Skip to main content

McCarthy Grittinger Financial Group, LLC

SEC CIK
0001972750
Latest filing
Aug 3, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed May 9, 2023. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
175
+116 vs. Q2 2021
Portfolio value
$260.0M
+$30.1M (+13.1%) vs. Q2 2021
Filed
May 9, 2023
SEC
Holdings of McCarthy Grittinger Financial Group, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Morningstar Large-Cap ETF922908637ETF299,605$60.2M23.2%+20,904+7.5%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF151,364$33.1M12.7%+14,920+10.9%Added–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF484,213$29.5M11.4%+119,057+32.6%Added–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS403,785$27.3M10.5%+38,983+10.7%Added–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF288,131$27.2M10.5%+25,820+9.8%Added–
Vanguard Total International Bond ETF92203J407ETF430,565$24.5M9.4%+40,817+10.5%Added–
Vanguard Short-Term Bond ETF921937827ETF197,903$16.2M6.2%+15,945+8.8%Added–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF84,413$11.3M4.3%+25,357+42.9%Added–
Dimensional U.S. Core Equity 2 ETF25434V708ETF338,604$9.00M3.5%+3,786+1.1%Added–
Vanguard Dividend Appreciation ETF921908844ETF34,157$5.25M2.0%+3,206+10.4%Added–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF141,864$3.67M1.4%+141,864New–
Vanguard Morningstar Value ETF922908744ETF19,232$2.60M1.0%−350−1.8%Reduced–
Vanguard Morningstar Growth ETF922908736ETF7,880$2.29M0.9%+1,647+26.4%Added–
Vanguard Morningstar Mid-Cap ETF922908629ETF5,176$1.23M0.5%+282+5.8%Added–
Schwab U.S. Small-Cap ETF808524607ETF10,882$1.09M0.4%00.0%Unchanged–
Vanguard Star FDS921909768VG TL INTL STK F7,976$504.5K0.2%−429−5.1%Reduced–
iShares Core S&P 500 ETF464287200ETF1,114$479.9K0.2%00.0%Unchanged–
Vanguard Morningstar Total Stock Market ETF922908769ETF1,961$435.4K0.2%+1,961New–
Vanguard World FD921910725ESG INTL STK ETF6,295$388.7K0.1%+7+0.1%Added–
Vanguard High Dividend Yield Index ETF921946406ETF2,911$300.9K0.1%00.0%Unchanged–
USBUS Bancorp DECOM NEW4,240$252.0K0.1%−271−6.0%ReducedHistory
AAPLApple Inc.Stock1,540$217.9K0.1%+39+2.6%AddedHistory
iShares Russell 1000 Value ETF464287598ETF1,315$205.9K0.1%00.0%Unchanged–
PGProcter & Gamble CoStock1,461$204.2K0.1%−6−0.4%ReducedHistory
UPSUnited Parcel Service IncStock1,034$188.3K0.1%00.0%UnchangedHistory
WECWec Energy Group, Inc.Stock1,869$164.8K0.1%00.0%UnchangedHistory
BDXBecton Dickinson & CoStock591$145.3K0.1%00.0%UnchangedHistory
iShares Select Dividend ETF464287168ETF1,131$129.7K<0.1%00.0%Unchanged–
FISFidelity National Information Services, Inc.Stock1,041$126.7K<0.1%00.0%UnchangedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF869$85.0K<0.1%00.0%Unchanged–
SPYSPDR S&P 500 ETF TrustETF179$76.9K<0.1%00.0%UnchangedHistory
GLDSPDR Gold TrustETF459$75.4K<0.1%+459NewHistory
IBMInternational Business Machines CorpStock531$73.8K<0.1%+22+4.3%AddedHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD1,313$71.9K<0.1%00.0%Unchanged–
iShares Tr464287630RUS 2000 VAL ETF417$66.9K<0.1%00.0%Unchanged–
AMZNAmazon Com IncStock20$65.7K<0.1%+15+300.0%AddedHistory
MSFTMicrosoft CorpStock210$59.2K<0.1%+18+9.4%AddedHistory
FISVFiserv IncStock452$49.0K<0.1%00.0%UnchangedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF921$46.1K<0.1%+921New–
CRMSalesforce, Inc.Stock165$44.8K<0.1%00.0%UnchangedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF835$43.5K<0.1%+835New–
Global X FDS37954Y715RBTCS ARTFL INTE1,052$38.5K<0.1%00.0%Unchanged–
BRK.BBerkshire Hathaway IncStock118$36.6K<0.1%−16−11.9%ReducedHistory
BACBank of America CorpStock859$36.5K<0.1%00.0%UnchangedHistory
SRESempraStock288$36.4K<0.1%00.0%UnchangedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR301$33.6K<0.1%00.0%UnchangedHistory
AMDAdvanced Micro Devices IncStock300$30.9K<0.1%00.0%UnchangedHistory
VVisa Inc.Stock131$29.2K<0.1%+131NewHistory
iShares Inc464286608MSCI EURZONE ETF594$28.6K<0.1%+594New–
JPMJPMorgan Chase & CoStock173$28.3K<0.1%+173NewHistory
HDHome Depot, Inc.Stock69$22.6K<0.1%+69NewHistory
EXASExact Sciences CorpCOM231$22.0K<0.1%00.0%UnchangedHistory
HONHoneywell International IncCOM99$21.0K<0.1%+99NewHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF334$20.6K<0.1%+334New–
LUVSouthwest Airlines CoCOM400$20.6K<0.1%00.0%UnchangedHistory
CCitigroup IncStock275$19.3K<0.1%+275NewHistory
MCHPMicrochip Technology IncStock122$18.7K<0.1%+122NewHistory
CHDChurch & Dwight Co IncCOM223$18.4K<0.1%+223NewHistory
iShares Tr46435G334MSCI UK ETF NEW562$18.1K<0.1%+562New–
MRVLMarvell Technology, Inc.COM299$18.0K<0.1%+299NewHistory
Vanguard Index FDS922908652EXTEND MKT ETF98$17.9K<0.1%00.0%Unchanged–
TMOThermo Fisher Scientific Inc.Stock30$17.1K<0.1%+30NewHistory
DISWalt Disney CoStock100$16.9K<0.1%+100NewHistory
CSCOCisco Systems, Inc.Stock299$16.3K<0.1%+299NewHistory
ABTAbbott LaboratoriesStock135$15.9K<0.1%+135NewHistory
WMTWalmart Inc.Stock113$15.8K<0.1%+113NewHistory
Invesco Exch Traded FD Tr II46138E263S&P GBL WATER276$15.4K<0.1%00.0%Unchanged–
KSSKOHLS CorpStock325$15.3K<0.1%00.0%UnchangedHistory
PLDPrologis, Inc.REIT119$14.9K<0.1%+119NewHistory
UNPUnion Pacific CorpStock72$14.1K<0.1%+72NewHistory
ELVElevance Health, Inc.Stock36$13.4K<0.1%+36NewHistory
CARRCarrier Global CorpStock251$13.0K<0.1%+251NewHistory
iShares Inc464286665MSCI PAC JP ETF262$12.8K<0.1%+262New–
iShares Russell Mid-Cap Value ETF464287473ETF110$12.5K<0.1%00.0%Unchanged–
STZConstellation Brands, Inc.Stock58$12.2K<0.1%+58NewHistory
HLTHilton Worldwide Holdings Inc.COM90$11.9K<0.1%+90NewHistory
JNJJohnson & JohnsonStock73$11.8K<0.1%+23+46.0%AddedHistory
COFCapital One Financial CorpStock69$11.2K<0.1%+69NewHistory
TFCTruist Financial CorpCOM189$11.1K<0.1%+189NewHistory
COSTCostco Wholesale CorpStock24$10.8K<0.1%+24NewHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF76$10.6K<0.1%00.0%Unchanged–
AMTAmerican Tower CorpREIT36$9.55K<0.1%+36NewHistory
DELLDell Technologies Inc.Stock88$9.16K<0.1%00.0%UnchangedHistory
BMOBank of MontrealCOM86$8.58K<0.1%00.0%UnchangedHistory
iShares Inc464286749MSCI SWITZERLAND181$8.43K<0.1%+181New–
iShares Inc464286509MSCI CDA ETF218$7.91K<0.1%+218New–
CVXChevron CorpStock77$7.81K<0.1%+77NewHistory
ALLAllstate CorpStock60$7.64K<0.1%+60NewHistory
AVGOBroadcom Inc.Stock15$7.27K<0.1%+15NewHistory
TSLATesla, Inc.Stock9$6.98K<0.1%+9NewHistory
ABBVAbbVie Inc.Stock64$6.90K<0.1%+64NewHistory
CoreSite Realty Corp21870Q105COM49$6.79K<0.1%+49New–
GRMNGarmin LtdSHS43$6.68K<0.1%+43NewHistory
NSCNorfolk Southern CorpStock22$5.26K<0.1%+22NewHistory
IRLNew Ireland Fund IncCOM426$5.25K<0.1%00.0%UnchangedHistory
ISRGIntuitive Surgical IncCOM NEW5$4.97K<0.1%+5NewHistory
IRIngersoll Rand Inc.COM98$4.94K<0.1%+98NewHistory
TFXTeleflex IncCOM12$4.52K<0.1%+12NewHistory
MCDMcDonalds CorpStock18$4.34K<0.1%+18NewHistory
BLKBlackRock, Inc.COM5$4.19K<0.1%+5NewHistory

Sold out since Q2 2021 (1)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of McCarthy Grittinger Financial Group, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
KEYKeycorpCOM8,448$174.5K0.1%History