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Livermore
Livermore
ZHEN

Brewin Dolphin Ltd

SEC CIK
0001954243
Latest filing
Nov 14, 2022

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 9, 2023. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,239
+8 vs. Q2 2021
Portfolio value
$2.44B
+$230.8M (+10.5%) vs. Q2 2021
Filed
Nov 9, 2023
SEC
Holdings of Brewin Dolphin Ltd in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
ACBAurora Cannabis IncCOM252$1.74K<0.1%−305−54.8%ReducedHistory
Invesco Exchange Traded FD T46137V753FOOD & BEVERAGE42$1.77K<0.1%00.0%Unchanged–
NOKNokia CorpSPONSORED ADR330$1.80K<0.1%00.0%UnchangedHistory
KLDOKaleido Biosciences, Inc.COM332$1.81K<0.1%00.0%UnchangedHistory
EGHT8X8 IncCOM78$1.82K<0.1%00.0%UnchangedHistory
MOSMosaic CoCOM52$1.86K<0.1%00.0%UnchangedHistory
AKUSAkouos, Inc.COM163$1.89K<0.1%00.0%UnchangedHistory
OUSTOuster, Inc.COM260$1.90K<0.1%00.0%UnchangedHistory
CEVACeva IncCOM45$1.92K<0.1%00.0%UnchangedHistory
DMTKDermTech, Inc.COM60$1.93K<0.1%00.0%UnchangedHistory
BHFBrighthouse Financial, Inc.COM43$1.95K<0.1%00.0%UnchangedHistory
MARAMARA Holdings, Inc.COM63$1.99K<0.1%00.0%UnchangedHistory
VNTVontier CorpStock60$2.02K<0.1%00.0%UnchangedHistory
ProShares Tr74347B284SHT MSCI NEW120$2.04K<0.1%00.0%Unchanged–
IRTCiRhythm Holdings, Inc.COM35$2.05K<0.1%00.0%UnchangedHistory
TTGTTechTarget, Inc.COM25$2.06K<0.1%00.0%UnchangedHistory
ALECAlector, Inc.COM91$2.08K<0.1%00.0%UnchangedHistory
EBEventbrite, Inc.COM CL A111$2.10K<0.1%00.0%UnchangedHistory
HOODRobinhood Markets, Inc.Stock50$2.10K<0.1%+50NewHistory
ARNCArconic CorpCOM67$2.11K<0.1%00.0%UnchangedHistory
GOSSGossamer Bio, Inc.COM169$2.12K<0.1%00.0%UnchangedHistory
NLYAnnaly Capital Management IncCOM255$2.15K<0.1%00.0%UnchangedHistory
AKROAkero Therapeutics, Inc.COM100$2.23K<0.1%00.0%UnchangedHistory
ADPTAdaptive Biotechnologies CorpCOM67$2.28K<0.1%00.0%UnchangedHistory
ARLPAlliance Resource Partners LPStock212$2.30K<0.1%00.0%UnchangedHistory
BCLIBrainstorm Cell Therapeutics Inc.COM NEW700$2.31K<0.1%00.0%UnchangedHistory
OBSVObsEva SACOM750$2.33K<0.1%00.0%UnchangedHistory
STOKStoke Therapeutics, Inc.COM92$2.34K<0.1%00.0%UnchangedHistory
PSFEPaysafe LtdORD310$2.40K<0.1%+310NewHistory
CDMOAvid Bioservices, Inc.COM112$2.42K<0.1%−1,285−92.0%ReducedHistory
SABRSabre CorpCOM205$2.43K<0.1%00.0%UnchangedHistory
FOXFox CorpCL B COM66$2.45K<0.1%00.0%UnchangedHistory
NKLANikola CorpCOM230$2.45K<0.1%00.0%UnchangedHistory
ENLVEnlivex Ltd.COM249$2.46K<0.1%00.0%UnchangedHistory
PGENPrecigen, Inc.COM500$2.50K<0.1%00.0%UnchangedHistory
GHGuardant Health, Inc.COM20$2.50K<0.1%00.0%UnchangedHistory
TOLToll Brothers, Inc.COM48$2.65K<0.1%00.0%UnchangedHistory
AMRNAmarin Corp PLCSPONS ADR NEW525$2.68K<0.1%00.0%UnchangedHistory
Portage Biotech IncG7185A128COM133$2.70K<0.1%+90+209.3%Added–
RRDRR Donnelley & Sons CoCOM533$2.74K<0.1%00.0%UnchangedHistory
TMQTrilogy Metals Inc.COM1,483$2.74K<0.1%00.0%UnchangedHistory
VMEOVimeo, Inc.COMMON STOCK95$2.79K<0.1%+95NewHistory
INFNInfinera CorpCOM342$2.85K<0.1%00.0%UnchangedHistory
PSNLPersonalis, Inc.COM154$2.96K<0.1%00.0%UnchangedHistory
AVALGrupo Aval Acciones Y Valores S.A.SPONSORED ADS515$2.98K<0.1%00.0%UnchangedHistory
RBOTVicarious Surgical Inc.COM CL A200$2.99K<0.1%+200NewHistory
EIXEdison InternationalStock56$3.11K<0.1%00.0%UnchangedHistory
Teekay LNG Partners L PY8564M105PRTNRSP UNITS200$3.11K<0.1%00.0%Unchanged–
ADCTADC Therapeutics SASHS115$3.12K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33734H106SHS80$3.14K<0.1%00.0%Unchanged–
GTXGarrett Motion Inc.Stock436$3.21K<0.1%00.0%UnchangedHistory
Brookfield Asset Mgmt ReinsG16169107CL A EXCH LT VTG58$3.22K<0.1%+58New–
TMPOTempo Automation Holdings, Inc.CL A328$3.25K<0.1%00.0%UnchangedHistory
EROEro Copper Corp.COM185$3.28K<0.1%00.0%UnchangedHistory
SRTAStrata Critical Medical, Inc.CL A COM320$3.33K<0.1%00.0%UnchangedHistory
ZUOZuora IncCOM CL A201$3.33K<0.1%00.0%UnchangedHistory
JMIAJumia Technologies AGSPONSORED ADS180$3.35K<0.1%00.0%UnchangedHistory
CABACabaletta Bio, Inc.COM278$3.38K<0.1%00.0%UnchangedHistory
CONECyrusOne Holdco LLCCOM44$3.41K<0.1%00.0%UnchangedHistory
DNOWDNOW Inc.COM451$3.45K<0.1%00.0%UnchangedHistory
DTILPrecision Biosciences IncCOM301$3.47K<0.1%00.0%UnchangedHistory
SJMJ M SMUCKER CoStock29$3.48K<0.1%00.0%UnchangedHistory
ARCTArcturus Therapeutics Holdings Inc.COM73$3.49K<0.1%00.0%UnchangedHistory
ACRSAclaris Therapeutics, Inc.COM195$3.51K<0.1%00.0%UnchangedHistory
KTBKontoor Brands, Inc.Stock72$3.60K<0.1%00.0%UnchangedHistory
IQiQIYI, Inc.SPONSORED ADS450$3.61K<0.1%00.0%UnchangedHistory
APPAppLovin CorpCOM CL A50$3.62K<0.1%00.0%UnchangedHistory
BASECouchbase, Inc.COM120$3.73K<0.1%+120NewHistory
ADTNADTRAN Holdings, Inc.COM200$3.75K<0.1%00.0%UnchangedHistory
Global X FDS37954Y327GLBX MSCI COLUM128$3.76K<0.1%00.0%Unchanged–
LTHMLivent Corp.COM164$3.79K<0.1%00.0%UnchangedHistory
WBWEIBO CorpSPONSORED ADR80$3.80K<0.1%00.0%UnchangedHistory
VGZVista Gold CorpCOM NEW5,300$3.84K<0.1%00.0%UnchangedHistory
APAAPA CorpStock180$3.86K<0.1%00.0%UnchangedHistory
Neenah Inc640079109COM83$3.87K<0.1%00.0%Unchanged–
ARNAArena Pharmaceuticals IncCOM NEW65$3.87K<0.1%00.0%UnchangedHistory
SPGSimon Property Group Inc.REIT30$3.90K<0.1%00.0%UnchangedHistory
QTNTQuotient LtdSHS1,705$3.99K<0.1%00.0%UnchangedHistory
iShares Tr46435G102CONV BD ETF41$4.09K<0.1%00.0%Unchanged–
ASANAsana, Inc.CL A40$4.15K<0.1%−32−44.4%ReducedHistory
DNNDenison Mines Corp.COM2,906$4.27K<0.1%00.0%UnchangedHistory
Sapiens Intl Corp N VG7T16G103SHS150$4.32K<0.1%00.0%Unchanged–
SRNESorrento Therapeutics, Inc.COM NEW580$4.42K<0.1%00.0%UnchangedHistory
DVNDevon Energy CorpStock125$4.44K<0.1%00.0%UnchangedHistory
PNNTPennantpark Investment CorpCOM685$4.45K<0.1%00.0%UnchangedHistory
LLoews CorpCOM86$4.64K<0.1%+86NewHistory
TSHATaysha Gene Therapies, Inc.COM SHS250$4.66K<0.1%00.0%UnchangedHistory
JXNJackson Financial Inc.COM CL A180$4.68K<0.1%+180NewHistory
PACBPacific Biosciences of California, Inc.COM184$4.70K<0.1%00.0%UnchangedHistory
NTNXNutanix, Inc.Stock126$4.75K<0.1%00.0%UnchangedHistory
DLTRDollar Tree, Inc.COM50$4.79K<0.1%+50NewHistory
GDSGDS Holdings LtdSPONSORED ADS85$4.81K<0.1%00.0%UnchangedHistory
ASTSAST SpaceMobile, Inc.COM CL A450$4.87K<0.1%+450NewHistory
PBR.APetrobras - Petroleo Brasileiro SASP ADR NON VTG500$5.00K<0.1%00.0%UnchangedHistory
CBTCabot CorpCOM100$5.01K<0.1%00.0%UnchangedHistory
CNVSCineverse Corp.COM NEW2,000$5.02K<0.1%00.0%UnchangedHistory
BLUEbluebird bio, Inc.COM265$5.06K<0.1%00.0%UnchangedHistory
USWSU.S. Well Services Holdings, LLCCL A7,000$5.08K<0.1%00.0%UnchangedHistory
BAOSBaosheng Media Group Holdings LtdSHS3,000$5.25K<0.1%+1,000+50.0%AddedHistory
VLDRVelodyne Lidar, Inc.COM895$5.30K<0.1%−395−30.6%ReducedHistory

Sold out since Q2 2021 (52)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Brewin Dolphin Ltd sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
BOOTBoot Barn Holdings, Inc.COM38,500$3.24M0.1%History
ZENZendesk, Inc.COM19,500$2.81M0.1%History
Direxion Shs ETF Tr25460G302MSCI USA ESG2,333$158.4K<0.1%–
OSKOshkosh CorpCOM1,000$124.6K<0.1%History
SYKESykes Enterprises IncCOM2,000$107.4K<0.1%History
LBRDKLiberty Broadband CorpCOM SER C605$105.1K<0.1%History
PDACPeridot Acquisition Corp.SHS CL A7,251$88.3K<0.1%History
HSYHershey CoCOM410$71.4K<0.1%History
NGGNational Grid PLCSPONSORED ADR NE950$60.7K<0.1%History
HQLabrdn Life Sciences InvestorsSH BEN INT2,680$57.5K<0.1%History
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS1,845$54.2K<0.1%History
Points Intl Ltd730843208COM NEW2,400$41.7K<0.1%–
KORCorvus Gold ULCCOM14,250$39.0K<0.1%History
VLOValero Energy CorpStock500$39.0K<0.1%History
Sustainable Opportnts Acq CoG8598Y109ORD SHS A3,485$34.7K<0.1%–
APPHAppHarvest, Inc.COM2,040$32.6K<0.1%History
POLYPlantronics IncCOM720$30.0K<0.1%History
Qell Acquisition CorpG7307X105CL A2,900$28.9K<0.1%–
SWBISmith & Wesson Brands, Inc.COM810$28.1K<0.1%History
DSDrive Shack Inc.COM7,627$25.2K<0.1%History
MGMMGM Resorts InternationalStock575$24.5K<0.1%History
FLNAFilana Therapeutics, Inc.COM280$23.9K<0.1%History
Imv Inc44974L103COM10,500$22.9K<0.1%–
RIOTRiot Platforms, Inc.COM530$20.0K<0.1%History
ALLYAlly Financial Inc.Stock400$19.9K<0.1%History
ALKSAlkermes plc.SHS800$19.6K<0.1%History
FITBFifth Third BancorpCOM500$19.1K<0.1%History
TRMBTrimble Inc.COM230$18.8K<0.1%History
AQBAquabounty Technologies IncCOM NEW2,950$15.8K<0.1%History
ONCBeOne Medicines Ltd.ADR38$13.0K<0.1%History
PBTPermian Basin Royalty TrustUNIT BEN INT2,230$12.5K<0.1%History
Decarbonization Plus Acqu Co242797108COM CL A1,200$12.4K<0.1%–
XOMAXOMA Royalty CorpCOM NEW350$11.9K<0.1%History
iShares Inc464286103MSCI AUST ETF455$11.8K<0.1%–
OTRKOntrak, Inc.COM350$11.4K<0.1%History
Healthcare Realty Trust Inc42225P501CL A NEW398$10.6K<0.1%–
PARPar Technology CorpCOM145$10.1K<0.1%History
INVZInnoviz Technologies Ltd.SHS930$9.83K<0.1%History
Dada Nexus Ltd23344D108ADS275$7.98K<0.1%–
Churchill Capital Corp IV171439102CL A250$7.21K<0.1%–
TROXTronox Holdings plcSHS310$6.94K<0.1%History
HVTHaverty Furniture Companies IncCOM150$6.41K<0.1%History
CECelanese CorpStock40$6.06K<0.1%History
GRBKGreen Brick Partners, Inc.COM260$5.91K<0.1%History
XPROExpro Group Holdings N.V.COM1,500$4.54K<0.1%History
FERGFerguson Enterprises Inc.SHS30$4.19K<0.1%History
VanEck ETF Trust92189F601URANI NUCLE ETF66$3.46K<0.1%–
Brookfield Property Partrs LG16249107UNIT LTD PARTN84$1.59K<0.1%–
STEMStem, Inc.COM60$1.43K<0.1%History
WORKSlack Technologies, Inc.COM CL A16$709<0.1%History
CEPLCapstone Energy Plus, Inc.COM40$225<0.1%History
Acasti Pharma Inc00430K402CL A NEW30$17<0.1%–