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Livermore
Livermore
ZHEN

McCarthy Grittinger Financial Group, LLC

SEC CIK
0001972750
Latest filing
Aug 3, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 9, 2023. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
79
−80 vs. Q4 2021
Portfolio value
$261.4M
−$8.43M (−3.1%) vs. Q4 2021
Filed
May 9, 2023
SEC
Holdings of McCarthy Grittinger Financial Group, LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Morningstar Large-Cap ETF922908637ETF293,268$61.1M23.4%+2,654+0.9%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF153,582$32.6M12.5%+4,010+2.7%Added–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF502,680$28.9M11.1%+10,755+2.2%Added–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS433,588$27.3M10.4%+93,433+27.5%Added–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF307,108$26.4M10.1%+5,678+1.9%Added–
Vanguard Total International Bond ETF92203J407ETF449,650$23.6M9.0%−2,324−0.5%Reduced–
Vanguard Short-Term Bond ETF921937827ETF198,592$15.5M5.9%+3,372+1.7%Added–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF88,746$11.0M4.2%+2,605+3.0%Added–
Dimensional U.S. Core Equity 2 ETF25434V708ETF338,058$9.32M3.6%−1,333−0.4%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF33,232$5.39M2.1%−719−2.1%Reduced–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF157,295$3.92M1.5%+5,545+3.7%Added–
Vanguard Morningstar Value ETF922908744ETF17,752$2.62M1.0%−644−3.5%Reduced–
Vanguard Morningstar Growth ETF922908736ETF7,659$2.20M0.8%−115−1.5%Reduced–
Schwab Strategic Tr8085246985 10YR CORP BD27,087$1.30M0.5%+25,955+2,292.8%Added–
Vanguard Morningstar Mid-Cap ETF922908629ETF4,920$1.17M0.4%−20.0%Reduced–
Schwab U.S. Small-Cap ETF808524607ETF21,763$1.03M0.4%00.0%UnchangedConverted for a 2-for-1 split–
Schwab Intermediate-Term US Treasury ETF808524854ETF15,454$822.9K0.3%−80,357−83.9%Reduced–
Vanguard S&P 500 ETF922908363ETF1,975$820.0K0.3%+1,975New–
Dimensional ETF Trust25434V864SHOR DUR FIX ETF16,956$812.0K0.3%+2,181+14.8%Added–
iShares Tr46435G672CORE INTL AGGR13,453$701.3K0.3%+13,453New–
iShares Core S&P 500 ETF464287200ETF1,114$505.4K0.2%00.0%Unchanged–
Vanguard Morningstar Total Stock Market ETF922908769ETF2,124$483.7K0.2%00.0%Unchanged–
Vanguard Star FDS921909768VG TL INTL STK F7,989$477.2K0.2%+20.0%Added–
Vanguard High Dividend Yield Index ETF921946406ETF3,262$366.2K0.1%00.0%Unchanged–
Vanguard World FD921910725ESG INTL STK ETF6,341$362.7K0.1%+37+0.6%Added–
AAPLApple Inc.Stock1,501$262.1K0.1%−39−2.5%ReducedHistory
UPSUnited Parcel Service IncStock1,034$221.8K0.1%00.0%UnchangedHistory
iShares Russell 1000 Value ETF464287598ETF1,315$218.3K0.1%00.0%Unchanged–
PGProcter & Gamble CoStock1,259$192.4K0.1%−36−2.8%ReducedHistory
WECWec Energy Group, Inc.Stock1,869$186.5K0.1%00.0%UnchangedHistory
USBUS Bancorp DECOM NEW3,160$168.0K0.1%00.0%UnchangedHistory
iShares Select Dividend ETF464287168ETF1,131$144.9K0.1%00.0%Unchanged–
State Street Industrial Select Sector SPDR ETF81369Y704ETF869$89.5K<0.1%00.0%Unchanged–
GLDSPDR Gold TrustETF459$82.9K<0.1%00.0%UnchangedHistory
SPYSPDR S&P 500 ETF TrustETF179$80.9K<0.1%00.0%UnchangedHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD1,313$67.7K<0.1%00.0%Unchanged–
iShares Tr464287630RUS 2000 VAL ETF417$67.3K<0.1%00.0%Unchanged–
State Street Energy Select Sector SPDR ETF81369Y506ETF835$63.8K<0.1%00.0%Unchanged–
MSFTMicrosoft CorpStock192$59.2K<0.1%−18−8.6%ReducedHistory
SRESempraStock288$48.4K<0.1%00.0%UnchangedHistory
BRK.BBerkshire Hathaway IncStock118$47.3K<0.1%00.0%UnchangedHistory
FISVFiserv IncStock452$45.8K<0.1%00.0%UnchangedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF921$42.5K<0.1%00.0%Unchanged–
Vanguard Index FDS922908652EXTEND MKT ETF226$37.5K<0.1%00.0%Unchanged–
BACBank of America CorpStock859$35.4K<0.1%00.0%UnchangedHistory
CRMSalesforce, Inc.Stock165$35.0K<0.1%00.0%UnchangedHistory
AMDAdvanced Micro Devices IncStock300$32.8K<0.1%00.0%UnchangedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR301$31.4K<0.1%00.0%UnchangedHistory
Global X FDS37954Y715RBTCS ARTFL INTE1,052$30.5K<0.1%00.0%Unchanged–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF851$29.2K<0.1%00.0%Unchanged–
FISFidelity National Information Services, Inc.Stock285$28.6K<0.1%00.0%UnchangedHistory
Schwab US Dividend Equity ETF808524797ETF330$26.0K<0.1%00.0%Unchanged–
JPMJPMorgan Chase & CoStock173$23.6K<0.1%00.0%UnchangedHistory
MRVLMarvell Technology, Inc.COM299$21.4K<0.1%00.0%UnchangedHistory
CHDChurch & Dwight Co IncCOM214$21.3K<0.1%−9−4.0%ReducedHistory
KSSKOHLS CorpStock325$19.6K<0.1%00.0%UnchangedHistory
HONHoneywell International IncCOM99$19.3K<0.1%00.0%UnchangedHistory
LUVSouthwest Airlines CoCOM400$18.3K<0.1%00.0%UnchangedHistory
ELVElevance Health, Inc.Stock36$17.7K<0.1%00.0%UnchangedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF100$17.6K<0.1%00.0%Unchanged–
AMZNAmazon Com IncStock5$16.3K<0.1%00.0%UnchangedHistory
EXASExact Sciences CorpCOM231$16.2K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E263S&P GBL WATER276$14.5K<0.1%00.0%Unchanged–
iShares Russell Mid-Cap Value ETF464287473ETF110$13.2K<0.1%00.0%Unchanged–
CVXChevron CorpStock77$12.5K<0.1%00.0%UnchangedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF76$11.3K<0.1%00.0%Unchanged–
AVGOBroadcom Inc.Stock15$9.45K<0.1%00.0%UnchangedHistory
JNJJohnson & JohnsonStock50$8.86K<0.1%−23−31.5%ReducedHistory
DELLDell Technologies Inc.Stock88$4.42K<0.1%00.0%UnchangedHistory
VMWVmware LLCCL A COM38$4.33K<0.1%00.0%UnchangedHistory
IRLNew Ireland Fund IncCOM426$3.94K<0.1%00.0%UnchangedHistory
PIPRPiper Sandler CompaniesCOM23$3.02K<0.1%00.0%UnchangedHistory
DISWalt Disney CoStock10$1.37K<0.1%−90−90.0%ReducedHistory
UAUnder Armour, Inc.CL C60$934<0.1%00.0%UnchangedHistory
WABWestinghouse Air Brake Technologies CorpStock7$674<0.1%−10−58.8%ReducedHistory
NKTRNektar TherapeuticsCOM99$534<0.1%00.0%UnchangedHistory
AMPAmeriprise Financial IncCOM1$301<0.1%−3−75.0%ReducedHistory
SBUXStarbucks CorpStock3$273<0.1%00.0%UnchangedHistory
UAAUnder Armour, Inc.Stock15$256<0.1%00.0%UnchangedHistory

Sold out since Q4 2021 (82)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of McCarthy Grittinger Financial Group, LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
iShares Inc464286608MSCI EURZONE ETF594$29.1K<0.1%–
VVisa Inc.Stock131$28.4K<0.1%History
iShares Core MSCI Emerging Markets ETF46434G103ETF334$20.0K<0.1%–
ABTAbbott LaboratoriesStock135$19.0K<0.1%History
CSCOCisco Systems, Inc.Stock299$18.9K<0.1%History
iShares Tr46435G334MSCI UK ETF NEW562$18.6K<0.1%–
CCitigroup IncStock275$16.6K<0.1%History
WMTWalmart Inc.Stock113$16.4K<0.1%History
STZConstellation Brands, Inc.Stock58$14.6K<0.1%History
CARRCarrier Global CorpStock251$13.6K<0.1%History
iShares Inc464286665MSCI PAC JP ETF262$12.5K<0.1%–
TFCTruist Financial CorpCOM189$11.1K<0.1%History
AMTAmerican Tower CorpREIT36$10.5K<0.1%History
COFCapital One Financial CorpStock69$10.0K<0.1%History
iShares Inc464286749MSCI SWITZERLAND181$9.54K<0.1%–
ABBVAbbVie Inc.Stock64$8.67K<0.1%History
iShares Inc464286509MSCI CDA ETF218$8.38K<0.1%–
ALLAllstate CorpStock60$7.06K<0.1%History
NSCNorfolk Southern CorpStock22$6.55K<0.1%History
IRIngersoll Rand Inc.COM98$6.06K<0.1%History
GRMNGarmin LtdSHS43$5.86K<0.1%History
QCOMQualcomm IncStock31$5.67K<0.1%History
ISRGIntuitive Surgical IncCOM NEW15$5.39K<0.1%History
MCDMcDonalds CorpStock18$4.83K<0.1%History
BLKBlackRock, Inc.COM5$4.58K<0.1%History
STSensata Technologies Holding plcSHS69$4.26K<0.1%History
SPGIS&P Global Inc.Stock9$4.25K<0.1%History
AMEAmetek IncCOM27$3.97K<0.1%History
DTEDte Energy CoCOM33$3.94K<0.1%History
TFXTeleflex IncCOM12$3.94K<0.1%History
State Street Financial Select Sector SPDR ETF81369Y605ETF98$3.83K<0.1%–
ONOn Semiconductor CorpStock56$3.80K<0.1%History
CECelanese CorpStock22$3.70K<0.1%History
CCOICogent Communications Holdings, Inc.COM NEW50$3.66K<0.1%History
TXNTexas Instruments IncStock19$3.58K<0.1%History
SSNCSS&C Technologies Holdings IncCOM40$3.28K<0.1%History
SUISun Communities IncCOM15$3.15K<0.1%History
EWEdwards Lifesciences CorpStock24$3.11K<0.1%History
NTRNutrien Ltd.COM41$3.08K<0.1%History
MSCIMSCI Inc.Stock5$3.06K<0.1%History
UNHUnitedHealth Group IncStock6$3.01K<0.1%History
DHRDanaher CorpStock9$2.96K<0.1%History
ZTSZoetis Inc.Stock12$2.93K<0.1%History
BRBroadridge Financial Solutions, Inc.Stock16$2.93K<0.1%History
GOOGLAlphabet Inc.Stock1$2.90K<0.1%History
iShares Inc464286756MSCI SWEDEN ETF62$2.87K<0.1%–
JBHTHunt J B Transport Services IncCOM14$2.86K<0.1%History
GDDYGoDaddy Inc.CL A32$2.72K<0.1%History
AREAlexandria Real Estate Equities, Inc.COM12$2.68K<0.1%History
WMWaste Management IncStock16$2.67K<0.1%History
SANBanco Santander, S.A.ADR797$2.62K<0.1%History
OKEONEOK IncCOM44$2.59K<0.1%History
KMXCarMax IncCOM19$2.48K<0.1%History
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR403$2.37K<0.1%History
LNTAlliant Energy CorpStock38$2.34K<0.1%History
DOXAmdocs LtdSHS31$2.32K<0.1%History
VLOValero Energy CorpStock30$2.25K<0.1%History
WRBBerkley W R CorpCOM27$2.23K<0.1%History
CTASCintas CorpStock5$2.22K<0.1%History
DGDollar General CorpCOM9$2.12K<0.1%History
DAYDayforce, Inc.COM20$2.09K<0.1%History
BSXBoston Scientific CorpStock48$2.04K<0.1%History
BCSBarclays PLCADR196$2.03K<0.1%History
HMCHonda Motor Co LtdADR ECH CNV IN 370$1.99K<0.1%History
LLYEli Lilly & CoStock7$1.93K<0.1%History
CCICrown Castle Inc.REIT9$1.88K<0.1%History
GILGildan Activewear Inc.Stock42$1.78K<0.1%History
BBYBest Buy Co IncStock17$1.73K<0.1%History
UBSUBS Group AGStock94$1.68K<0.1%History
BPBP PLCADR57$1.52K<0.1%History
PKXPosco Holdings Inc.SPONSORED ADR24$1.40K<0.1%History
NATINational Instruments CorpCOM27$1.18K<0.1%History
RTXRTX CorpStock13$1.12K<0.1%History
TMXTerminix Global Holdings IncCOM24$1.09K<0.1%History
MAMastercard IncStock3$1.08K<0.1%History
TRUTransUnionCOM9$1.07K<0.1%History
VCVisteon CorpCOM NEW9$1.00K<0.1%History
ELANElanco Animal Health IncCOM34$965<0.1%History
NBIXNeurocrine Biosciences IncStock10$852<0.1%History
SHGShinhan Financial Group Co LtdSPN ADR RESTRD21$650<0.1%History
DXCMDexcom IncCOM1$537<0.1%History
TELTE Connectivity plcREG SHS2$323<0.1%History