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Livermore
Livermore
ZHEN

McCarthy Grittinger Financial Group, LLC

SEC CIK
0001972750
Latest filing
Aug 3, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed May 9, 2023. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
61
−10 vs. Q2 2022
Portfolio value
$229.6M
−$2.97M (−1.3%) vs. Q2 2022
Filed
May 9, 2023
SEC
Holdings of McCarthy Grittinger Financial Group, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Morningstar Large-Cap ETF922908637ETF317,256$51.9M22.6%+28,397+9.8%Added–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS497,961$29.0M12.6%+48,856+10.9%Added–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF369,059$27.9M12.2%+41,396+12.6%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF159,959$27.3M11.9%+8,632+5.7%Added–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF518,097$23.0M10.0%+38,168+8.0%Added–
Vanguard Total International Bond ETF92203J407ETF463,716$22.1M9.6%+7,368+1.6%Added–
Vanguard Short-Term Bond ETF921937827ETF204,441$15.3M6.7%+263+0.1%Added–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF89,828$8.34M3.6%−1,391−1.5%Reduced–
Dimensional U.S. Core Equity 2 ETF25434V708ETF361,158$8.03M3.5%+41,112+12.8%Added–
Vanguard Dividend Appreciation ETF921908844ETF30,102$4.07M1.8%−2,746−8.4%Reduced–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF171,822$3.25M1.4%+8,105+5.0%Added–
Vanguard Morningstar Value ETF922908744ETF15,758$1.95M0.8%−1,750−10.0%Reduced–
Vanguard Morningstar Growth ETF922908736ETF6,930$1.48M0.6%−597−7.9%Reduced–
Vanguard Morningstar Mid-Cap ETF922908629ETF4,749$892.8K0.4%−121−2.5%Reduced–
Schwab U.S. Small-Cap ETF808524607ETF22,708$858.4K0.4%−20,204−47.1%Reduced–
Vanguard Star FDS921909768VG TL INTL STK F14,069$643.9K0.3%−23,421−62.5%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF2,222$398.8K0.2%+10.0%Added–
iShares Core S&P 500 ETF464287200ETF974$349.3K0.2%−101−9.4%Reduced–
Vanguard High Dividend Yield Index ETF921946406ETF3,262$309.5K0.1%00.0%Unchanged–
Vanguard World FD921910725ESG INTL STK ETF5,982$259.8K0.1%−383−6.0%Reduced–
Vanguard S&P 500 ETF922908363ETF677$222.3K0.1%−5,805−89.6%Reduced–
Dimensional ETF Trust25434V773INTL SMALL CAP E11,893$219.8K0.1%+11,893New–
AAPLApple Inc.Stock1,501$207.5K0.1%00.0%UnchangedHistory
iShares Russell 1000 Value ETF464287598ETF1,315$178.9K0.1%00.0%Unchanged–
UPSUnited Parcel Service IncStock992$160.2K0.1%00.0%UnchangedHistory
PGProcter & Gamble CoStock1,259$158.9K0.1%00.0%UnchangedHistory
USBUS Bancorp DECOM NEW3,160$127.4K0.1%00.0%UnchangedHistory
iShares Select Dividend ETF464287168ETF1,131$121.2K0.1%00.0%Unchanged–
WECWec Energy Group, Inc.Stock984$88.0K<0.1%−885−47.4%ReducedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF869$72.0K<0.1%00.0%Unchanged–
GLDSPDR Gold TrustETF459$71.0K<0.1%00.0%UnchangedHistory
SPYSPDR S&P 500 ETF TrustETF169$60.4K<0.1%00.0%UnchangedHistory
iShares Tr464287630RUS 2000 VAL ETF417$53.8K<0.1%00.0%Unchanged–
MSFTMicrosoft CorpStock192$44.7K<0.1%00.0%UnchangedHistory
SRESempraStock288$43.2K<0.1%00.0%UnchangedHistory
FISVFiserv IncStock385$36.0K<0.1%−67−14.8%ReducedHistory
BRK.BBerkshire Hathaway IncStock118$31.5K<0.1%00.0%UnchangedHistory
Vanguard Index FDS922908652EXTEND MKT ETF226$28.7K<0.1%00.0%Unchanged–
Vanguard Ftse Emerging Markets ETF922042858ETF785$28.6K<0.1%00.0%Unchanged–
BACBank of America CorpStock859$25.9K<0.1%00.0%UnchangedHistory
CRMSalesforce, Inc.Stock165$23.7K<0.1%00.0%UnchangedHistory
Schwab Intermediate-Term US Treasury ETF808524854ETF460$22.6K<0.1%−3,399−88.1%Reduced–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF851$22.0K<0.1%00.0%Unchanged–
Schwab US Dividend Equity ETF808524797ETF330$21.9K<0.1%00.0%Unchanged–
FISFidelity National Information Services, Inc.Stock285$21.5K<0.1%00.0%UnchangedHistory
AMDAdvanced Micro Devices IncStock300$19.0K<0.1%00.0%UnchangedHistory
CHDChurch & Dwight Co IncCOM214$15.3K<0.1%00.0%UnchangedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF100$14.3K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E263S&P GBL WATER276$11.3K<0.1%00.0%Unchanged–
AMZNAmazon Com IncStock100$11.3K<0.1%00.0%UnchangedHistory
iShares Russell Mid-Cap Value ETF464287473ETF110$10.6K<0.1%00.0%Unchanged–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF76$9.23K<0.1%00.0%Unchanged–
JNJJohnson & JohnsonStock50$8.17K<0.1%00.0%UnchangedHistory
EXASExact Sciences CorpCOM231$7.51K<0.1%00.0%UnchangedHistory
IRLNew Ireland Fund IncCOM426$2.80K<0.1%00.0%UnchangedHistory
PIPRPiper Sandler CompaniesCOM23$2.41K<0.1%00.0%UnchangedHistory
DISWalt Disney CoStock10$944<0.1%00.0%UnchangedHistory
UAUnder Armour, Inc.CL C60$358<0.1%00.0%UnchangedHistory
NKTRNektar TherapeuticsCOM99$317<0.1%00.0%UnchangedHistory
SBUXStarbucks CorpStock3$253<0.1%00.0%UnchangedHistory
UAAUnder Armour, Inc.Stock15$100<0.1%00.0%UnchangedHistory

Sold out since Q2 2022 (11)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of McCarthy Grittinger Financial Group, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
iShares Tr46435G672CORE INTL AGGR3,771$187.8K0.1%–
Schwab Strategic Tr8085246985 10YR CORP BD3,968$176.9K0.1%–
Dimensional ETF Trust25434V864SHOR DUR FIX ETF2,191$102.7K<0.1%–
Vanguard Mun BD FDS922907746TAX EXEMPT BD1,313$65.5K<0.1%–
State Street Energy Select Sector SPDR ETF81369Y506ETF835$59.7K<0.1%–
TSMTaiwan Semiconductor Manufacturing Co LtdADR301$24.6K<0.1%History
Global X FDS37954Y715RBTCS ARTFL INTE1,052$21.4K<0.1%–
LUVSouthwest Airlines CoCOM400$14.4K<0.1%History
KSSKOHLS CorpStock325$11.6K<0.1%History
VMWVmware LLCCL A COM38$4.33K<0.1%History
DELLDell Technologies Inc.Stock88$4.07K<0.1%History