P Global Inc.Stock867$368.8K0.2%−367−29.7%ReducedHistory
SCHWSchwab Charles CorpStock3,900$366.5K0.2%−176−4.3%ReducedHistory
WisdomTree Tr97717W125FUTRE STRAT FD9,051$359.2K0.1%−159−1.7%Reduced–
Northern LTS FD Tr IV66537J796INSPIRE 500 ETF1,402$351.3K0.1%+488+53.4%Added–
MRVLMarvell Technology, Inc.COM3,479$344.6K0.1%−267−7.1%ReducedHistory
JNJJohnson & JohnsonStock1,376$336.3K0.1%+258+23.1%AddedHistory
SNPSSynopsys IncCOM844$334.6K0.1%−132−13.5%ReducedHistory
Northern LTS FD Tr IV66538H633INSPIRE CORP BD14,016$334.4K0.1%+2,392+20.6%Added–
WisdomTree Tr97717W562US SMALLCAP FUND5,641$327.4K0.1%−61−1.1%Reduced–
BRK.BBerkshire Hathaway IncStock671$321.6K0.1%−2−0.3%ReducedHistory
SPDR Series Trust78464A805ST STR PR SP15004,064$321.3K0.1%−798−16.4%Reduced–
Innovator ETFs Trust45783Y111EQUI DEFI 1 AUG11,896$316.8K0.1%+11,896New–
ABBVAbbVie Inc.Stock1,437$312.5K0.1%−355−19.8%ReducedHistory
WisdomTree Tr97717W760INTL SMCAP DIV3,800$309.7K0.1%−35−0.9%Reduced–
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF10,053$303.1K0.1%−818−7.5%Reduced–

Sold out since Q4 2025 (34)

Positions held at the end of Q4 2025 that are gone from this filing.

Positions of Howard Bailey Securities, LLC sold out since Q4 2025
SecurityClassShares in Q4 2025Value in Q4 2025% of portfolio in Q4 2025History
iShares Tr464288414NATIONAL MUN ETF21,744$2.33M0.9%–
Simplify Exchange Traded Fun82889N632ENHANCED INM ETF80,330$1.79M0.7%–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS12,177$715.2K0.3%–
GLDMWorld Gold TrustSPDR GLD MINIS5,822$497.1K0.2%History
GLDSPDR Gold TrustETF994$393.9K0.2%History
Invesco QQQ Trust Series I46090E103ETF581$356.7K0.1%–
Vanguard S&P 500 Growth ETF921932505ETF782$347.8K0.1%–
CSGPCostar Group, Inc.COM5,031$338.3K0.1%History
CRHCRH Public Ltd CoORD2,681$334.6K0.1%History
SHOPShopify Inc.Stock1,952$314.2K0.1%History
Janus Detroit STR Tr47103U845HENDRSON AAA CL6,189$313.0K0.1%–
iShares Core U.S. Aggregate Bond ETF464287226ETF2,987$298.3K0.1%–
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS9,523$297.2K0.1%History
INTUIntuit Inc.Stock412$272.9K0.1%History
SOSouthern CoStock3,115$271.6K0.1%History
First Trust Rising Dividend Achievers ETF33738R506ETF3,673$255.2K0.1%–
DDominion Energy, IncStock4,273$250.4K0.1%History
VEEVVeeva Systems IncStock1,109$247.6K0.1%History
Simplify Exchange Traded Fun82889N798RISK PARITY TREA18,013$243.2K0.1%–
VanEck ETF Trust92189H300JP MRGAN EM LOC9,407$242.9K0.1%–
UNHUnitedHealth Group IncStock698$230.4K0.1%History
SPDR Series Trust78464A664ST LON TREAS ETF8,417$222.8K0.1%–
COHRCoherent Corp.COM1,185$218.7K0.1%History
DHRDanaher CorpStock955$218.6K0.1%History
APOApollo Global Management, Inc.COM1,509$218.4K0.1%History
SPDR Series Trust78468R200ST STR RATE ETF6,994$214.9K0.1%–
AMPAmeriprise Financial IncCOM434$212.8K0.1%History
MDBMongoDB, Inc.CL A495$207.7K0.1%History
CACICACI International IncCL A389$207.3K0.1%History
CMCSAComcast CorpStock6,916$206.7K0.1%History
MRKMerck & Co., Inc.Stock1,959$206.2K0.1%History
ROKRockwell Automation, IncStock528$205.4K0.1%History
Ea Series Trust02072L433AST EQU KIN ETF5,776$203.7K0.1%–
MSCIMSCI Inc.Stock353$202.5K0.1%History