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Livermore
Livermore
ZHEN

AlphaQ Advisors LLC

SEC CIK
0001965649
Latest filing
May 15, 2025

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 27, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
167
−11 vs. Q2 2023
Portfolio value
$114.9M
−$20.9M (−15.4%) vs. Q2 2023
Filed
Oct 27, 2023
SEC
Holdings of AlphaQ Advisors LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
ASMAvino Silver & Gold Mines LtdCOM10,000$5.17K<0.1%00.0%UnchangedHistory
Splunk Inc848637AF1NOTE 1.125% 6/1–$9.36K<0.1%–New–
Upstart Hldgs Inc91680MAB3NOTE 0.250% 8/1–$13.1K<0.1%–New–
SANBanco Santander, S.A.ADR11,381$42.8K<0.1%+375+3.4%AddedHistory
HLHecla Mining CoCOM11,182$43.7K<0.1%−10,000−47.2%ReducedHistory
NTRBNutriBand Inc.COM NEW17,502$44.6K<0.1%00.0%UnchangedHistory
TELFYTelefonica S ASPONSORED ADR11,364$46.3K<0.1%+11,364NewHistory
WITWipro LtdSPON ADR 1 SH10,000$48.4K<0.1%+10,000NewHistory
PSECProspect Capital CorpCOM10,228$61.9K0.1%00.0%UnchangedHistory
GNWGenworth Financial IncCOM SHS11,545$67.7K0.1%−50.0%ReducedHistory
NOKNokia CorpSPONSORED ADR19,291$72.1K0.1%+2,385+14.1%AddedHistory
TMETencent Music Entertainment GroupSPON ADS11,710$74.7K0.1%−380−3.1%ReducedHistory
UMCUnited Microelectronics CorpSPON ADR NEW10,720$75.7K0.1%−3,778−26.1%ReducedHistory
BSBKBogota Financial Corp.COM11,851$87.6K0.1%00.0%UnchangedHistory
BCSBarclays PLCADR11,896$92.7K0.1%+1,635+15.9%AddedHistory
DBDeutsche Bank AktiengesellschaftNAMEN AKT10,784$118.5K0.1%−190−1.7%ReducedHistory
ENVXEnovix CorpCOM11,265$141.4K0.1%+11,265NewHistory
FHNFirst Horizon CorpCOM14,224$156.7K0.1%+665+4.9%AddedHistory
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR19,857$195.6K0.2%−1,800−8.3%ReducedHistory
CRAICra International, Inc.COM2,014$202.9K0.2%−237−10.5%ReducedHistory
VODVodafone Group Public Ltd CoADR21,647$205.2K0.2%+3,419+18.8%AddedHistory
Schwab Intermediate-Term US Treasury ETF808524854ETF4,331$207.6K0.2%00.0%Unchanged–
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS24,510$208.1K0.2%−85−0.3%ReducedHistory
AMGNAmgen IncStock821$220.7K0.2%+821NewHistory
VanEck ETF Trust92189H607OIL SERVICES ETF650$224.3K0.2%+650New–
American Centy ETF Tr025072190AVANTIS INTL SML4,874$229.0K0.2%+4,874New–
Vanguard Morningstar Value ETF922908744ETF1,661$229.1K0.2%−1,658−50.0%Reduced–
CDNSCadence Design Systems IncStock982$230.1K0.2%+8+0.8%AddedHistory
HMCHonda Motor Co LtdADR ECH CNV IN 37,149$240.5K0.2%−162−2.2%ReducedHistory
VALEVale S.A.SPONSORED ADS18,169$243.5K0.2%−6,455−26.2%ReducedHistory
UNHUnitedHealth Group IncStock488$246.0K0.2%−40−7.6%ReducedHistory
HDHome Depot, Inc.Stock827$249.9K0.2%−35−4.1%ReducedHistory
MPMP Materials Corp.COM CL A13,135$250.9K0.2%−6,308−32.4%ReducedHistory
IQVIQVIA Holdings Inc.Stock1,293$254.4K0.2%−154−10.6%ReducedHistory
TAKTakeda Pharmaceutical Co LtdADR16,606$256.9K0.2%−7,639−31.5%ReducedHistory
CHTChunghwa Telecom Co LtdSPON ADR NEW117,156$257.2K0.2%−1,430−16.7%ReducedHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF23,501$257.3K0.2%−136−0.6%Reduced–
PENNPENN Entertainment, Inc.COM11,380$261.2K0.2%+510+4.7%AddedHistory
VanEck Morningstar Wide Moat ETF92189F643ETF3,448$261.5K0.2%+3,448New–
RYRoyal Bank of CanadaStock3,004$262.7K0.2%−262−8.0%ReducedHistory
CNICanadian National Railway CoStock2,433$263.6K0.2%−145−5.6%ReducedHistory
COSTCostco Wholesale CorpStock468$264.4K0.2%−25−5.1%ReducedHistory
TTTrane Technologies plcSHS1,330$269.9K0.2%−123−8.5%ReducedHistory
CVECenovus Energy Inc.COM13,013$270.9K0.2%−6,028−31.7%ReducedHistory
CVSCVS Health CorpStock3,897$272.1K0.2%−631−13.9%ReducedHistory
VanEck ETF Trust92189H409HIGH YLD MUNIETF5,566$273.1K0.2%−2,100−27.4%Reduced–
Vanguard Morningstar Large-Cap ETF922908637ETF1,406$275.1K0.2%00.0%Unchanged–
ABBVAbbVie Inc.Stock1,879$280.1K0.2%−303−13.9%ReducedHistory
AVYAvery Dennison CorpCOM1,570$286.8K0.2%−215−12.0%ReducedHistory
CSCOCisco Systems, Inc.Stock5,354$287.8K0.3%+127+2.4%AddedHistory
TSLATesla, Inc.Stock1,157$289.5K0.3%+28+2.5%AddedHistory
DEDeere & CoStock770$290.6K0.3%−15−1.9%ReducedHistory
METAMeta Platforms, Inc.Stock971$291.5K0.3%−195−16.7%ReducedHistory
LLYEli Lilly & CoStock543$291.7K0.3%+543NewHistory
Enerplus Corp292766102COM16,550$291.8K0.3%−1,527−8.4%Reduced–
RIORio Tinto PLCADR4,618$293.9K0.3%−348−7.0%ReducedHistory
DISWalt Disney CoStock3,631$294.3K0.3%−1,029−22.1%ReducedHistory
TFIITFI International Inc.COM2,328$298.9K0.3%−184−7.3%ReducedHistory
GGBGerdau S.A.SPON ADR REP PFD63,856$304.6K0.3%−2,295−3.5%ReducedHistory
SNASnap-on IncCOM1,230$313.7K0.3%−220−15.2%ReducedHistory
GIBCgi IncCL A3,209$316.1K0.3%−310−8.8%ReducedHistory
iShares Tr46435G326CORE MSCI INTL5,437$316.9K0.3%−854−13.6%Reduced–
ULUnilever PLCSPON ADR NEW6,432$317.7K0.3%−384−5.6%ReducedHistory
MFGMizuho Financial Group IncSPONSORED ADR93,678$321.3K0.3%−6,271−6.3%ReducedHistory
PGProcter & Gamble CoStock2,208$322.1K0.3%−295−11.8%ReducedHistory
IXOrix CorpSPONSORED ADR3,431$322.1K0.3%−255−6.9%ReducedHistory
BPBP PLCADR8,394$325.0K0.3%−927−9.9%ReducedHistory
VLYValley National BancorpCOM38,265$327.5K0.3%+455+1.2%AddedHistory
CTSHCognizant Technology Solutions CorpCL A4,887$331.0K0.3%−670−12.1%ReducedHistory
BMYBristol Myers Squibb CoStock5,857$339.9K0.3%−710−10.8%ReducedHistory
American Centy ETF Tr025072604AVANTIS EMGMKT6,489$342.6K0.3%+2,696+71.1%Added–
GDGeneral Dynamics CorpStock1,564$345.6K0.3%−424−21.3%ReducedHistory
EQNREquinor ASASPONSORED ADR10,702$350.9K0.3%−567−5.0%ReducedHistory
Simplify Exchange Traded Fun82889N657SHORT TERM TREA16,130$352.3K0.3%+16,130New–
KEYSKeysight Technologies, Inc.Stock2,823$373.5K0.3%−233−7.6%ReducedHistory
BHPBHP Group LtdADR6,625$376.8K0.3%−541−7.5%ReducedHistory
iShares Tr464288273EAFE SML CP ETF6,739$380.6K0.3%+758+12.7%Added–
EEni SpASPONSORED ADR11,942$381.2K0.3%−800−6.3%ReducedHistory
GPIGroup 1 Automotive IncCOM1,419$381.3K0.3%+1,419NewHistory
SNYSanofiSPONSORED ADR7,187$385.5K0.3%−729−9.2%ReducedHistory
VLOValero Energy CorpStock2,727$386.4K0.3%−404−12.9%ReducedHistory
INFYInfosys LtdSPONSORED ADR22,790$389.9K0.3%−1,377−5.7%ReducedHistory
ASXASE Technology Holding Co., Ltd.SPONSORED ADS52,124$392.0K0.3%−3,496−6.3%ReducedHistory
PLTRPalantir Technologies Inc.Stock24,738$395.8K0.3%−1,218−4.7%ReducedHistory
Vanguard S&P 500 ETF922908363ETF1,018$399.8K0.3%−1,000−49.6%Reduced–
GLDSPDR Gold TrustETF2,370$406.3K0.4%−4,908−67.4%ReducedHistory
CNQCanadian Natural Resources LtdCOM6,327$409.2K0.4%−369−5.5%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF5,821$411.9K0.4%+3+0.1%Added–
BABAAlibaba Group Holding LtdADR4,760$412.9K0.4%−775−14.0%ReducedHistory
EMREmerson Electric CoStock4,279$413.2K0.4%−528−11.0%ReducedHistory
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR52,397$421.8K0.4%−3,439−6.2%ReducedHistory
HIGHartford Insurance Group, Inc.Stock5,978$423.9K0.4%−554−8.5%ReducedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF2,673$426.3K0.4%−1,655−38.2%Reduced–
CORCencora, Inc.Stock2,446$440.2K0.4%−159−6.1%ReducedHistory
ETEnergy Transfer LPCOM UT LTD PTN31,449$441.2K0.4%+732+2.4%AddedHistory
NXGNNextgen Healthcare, Inc.COM18,812$446.4K0.4%−1,853−9.0%ReducedHistory
BRK.BBerkshire Hathaway IncStock1,289$451.5K0.4%−85−6.2%ReducedHistory
HALHalliburton CoStock11,218$454.3K0.4%00.0%UnchangedHistory
TTETotalEnergies SESPONSORED ADS6,922$455.2K0.4%−72−1.0%ReducedHistory
XOMExxonMobil Holdings CorpCOM3,875$455.6K0.4%−743−16.1%ReducedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of AlphaQ Advisors LLC in Q3 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$427.5K–

Sold out since Q2 2023 (25)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of AlphaQ Advisors LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
WisdomTree Tr97717Y527FLOATNG RAT TREA28,392$1.43M1.1%–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF9,044$588.6K0.4%–
TMOThermo Fisher Scientific Inc.Stock1,015$529.6K0.4%History
GFIGold Fields LtdSPONSORED ADR36,263$501.5K0.4%History
Invesco S&P 500 Quality ETF46137V241ETF7,452$376.0K0.3%–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF9,274$360.2K0.3%–
GSKGSK plcADR9,370$333.9K0.2%History
Vanguard Intl Equity Index F922042676GLB EX US ETF8,173$328.5K0.2%–
LMTLockheed Martin CorpStock711$327.3K0.2%History
LKQLKQ CorpCOM5,433$316.6K0.2%History
CHWYChewy, Inc.CL A7,955$314.0K0.2%History
Vanguard Ftse Emerging Markets ETF922042858ETF7,646$311.0K0.2%–
ABTAbbott LaboratoriesStock2,788$303.9K0.2%History
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF9,260$297.3K0.2%–
ENPHEnphase Energy, Inc.Stock1,570$262.9K0.2%History
HIHillenbrand, Inc.COM5,008$256.8K0.2%History
RHRHCOM744$245.2K0.2%History
BKEBuckle IncCOM6,762$234.0K0.2%History
Invesco Exchange Traded FD T46137V142WATER RES ETF4,000$225.6K0.2%–
FNFFidelity National Financial, Inc.COM SHS6,218$223.8K0.2%History
AVGOBroadcom Inc.Stock255$221.2K0.2%History
LOWLowes Companies IncStock956$215.8K0.2%History
CATCaterpillar IncStock867$213.3K0.2%History
iShares S&P 100 ETF464287101ETF1,000$207.1K0.2%–
Vanguard Morningstar Total Stock Market ETF922908769ETF917$201.9K0.1%–