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Livermore
Livermore
ZHEN

Brewin Dolphin Ltd

SEC CIK
0001954243
Latest filing
Nov 14, 2022

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Nov 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
643
−596 vs. Q3 2021
Portfolio value
$2.27B
−$163.5M (−6.7%) vs. Q3 2021
Filed
Nov 14, 2022
SEC
Holdings of Brewin Dolphin Ltd in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
GMEGameStop Corp.Stock2$00.0%00.0%UnchangedHistory
ONLOrion Properties Inc.REIT20$00.0%+20NewHistory
LITELumentum Holdings Inc.COM1$00.0%−483−99.8%ReducedHistory
OPTTOcean Power Technologies, Inc.COM NEW1$00.0%00.0%UnchangedHistory
PRGOPERRIGO Co plcSHS11$00.0%00.0%UnchangedHistory
LILALiberty Latin America Ltd.COM CL A15$00.0%−401−96.4%ReducedHistory
LILAKLiberty Latin America Ltd.COM CL C41$00.0%−1,003−96.1%ReducedHistory
UWMCUWM Holdings CorpCOM CL A36$00.0%+36NewHistory
ARNCArconic CorpCOM14$00.0%−53−79.1%ReducedHistory
CGCCanopy Growth CorpCOM15$00.0%00.0%UnchangedHistory
GTEGran Tierra Energy Inc.COM30$00.0%00.0%UnchangedHistory
Great Panther MNG Ltd39115V101COM1,400$00.0%−68,700−98.0%Reduced–
Liminal Biosciences Inc53272L103COM234$00.0%00.0%Unchanged–
FROFrontline plcSHS NEW14$00.0%00.0%UnchangedHistory
GLBSGlobus Maritime LtdCOM NEW1$00.0%00.0%UnchangedHistory
Brookfield Asset Mgmt ReinsG16169107CL A EXCH LT VTG6$00.0%−52−89.7%Reduced–
Valaris LtdG9460G119*W EXP 04/29/20217$00.0%−7−29.2%Reduced–
ZIMVZimVie Inc.Stock62$1.00K<0.1%+62NewHistory
KMIKinder Morgan, Inc.Stock92$1.00K<0.1%−1,044−91.9%ReducedHistory
AAAlcoa CorpStock18$1.00K<0.1%−241−93.1%ReducedHistory
SFLSFL Corp Ltd.SHS68$1.00K<0.1%00.0%UnchangedHistory
LCIDLucid Group, Inc.COM20$1.00K<0.1%−285−93.4%ReducedHistory
JXNJackson Financial Inc.COM CL A20$1.00K<0.1%−160−88.9%ReducedHistory
SSYSStratasys Ltd.SHS45$1.00K<0.1%−895−95.2%ReducedHistory
PRTAProthena Corp Public Ltd CoSHS16$1.00K<0.1%−513−97.0%ReducedHistory
KNKnowles CorpCOM52$1.00K<0.1%00.0%UnchangedHistory
DDD3D Systems CorpCOM NEW60$1.00K<0.1%00.0%UnchangedHistory
NBRNabors Industries LtdSHS10$1.00K<0.1%00.0%UnchangedHistory
RMRRMR Group Inc.CL A28$1.00K<0.1%00.0%UnchangedHistory
TWITitan International IncCOM61$1.00K<0.1%−10,000−99.4%ReducedHistory
TDAYUSA TODAY Co., Inc.COM108$1.00K<0.1%+108NewHistory
UAVSAgEagle Aerial Systems Inc.COM375$1.00K<0.1%−58−13.4%ReducedHistory
CHXChampionX CorpCOM62$1.00K<0.1%00.0%UnchangedHistory
DMDesktop Metal, Inc.COM CL A149$1.00K<0.1%+149NewHistory
KFKorea Fund IncCOM NEW26$1.00K<0.1%00.0%UnchangedHistory
ORTXOrchard Therapeutics plcADS1,000$1.00K<0.1%+1,000NewHistory
Turquoise Hill Res Ltd900435207COM40$1.00K<0.1%−2,750−98.6%Reduced–
VRTVVeritiv CorpCOM12$1.00K<0.1%+12NewHistory
YSGYatsen Holding LtdADS2,000$1.00K<0.1%+2,000NewHistory
QCLSQ/C Technologies, Inc.COM160$1.00K<0.1%00.0%UnchangedHistory
GTXGarrett Motion Inc.Stock247$2.00K<0.1%−189−43.3%ReducedHistory
VNTVontier CorpStock60$2.00K<0.1%00.0%UnchangedHistory
KTBKontoor Brands, Inc.Stock40$2.00K<0.1%−32−44.4%ReducedHistory
HWMHowmet Aerospace Inc.Stock56$2.00K<0.1%−1,429−96.2%ReducedHistory
MOSMosaic CoCOM52$2.00K<0.1%00.0%UnchangedHistory
NCLHNorwegian Cruise Line Holdings Ltd.SHS100$2.00K<0.1%−1,174−92.2%ReducedHistory
ZZillow Group, Inc.CL C CAP STK24$2.00K<0.1%+24NewHistory
IQiQIYI, Inc.SPONSORED ADS450$2.00K<0.1%00.0%UnchangedHistory
SLDPSolid Power, Inc.CLASS A COM240$2.00K<0.1%+240NewHistory
AMRNAmarin Corp PLCSPONS ADR NEW525$2.00K<0.1%00.0%UnchangedHistory
NLYAnnaly Capital Management IncCOM255$2.00K<0.1%00.0%UnchangedHistory
CHPTChargePoint Holdings, Inc.COM CL A100$2.00K<0.1%−4,220−97.7%ReducedHistory
NKLANikola CorpCOM252$2.00K<0.1%+22+9.6%AddedHistory
VRMVroom, Inc.COM197$2.00K<0.1%−620−75.9%ReducedHistory
SPRUSpruce Power Holding CorpCOM CL A550$2.00K<0.1%+275+100.0%AddedHistory
VMEOVimeo, Inc.COMMON STOCK95$2.00K<0.1%00.0%UnchangedHistory
AVNSAvanos Medical, Inc.Stock77$3.00K<0.1%−135−63.7%ReducedHistory
CGNTCognyte Software Ltd.ORD SHS194$3.00K<0.1%−529−73.2%ReducedHistory
CDZICadiz IncCOM NEW830$3.00K<0.1%−8,350−91.0%ReducedHistory
CRNCCerence Inc.COM43$3.00K<0.1%−200−82.3%ReducedHistory
CDMOAvid Bioservices, Inc.COM112$3.00K<0.1%00.0%UnchangedHistory
LBTYALiberty Global Ltd.SHS CL A125$3.00K<0.1%−4,729−97.4%ReducedHistory
BASECouchbase, Inc.COM120$3.00K<0.1%00.0%UnchangedHistory
OROR Royalties Inc.COM340$4.00K<0.1%−3,411−90.9%ReducedHistory
DGDollar General CorpCOM18$4.00K<0.1%+18NewHistory
BZUNBaozun Inc.SPONSORED ADR260$4.00K<0.1%−541−67.5%ReducedHistory
CDKCDK Global, Inc.COM95$4.00K<0.1%−250−72.5%ReducedHistory
RRDRR Donnelley & Sons CoCOM333$4.00K<0.1%−200−37.5%ReducedHistory
QTNTQuotient LtdSHS1,705$4.00K<0.1%00.0%UnchangedHistory
IAUiShares Gold TrustETF145$5.00K<0.1%−1,215−89.3%ReducedHistory
ADNTAdient plcStock111$5.00K<0.1%+79+246.9%AddedHistory
First Trust Cloud Computing ETF33734X192ETF45$5.00K<0.1%+45New–
EQTEQT CorpStock215$5.00K<0.1%+215NewHistory
CPNGCoupang, Inc.CL A187$5.00K<0.1%−600−76.2%ReducedHistory
SLVMSylvamo CorpCOMMON STOCK173$5.00K<0.1%+173NewHistory
RSIRush Street Interactive, Inc.COM280$5.00K<0.1%00.0%UnchangedHistory
NVTnVent Electric plcSHS128$5.00K<0.1%−40−23.8%ReducedHistory
LLoews CorpCOM86$5.00K<0.1%00.0%UnchangedHistory
ADTNADTRAN Holdings, Inc.COM200$5.00K<0.1%00.0%UnchangedHistory
VRNAVerona Pharma plcSPONSORED ADS726$5.00K<0.1%−3,689−83.6%ReducedHistory
Kraneshares Tr500767553CALIFORNIA CARB175$5.00K<0.1%+175New–
CCJCameco CorpStock255$6.00K<0.1%−7,265−96.6%ReducedHistory
DFINDonnelley Financial Solutions, Inc.COM125$6.00K<0.1%−75−37.5%ReducedHistory
PRSUPursuit Attractions & Hospitality, Inc.COM150$6.00K<0.1%+150NewHistory
ZTOZTO Express (Cayman) Inc.SPONSORED ADS A250$6.00K<0.1%+250NewHistory
RIGTransocean Ltd.REGISTERED SHS2,342$6.00K<0.1%−8,510−78.4%ReducedHistory
MRVLMarvell Technology, Inc.COM70$6.00K<0.1%−1,300−94.9%ReducedHistory
MRVIMaravai Lifesciences Holdings, Inc.COM CL A145$6.00K<0.1%+145NewHistory
SHAKShake Shack Inc.CL A88$6.00K<0.1%−225−71.9%ReducedHistory
HERZHerzfeld Credit Income Fund, IncCOM1,030$6.00K<0.1%+30+3.0%AddedHistory
MTORMeritor, Inc.COM249$6.00K<0.1%00.0%UnchangedHistory
Pretium Res Inc74139C102COM420$6.00K<0.1%−1,490−78.0%Reduced–
FERGFerguson Enterprises Inc.SHS36$6.00K<0.1%+36NewHistory
SHCOSoho House & Co Inc.COM CL A490$6.00K<0.1%−1,660−77.2%ReducedHistory
SUSuncor Energy IncStock275$7.00K<0.1%−1,360−83.2%ReducedHistory
ALLEAllegion plcORD SHS52$7.00K<0.1%−150−74.3%ReducedHistory
CONECyrusOne Holdco LLCCOM77$7.00K<0.1%+33+75.0%AddedHistory
NIONIO Inc.ADR245$8.00K<0.1%−3,107−92.7%ReducedHistory
ADMArcher-Daniels-Midland CoStock125$8.00K<0.1%−5,705−97.9%ReducedHistory
BRZEBraze, Inc.Stock100$8.00K<0.1%+100NewHistory

Sold out since Q3 2021 (640)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 640 by value last quarter.

Positions of Brewin Dolphin Ltd sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
DAVAEndava plcADS168,055$22.8M0.9%History
PAYCPaycom Software, Inc.Stock14,090$6.99M0.3%History
SLViShares Silver TrustETF100,670$2.07M0.1%History
AZOAutoZone IncCOM1,100$1.87M0.1%History
ROKURoku, IncCOM CL A5,790$1.81M0.1%History
MIMEMimecast LtdORD SHS23,588$1.50M0.1%History
iShares Inc46434G855MSCI GBL GOLD MN58,383$1.44M0.1%–
JJacobs Solutions Inc.COM9,422$1.25M0.1%History
ICUIIcu Medical IncCOM4,115$960.4K<0.1%History
SBLKStar Bulk Carriers Corp.SHS PAR39,024$938.1K<0.1%History
GNKGenco Shipping & Trading LtdSHS45,166$909.2K<0.1%History
Golden Ocean Group LtdG39637205SHS NEW82,945$893.3K<0.1%–
BNTXBioNTech SESPONSORED ADS2,383$650.5K<0.1%History
DCBODocebo Inc.COM8,500$618.7K<0.1%History
TGBTrekor Metals LtdCOM304,752$576.0K<0.1%History
SPDR Series Trust78468R556SP O&G EXPL PRO5,190$502.0K<0.1%–
MTDRMatador Resources CoCOM12,280$467.1K<0.1%History
HSBCHSBC Holdings PLCSPON ADR NEW17,100$447.2K<0.1%History
HBMHudbay Minerals Inc.COM65,132$405.8K<0.1%History
NVAXNovavax IncCOM NEW1,936$401.4K<0.1%History
NXHNeighborhood Intelligence, Inc.COM4,520$352.2K<0.1%History
CLBCore Laboratories Inc.COM12,481$346.3K<0.1%History
UTHRUnited Therapeutics CorpCOM1,800$332.2K<0.1%History
PSLVSprott Physical Silver TrustPHYSICAL SILVER42,380$325.5K<0.1%History
TDGTransDigm Group INCCOM515$321.7K<0.1%History
iShares Tr464287846DOW JONES US ETF2,920$315.0K<0.1%–
ZBRAZebra Technologies CorpCL A600$309.3K<0.1%History
AUTLAutolus Therapeutics plcSPON ADS46,217$302.7K<0.1%History
Bitfarms Ltd Com09173B107Stock71,022$301.8K<0.1%–
LAZLazard, Inc.SHS A6,540$299.5K<0.1%History
EXRExtra Space Storage Inc.COM1,700$285.6K<0.1%History
TRPTC Energy CorpCOM5,052$243.0K<0.1%History
CTTCatchMark Timber Trust, Inc.CL A20,000$237.4K<0.1%History
APPNAppian CorpCL A2,500$231.3K<0.1%History
MASMasco CorpCOM3,930$218.3K<0.1%History
JHGJanus Henderson Group Ltd.ORD SHS5,016$207.3K<0.1%History
HEIHeico CorpCOM1,567$206.6K<0.1%History
AGFirst Majestic Silver CorpCOM18,226$206.0K<0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM335$202.7K<0.1%History
SEICSEI Investments CoCOM3,400$201.6K<0.1%History
Yamana Gold Inc98462Y100COM50,384$199.5K<0.1%–
CODICompass Diversified HoldingsSH BEN INT6,984$196.7K<0.1%History
FXYInvesco CurrencyShares Japanese Yen TrustJAPANESE YEN2,315$195.5K<0.1%History
RPMRPM International IncCOM2,500$194.1K<0.1%History
ARK ETF Tr00214Q302GENOMIC REV ETF2,508$187.4K<0.1%–
Schwab Emerging Markets Equity ETF808524706ETF6,101$186.0K<0.1%–
iShares Tr464288760US AER DEF ETF1,770$184.5K<0.1%–
PAASPan American Silver CorpStock7,875$183.3K<0.1%History
OCGNOcugen, Inc.COM25,000$179.5K<0.1%History
LGOLargo Inc.COM16,797$176.5K<0.1%History
HZOMarinemax IncCOM3,550$172.2K<0.1%History
KGCKinross Gold CorpCOM31,230$167.4K<0.1%History
AZPNASPENTECH CorpCOM1,290$158.4K<0.1%History
DALDelta Air Lines, Inc.COM NEW3,715$158.3K<0.1%History
NETCloudflare, Inc.CL A COM1,366$153.9K<0.1%History
TSNTyson Foods, Inc.Stock1,900$150.0K<0.1%History
iShares Inc46434G848MSCI GBL ETF NEW3,570$145.6K<0.1%–
NTRNutrien Ltd.COM2,199$142.6K<0.1%History
DVAXDynavax Technologies CorpCOM NEW7,390$142.0K<0.1%History
MTBM&T Bank CorpCOM950$141.9K<0.1%History
RACEFerrari N.V.COM662$138.4K<0.1%History
MANUManchester United plcORD CL A6,976$135.1K<0.1%History
CTXSCitrix Systems IncCOM1,246$133.8K<0.1%History
DXCMDexcom IncCOM243$132.9K<0.1%History
SPCEVirgin Galactic Holdings, IncCOM5,146$130.2K<0.1%History
OKTAOkta, Inc.CL A542$128.6K<0.1%History
ProShares Tr74347B235PSHS SHORT DOW303,722$128.0K<0.1%–
VALEVale S.A.SPONSORED ADS9,169$127.9K<0.1%History
BLDQXO Insulation, LLCStock600$122.9K<0.1%History
Invesco Exch Traded FD Tr II46138G508SR LN ETF5,500$121.6K<0.1%–
THCTenet Healthcare CorpCOM NEW1,800$119.6K<0.1%History
MKLMarkel Group Inc.COM100$119.5K<0.1%History
HDBHDFC Bank LtdSPONSORED ADS1,632$119.3K<0.1%History
TWLOTwilio IncCL A370$118.0K<0.1%History
HTGCHercules Capital, Inc.COM7,000$116.3K<0.1%History
PIIPolaris Inc.Stock950$113.7K<0.1%History
Renaissance Cap Greenwich FD759937204IPO ETF1,730$111.3K<0.1%–
TTDTrade Desk, Inc.Stock1,570$110.4K<0.1%History
FYBRFrontier Communications Parent, Inc.COM3,912$109.0K<0.1%History
AEMAgnico Eagle Mines LtdStock2,085$108.1K<0.1%History
DXCDXC Technology CoStock3,197$107.5K<0.1%History
SSLSasol LtdSPONSORED ADR5,695$107.3K<0.1%History
LVSLas Vegas Sands CorpCOM2,905$106.3K<0.1%History
FNVFranco Nevada CorpStock806$104.7K<0.1%History
PLLPiedmont Lithium Inc.Stock1,877$102.2K<0.1%History
Exchange Traded Concepts Tr301505715NORTH SHOR GBL1,325$101.8K<0.1%–
MSTRStrategy IncStock176$101.8K<0.1%History
PFGPrincipal Financial Group IncCOM1,574$101.4K<0.1%History
TCOMTrip.com Group LtdADS3,295$101.3K<0.1%History
UNMUnum GroupStock4,000$100.2K<0.1%History
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR7,240$99.9K<0.1%History
SDGRSchrodinger, Inc.COM1,800$98.4K<0.1%History
Venator Matls PLCG9329Z100SHS34,000$96.9K<0.1%–
AAAUGoldman Sachs Physical Gold ETFUNIT5,500$96.0K<0.1%History
IIPRInnovative Industrial Properties IncCOM415$95.9K<0.1%History
VMCVulcan Materials COCOM564$95.4K<0.1%History
TTTrane Technologies plcSHS550$95.0K<0.1%History
FSMFortuna Mining Corp.COM24,100$94.7K<0.1%History
LYBLyondellBasell Industries N.V.SHS - A -1,000$93.8K<0.1%History
LYFTLyft, Inc.CL A COM1,742$93.4K<0.1%History