NFP Retirement, Inc.
- SEC CIK
- 0002040084
- Latest filing
- Aug 12, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Feb 13, 2025. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 226
- −4 vs. Q2 2023
- Portfolio value
- $523.5M
- −$12.7M (−2.4%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 520,548 | $26.2M | 5.0% | −184,735−26.2% | Reduced | – |
| Vanguard Scottsdale FDS92206C680 | VNG RUS1000GRW | 355,144 | $24.3M | 4.6% | +43,447+13.9% | Added | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 338,652 | $24.0M | 4.6% | +62,085+22.4% | Added | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 204,114 | $19.2M | 3.7% | −27,925−12.0% | Reduced | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 53,133 | $19.0M | 3.6% | +6,100+13.0% | Added | – |
| iShares Tr46435G326 | CORE MSCI INTL | 315,408 | $18.4M | 3.5% | −106,695−25.3% | Reduced | – |
| Fidelity Merrimack STR Tr316188309 | TOTAL BD ETF | 337,136 | $14.7M | 2.8% | −11,532−3.3% | Reduced | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 306,635 | $13.4M | 2.6% | +83,943+37.7% | Added | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 60,006 | $12.5M | 2.4% | −6,723−10.1% | Reduced | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 158,597 | $11.9M | 2.3% | +48,580+44.2% | Added | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 228,949 | $11.6M | 2.2% | −1,802−0.8% | Reduced | – |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 703,961 | $11.2M | 2.1% | +225,637+47.2% | Added | – |
| Invesco Exchange Traded FD T46137V597 | RAFI US 1500 | 337,719 | $11.1M | 2.1% | +8,874+2.7% | AddedConverted for a 5-for-1 split | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 128,542 | $10.4M | 2.0% | +27,035+26.6% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 75,264 | $10.4M | 2.0% | +199+0.3% | Added | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 21,572 | $9.22M | 1.8% | +7,357+51.8% | Added | History |
| Invesco Exchange Traded FD T46137V472 | S&P MDCP QUALITY | 100,932 | $8.13M | 1.6% | +55,039+119.9% | Added | – |
| Invesco Exchange Traded FD T46137V613 | RAFI US 1000 ETF | 243,642 | $7.75M | 1.5% | +14,957+6.5% | AddedConverted for a 5-for-1 split | – |
| Vanguard S&P 500 ETF922908363 | ETF | 18,036 | $7.08M | 1.4% | −1,054−5.5% | Reduced | – |
| Schwab Fundamental U.S. Small Company ETF808524763 | ETF | 135,837 | $6.59M | 1.3% | +55,322+68.7% | Added | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 23,891 | $6.51M | 1.2% | +202+0.9% | Added | – |
| AAPLApple Inc. | Stock | 36,305 | $6.22M | 1.2% | +220+0.6% | Added | History |
| iShares Tr46434V456 | MSCI INTL QUALTY | 175,340 | $5.89M | 1.1% | +10,050+6.1% | Added | – |
| TRVTravelers Companies, Inc. | Stock | 35,465 | $5.79M | 1.1% | −20−0.1% | Reduced | History |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 144,049 | $5.65M | 1.1% | −37,008−20.4% | Reduced | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 104,929 | $5.62M | 1.1% | +40,873+63.8% | Added | – |
| Vanguard Consumer Staples ETF92204A207 | ETF | 28,545 | $5.21M | 1.0% | −264−0.9% | Reduced | – |
| Schwab US Aggregate Bond ETF808524839 | ETF | 115,895 | $5.13M | 1.0% | −57,469−33.1% | Reduced | – |
| Invesco S&P 500 Quality ETF46137V241 | ETF | 97,678 | $4.89M | 0.9% | −1,511−1.5% | Reduced | – |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 116,816 | $4.84M | 0.9% | −19,270−14.2% | Reduced | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 63,276 | $4.42M | 0.8% | +3,588+6.0% | Added | – |
| Schwab International Equity ETF808524805 | ETF | 115,656 | $3.93M | 0.8% | −8,639−7.0% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 11,861 | $3.74M | 0.7% | +398+3.5% | Added | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 51,340 | $3.73M | 0.7% | +93+0.2% | Added | – |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 35,864 | $3.71M | 0.7% | −282−0.8% | Reduced | – |
| Vanguard Information Technology ETF92204A702 | ETF | 8,854 | $3.67M | 0.7% | −798−8.3% | Reduced | – |
| SPDR Series Trust78464A763 | ST STR SP DIV | 28,430 | $3.27M | 0.6% | −916−3.1% | Reduced | – |
| WisdomTree Tr97717W208 | US HIGH DIVIDEND | 41,644 | $3.25M | 0.6% | −101−0.2% | Reduced | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 60,185 | $3.12M | 0.6% | +2,251+3.9% | Added | – |
| Schwab US Tips ETF808524870 | ETF | 59,687 | $3.01M | 0.6% | −11,499−16.2% | Reduced | – |
| Invesco Exchange Traded FD T46137V506 | DIVID ACHIEVEV | 81,713 | $2.98M | 0.6% | +300+0.4% | Added | – |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 43,385 | $2.94M | 0.6% | −6,536−13.1% | Reduced | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 36,238 | $2.75M | 0.5% | +1,652+4.8% | Added | – |
| HDHome Depot, Inc. | Stock | 9,089 | $2.75M | 0.5% | −133−1.4% | Reduced | History |
| Vanguard Health Care ETF92204A504 | ETF | 11,248 | $2.64M | 0.5% | −92−0.8% | Reduced | – |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 25,652 | $2.57M | 0.5% | −5,885−18.7% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 20,143 | $2.56M | 0.5% | −115−0.6% | Reduced | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 16,172 | $2.51M | 0.5% | −272−1.7% | Reduced | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 100,316 | $2.44M | 0.5% | +63,468+172.2% | Added | – |
| CIIBlackRock Enhanced Large Cap Core Fund, Inc. | COM | 130,823 | $2.44M | 0.5% | +32,966+33.7% | Added | History |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 51,008 | $2.41M | 0.5% | −4,134−7.5% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 5,592 | $2.40M | 0.5% | +5+0.1% | Added | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 36,875 | $2.38M | 0.5% | +2,416+7.0% | Added | – |
| PIMCO ETF Tr72201R783 | 0-5 HIGH YIELD | 26,071 | $2.35M | 0.4% | +9,089+53.5% | Added | – |
| iShares Tr464288638 | ISHS 5-10YR INVT | 47,540 | $2.31M | 0.4% | +347+0.7% | Added | – |
| BMEBlackRock Health Sciences Trust | COM | 57,947 | $2.27M | 0.4% | −2,469−4.1% | Reduced | History |
| Global X FDS37954Y889 | S&P 500 CATHOLIC | 41,197 | $2.15M | 0.4% | −4,013−8.9% | Reduced | – |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 39,076 | $2.09M | 0.4% | +5,921+17.9% | Added | – |
| iShares Tr46429B747 | 0-5 YR TIPS ETF | 21,182 | $2.05M | 0.4% | −4,235−16.7% | Reduced | – |
| Amplify ETF Tr032108409 | CWP ENHANCED DIV | 56,966 | $1.98M | 0.4% | −555−1.0% | Reduced | – |
| Schwab Emerging Markets Equity ETF808524706 | ETF | 82,506 | $1.98M | 0.4% | +237+0.3% | Added | – |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 31,908 | $1.88M | 0.4% | −300−0.9% | Reduced | – |
| Schwab U.S. Broad Market ETF808524102 | ETF | 36,851 | $1.84M | 0.4% | −49,925−57.5% | Reduced | – |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 38,122 | $1.83M | 0.4% | −278−0.7% | Reduced | – |
| Vanguard Total International Bond ETF92203J407 | ETF | 37,419 | $1.79M | 0.3% | +89+0.2% | Added | – |
| BUIBlackRock Utilities, Infrastructure & Power Opportunities Trust | COM | 89,154 | $1.77M | 0.3% | +11,938+15.5% | Added | History |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 10,798 | $1.72M | 0.3% | −1,776−14.1% | Reduced | – |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 98,803 | $1.66M | 0.3% | −16,099−14.0% | Reduced | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 16,640 | $1.57M | 0.3% | +9+0.1% | Added | – |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 50,244 | $1.56M | 0.3% | −1,503−2.9% | Reduced | – |
| XOMExxonMobil Holdings Corp | COM | 13,095 | $1.54M | 0.3% | +17+0.1% | Added | History |
| SPDR Series Trust78464A292 | ST STR PFD ETF | 46,887 | $1.52M | 0.3% | +304+0.7% | Added | – |
| DNPDNP Select Income Fund Inc | COM | 158,543 | $1.51M | 0.3% | −7,644−4.6% | Reduced | History |
| PGProcter & Gamble Co | Stock | 10,115 | $1.48M | 0.3% | +42+0.4% | Added | History |
| Global X FDS37954Y475 | S&P 500 COVERED | 37,653 | $1.46M | 0.3% | −2,060−5.2% | Reduced | – |
| BSTBlackRock Science & Technology Trust | SHS | 45,144 | $1.42M | 0.3% | +2,236+5.2% | Added | History |
| NHINational Health Investors Inc | COM | 27,027 | $1.39M | 0.3% | −1,668−5.8% | Reduced | History |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 5,979 | $1.28M | 0.2% | −321−5.1% | Reduced | – |
| Invesco Exchange Traded FD T46137V233 | S&P 500 TOP 50 | 37,514 | $1.27M | 0.2% | −796−2.1% | ReducedConverted for a 10-for-1 split | – |
| Invesco Exch Traded FD Tr II46138E263 | S&P GBL WATER | 27,370 | $1.27M | 0.2% | 00.0% | Unchanged | – |
| JNJJohnson & Johnson | Stock | 7,848 | $1.22M | 0.2% | −204−2.5% | Reduced | History |
| LLYEli Lilly & Co | Stock | 2,229 | $1.20M | 0.2% | +66+3.1% | Added | History |
| Invesco Actively Managed Exc46090A887 | ULTRA SHRT DUR | 23,495 | $1.17M | 0.2% | 00.0% | Unchanged | – |
| Invesco Exch TRD SLF Idx FD46138J833 | BULSHS 2024 HY | 51,155 | $1.15M | 0.2% | −1,671−3.2% | Reduced | – |
| iShares Tr46434V647 | GLOBAL REIT ETF | 51,310 | $1.09M | 0.2% | −16,670−24.5% | Reduced | – |
| HOMBHome Bancshares Inc | COM | 51,380 | $1.08M | 0.2% | −8,510−14.2% | Reduced | History |
| CVXChevron Corp | Stock | 6,310 | $1.06M | 0.2% | +206+3.4% | Added | History |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 22,050 | $1.06M | 0.2% | +8,447+62.1% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 3,935 | $1.05M | 0.2% | +64+1.7% | Added | – |
| Innovator ETFs Trust45783Y756 | LADDERED ALC BFR | 40,748 | $1.04M | 0.2% | +21,998+117.3% | Added | – |
| NEMNEWMONT Corp | Stock | 27,798 | $1.03M | 0.2% | +277+1.0% | Added | History |
| First Tr Exchange-Traded FD33733E203 | NY ARCA BIOTECH | 7,000 | $1.02M | 0.2% | 00.0% | Unchanged | – |
| GLDSPDR Gold Trust | ETF | 5,934 | $1.02M | 0.2% | +10.0% | Added | History |
| KOCoca Cola Co | Stock | 17,478 | $978.4K | 0.2% | −21−0.1% | Reduced | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 5,125 | $968.9K | 0.2% | +232+4.7% | Added | – |
| iShares Tr464287630 | RUS 2000 VAL ETF | 7,077 | $959.3K | 0.2% | −617−8.0% | Reduced | – |
| GOOGAlphabet Inc. | Stock | 7,218 | $951.7K | 0.2% | −300−4.0% | Reduced | History |
| Vanguard Short-Term Bond ETF921937827 | ETF | 12,329 | $926.8K | 0.2% | −6,004−32.7% | Reduced | – |
| Invesco Exchange Traded FD T46137V746 | LARG CAP GRO ETF | 13,465 | $912.8K | 0.2% | −370−2.7% | Reduced | – |
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 37,594 | $883.7K | 0.2% | −6,609−15.0% | Reduced | – |
Sold out since Q2 2023 (8)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 3,463 | $242.2K | <0.1% | – |
| SHOPShopify Inc. | Stock | 3,530 | $228.0K | <0.1% | History |
| UHTUniversal Health Realty Income Trust | SH BEN INT | 4,506 | $214.4K | <0.1% | History |
| HRHealthcare Realty Trust Inc | CL A COM | 11,224 | $211.7K | <0.1% | History |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 1,557 | $210.0K | <0.1% | – |
| NIMNuveen Select Maturities Municipal Fund | SH BEN INT | 12,485 | $112.4K | <0.1% | History |
| HLHecla Mining Co | COM | 13,000 | $67.0K | <0.1% | History |
| UECUranium Energy Corp | COM | 11,500 | $39.1K | <0.1% | History |