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Livermore
Livermore
ZHEN

Brewin Dolphin Ltd

SEC CIK
0001954243
Latest filing
Nov 14, 2022

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 9, 2023. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,239
+8 vs. Q2 2021
Portfolio value
$2.44B
+$230.8M (+10.5%) vs. Q2 2021
Filed
Nov 9, 2023
SEC
Holdings of Brewin Dolphin Ltd in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
OPTTOcean Power Technologies, Inc.COM NEW1$2<0.1%00.0%UnchangedHistory
Advaxis Inc007624307COM NEW4$2<0.1%00.0%Unchanged–
GLBSGlobus Maritime LtdCOM NEW1$3<0.1%00.0%UnchangedHistory
Oi SA670851500SPONSORED ADR NE4$4<0.1%00.0%Unchanged–
GRCEGrace Therapeutics, Inc.CL A3$6<0.1%+3NewHistory
MBOTMicrobot Medical Inc.COM NEW1$7<0.1%00.0%UnchangedHistory
APENApollo Endosurgery, Inc.COM1$9<0.1%00.0%UnchangedHistory
LSTALisata Therapeutics, Inc.COM NEW10$12<0.1%00.0%UnchangedHistory
BNTCBenitec Biopharma Inc.COM6$21<0.1%00.0%UnchangedHistory
GTEGran Tierra Energy Inc.COM30$22<0.1%00.0%UnchangedHistory
ELOXEloxx Pharmaceuticals, Inc.COM15$24<0.1%00.0%UnchangedHistory
BLRXBioLineRx Ltd.SPONSORED ADS13$36<0.1%00.0%UnchangedHistory
NNVCNanoviricides, Inc.COM8$37<0.1%00.0%UnchangedHistory
Bio Green Med Solution, Inc.23254L603COM7$37<0.1%00.0%Unchanged–
Applied Dna Sciences Inc03815U300COM8$43<0.1%00.0%Unchanged–
Genetic Technologies Ltd37185R307NEW SPONSRD ADR20$62<0.1%00.0%Unchanged–
WFRDWeatherford International plcORD SHS4$79<0.1%00.0%UnchangedHistory
Valaris LtdG9460G119*W EXP 04/29/20224$82<0.1%00.0%Unchanged–
SCPXScorpius Holdings, Inc.COM14$83<0.1%00.0%UnchangedHistory
Hycroft Mining Holding Corp44862P125*W EXP 10/12/202268$91<0.1%00.0%Unchanged–
Pershing Square Tontine Hldg71531R117*W EXP 07/24/20272$93<0.1%00.0%Unchanged–
Eros STX Global CorporationG3788M114SHS NEW131$120<0.1%00.0%Unchanged–
FROFrontline plcSHS NEW14$131<0.1%00.0%UnchangedHistory
GALTGalectin Therapeutics IncCOM NEW40$155<0.1%00.0%UnchangedHistory
SCKTSocket Mobile, Inc.COM NEW26$164<0.1%00.0%UnchangedHistory
Direxion Shs ETF Tr25460G781DLY GOLD INDX 2X4$171<0.1%00.0%Unchanged–
ProShares Tr74347B110ULTRAPRO SHORT S10$175<0.1%00.0%Unchanged–
RDHLRedHill Biopharma Ltd.SPONSORED ADS40$183<0.1%00.0%UnchangedHistory
CGCCanopy Growth CorpCOM15$208<0.1%00.0%UnchangedHistory
XBIOXenetic Biosciences, Inc.COM106$217<0.1%00.0%UnchangedHistory
CHGAChange Agents Corporation.COM250$222<0.1%00.0%UnchangedHistory
CRISCuris IncCOM NEW30$235<0.1%00.0%UnchangedHistory
CBUSCibus, Inc.COM80$270<0.1%00.0%UnchangedHistory
AIJTYJianpu Technology Inc.ADS COMMON189$278<0.1%00.0%UnchangedHistory
MERCMercer International Inc.COM26$301<0.1%00.0%UnchangedHistory
GMEGameStop Corp.Stock2$351<0.1%00.0%UnchangedHistory
KZIAKazia Therapeutics LtdSPONSORED ADR32$362<0.1%00.0%UnchangedHistory
TDYTeledyne Technologies IncCOM1$430<0.1%00.0%UnchangedHistory
ProShares Tr74347G713ULTSHT FINLS NEW46$442<0.1%00.0%Unchanged–
AVTAAvantax, Inc.COM30$468<0.1%00.0%UnchangedHistory
BTCSBTCS Inc.COM NEW90$485<0.1%+90NewHistory
Hexo Corp428304307COM NEW268$493<0.1%−350−56.6%Reduced–
PRGOPERRIGO Co plcSHS11$521<0.1%00.0%UnchangedHistory
SRRASierra Oncology, Inc.COM NEW24$526<0.1%00.0%UnchangedHistory
SHLSShoals Technologies Group, Inc.CL A19$530<0.1%00.0%UnchangedHistory
Liminal Biosciences Inc53272L103COM234$541<0.1%00.0%Unchanged–
SFLSFL Corp Ltd.SHS68$570<0.1%00.0%UnchangedHistory
VIAVViavi Solutions Inc.COM37$582<0.1%00.0%UnchangedHistory
AGIAlamos Gold IncStock86$619<0.1%00.0%UnchangedHistory
Cenovus Energy Inc.15135U117*W EXP 01/01/202114$673<0.1%00.0%Unchanged–
FTEKFuel Tech, Inc.COM400$696<0.1%00.0%UnchangedHistory
FCELFuelcell Energy IncCOM107$716<0.1%00.0%UnchangedHistory
MLRMiller Industries IncCOM NEW25$851<0.1%00.0%UnchangedHistory
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR84$869<0.1%00.0%UnchangedHistory
UBXUnity Biotechnology, Inc.COM300$900<0.1%00.0%UnchangedHistory
TWOU2U, LLCCOM27$906<0.1%00.0%UnchangedHistory
RMRRMR Group Inc.CL A28$937<0.1%00.0%UnchangedHistory
NBRNabors Industries LtdSHS10$965<0.1%00.0%UnchangedHistory
KNKnowles CorpCOM52$974<0.1%00.0%UnchangedHistory
RHIRobert Half Inc.COM10$1.00K<0.1%00.0%UnchangedHistory
Social Capital Hedosopha HLDG8251L105SHS CL A100$1.01K<0.1%00.0%Unchanged–
TRIPTripAdvisor, Inc.COM30$1.02K<0.1%00.0%UnchangedHistory
ATOSAtossa Therapeutics, Inc.COM320$1.04K<0.1%00.0%UnchangedHistory
KFKorea Fund IncCOM NEW26$1.06K<0.1%00.0%UnchangedHistory
WPRTWestport Fuel Systems Inc.COM NEW325$1.07K<0.1%00.0%UnchangedHistory
LABStandard Biotools Inc.COM172$1.13K<0.1%00.0%UnchangedHistory
BDTXBlack Diamond Therapeutics, Inc.COM135$1.14K<0.1%00.0%UnchangedHistory
QCLSQ/C Technologies, Inc.COM160$1.15K<0.1%00.0%UnchangedHistory
LTBRLIGHTBRIDGE CorpCOM238$1.16K<0.1%00.0%UnchangedHistory
APIAgora, Inc.ADS40$1.16K<0.1%00.0%UnchangedHistory
FKWLFranklin Wireless CorpCOM170$1.23K<0.1%00.0%UnchangedHistory
LogicBio Therapeutics, Inc.54142F102COM275$1.26K<0.1%00.0%Unchanged–
HRTXHeron Therapeutics, Inc.COM120$1.28K<0.1%00.0%UnchangedHistory
SIVBSVB Financial GroupCOM2$1.29K<0.1%00.0%UnchangedHistory
UAVSAgEagle Aerial Systems Inc.COM433$1.30K<0.1%00.0%UnchangedHistory
ADNTAdient plcStock32$1.33K<0.1%00.0%UnchangedHistory
TALTAL Education GroupSPONSORED ADS285$1.38K<0.1%00.0%UnchangedHistory
CHXChampionX CorpCOM62$1.39K<0.1%00.0%UnchangedHistory
PAAPlains All American Pipeline LPUNIT LTD PARTN138$1.40K<0.1%00.0%UnchangedHistory
Kraneshares Trust500767306CSI CHI INTERNET30$1.42K<0.1%+30New–
EPIXESSA Pharma Inc.COM NEW178$1.42K<0.1%00.0%UnchangedHistory
CROXCrocs, Inc.COM10$1.44K<0.1%−12−54.5%ReducedHistory
PASGPassage BIO, Inc.COM148$1.47K<0.1%00.0%UnchangedHistory
GROWU S Global Investors IncCL A270$1.54K<0.1%00.0%UnchangedHistory
LUVSouthwest Airlines CoCOM30$1.54K<0.1%−150−83.3%ReducedHistory
NAKNorthern Dynasty Minerals LtdCOM NEW3,400$1.56K<0.1%00.0%UnchangedHistory
QTTBQ32 Bio Inc.COM202$1.59K<0.1%00.0%UnchangedHistory
SNFIStark Novus Financial Inc.COM CL A200$1.60K<0.1%00.0%UnchangedHistory
Occidental Pete Corp WT Exp 080327674599162Stock136$1.61K<0.1%00.0%Unchanged–
XONEExOne CoCOM70$1.64K<0.1%00.0%UnchangedHistory
CDWCDW CorpCOM9$1.64K<0.1%00.0%UnchangedHistory
KBNTKubient, Inc.COM510$1.65K<0.1%00.0%UnchangedHistory
DDD3D Systems CorpCOM NEW60$1.65K<0.1%00.0%UnchangedHistory
PJTPJT Partners Inc.COM CL A21$1.66K<0.1%00.0%UnchangedHistory
OTLYOatly Group ABSPONSORED ADS110$1.66K<0.1%−4,145−97.4%ReducedHistory
CMTLComtech Telecommunications CorpCOM NEW65$1.67K<0.1%00.0%UnchangedHistory
HYLNHyliion Holdings Corp.COMMON STOCK200$1.68K<0.1%00.0%UnchangedHistory
SPRUSpruce Power Holding CorpCOM CL A275$1.69K<0.1%00.0%UnchangedHistory
Gold STD Ventures Corp380738104COM3,782$1.72K<0.1%00.0%Unchanged–
GILTGilat Satellite Networks LtdSHS NEW193$1.74K<0.1%00.0%UnchangedHistory

Sold out since Q2 2021 (52)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Brewin Dolphin Ltd sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
BOOTBoot Barn Holdings, Inc.COM38,500$3.24M0.1%History
ZENZendesk, Inc.COM19,500$2.81M0.1%History
Direxion Shs ETF Tr25460G302MSCI USA ESG2,333$158.4K<0.1%–
OSKOshkosh CorpCOM1,000$124.6K<0.1%History
SYKESykes Enterprises IncCOM2,000$107.4K<0.1%History
LBRDKLiberty Broadband CorpCOM SER C605$105.1K<0.1%History
PDACPeridot Acquisition Corp.SHS CL A7,251$88.3K<0.1%History
HSYHershey CoCOM410$71.4K<0.1%History
NGGNational Grid PLCSPONSORED ADR NE950$60.7K<0.1%History
HQLabrdn Life Sciences InvestorsSH BEN INT2,680$57.5K<0.1%History
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS1,845$54.2K<0.1%History
Points Intl Ltd730843208COM NEW2,400$41.7K<0.1%–
KORCorvus Gold ULCCOM14,250$39.0K<0.1%History
VLOValero Energy CorpStock500$39.0K<0.1%History
Sustainable Opportnts Acq CoG8598Y109ORD SHS A3,485$34.7K<0.1%–
APPHAppHarvest, Inc.COM2,040$32.6K<0.1%History
POLYPlantronics IncCOM720$30.0K<0.1%History
Qell Acquisition CorpG7307X105CL A2,900$28.9K<0.1%–
SWBISmith & Wesson Brands, Inc.COM810$28.1K<0.1%History
DSDrive Shack Inc.COM7,627$25.2K<0.1%History
MGMMGM Resorts InternationalStock575$24.5K<0.1%History
FLNAFilana Therapeutics, Inc.COM280$23.9K<0.1%History
Imv Inc44974L103COM10,500$22.9K<0.1%–
RIOTRiot Platforms, Inc.COM530$20.0K<0.1%History
ALLYAlly Financial Inc.Stock400$19.9K<0.1%History
ALKSAlkermes plc.SHS800$19.6K<0.1%History
FITBFifth Third BancorpCOM500$19.1K<0.1%History
TRMBTrimble Inc.COM230$18.8K<0.1%History
AQBAquabounty Technologies IncCOM NEW2,950$15.8K<0.1%History
ONCBeOne Medicines Ltd.ADR38$13.0K<0.1%History
PBTPermian Basin Royalty TrustUNIT BEN INT2,230$12.5K<0.1%History
Decarbonization Plus Acqu Co242797108COM CL A1,200$12.4K<0.1%–
XOMAXOMA Royalty CorpCOM NEW350$11.9K<0.1%History
iShares Inc464286103MSCI AUST ETF455$11.8K<0.1%–
OTRKOntrak, Inc.COM350$11.4K<0.1%History
Healthcare Realty Trust Inc42225P501CL A NEW398$10.6K<0.1%–
PARPar Technology CorpCOM145$10.1K<0.1%History
INVZInnoviz Technologies Ltd.SHS930$9.83K<0.1%History
Dada Nexus Ltd23344D108ADS275$7.98K<0.1%–
Churchill Capital Corp IV171439102CL A250$7.21K<0.1%–
TROXTronox Holdings plcSHS310$6.94K<0.1%History
HVTHaverty Furniture Companies IncCOM150$6.41K<0.1%History
CECelanese CorpStock40$6.06K<0.1%History
GRBKGreen Brick Partners, Inc.COM260$5.91K<0.1%History
XPROExpro Group Holdings N.V.COM1,500$4.54K<0.1%History
FERGFerguson Enterprises Inc.SHS30$4.19K<0.1%History
VanEck ETF Trust92189F601URANI NUCLE ETF66$3.46K<0.1%–
Brookfield Property Partrs LG16249107UNIT LTD PARTN84$1.59K<0.1%–
STEMStem, Inc.COM60$1.43K<0.1%History
WORKSlack Technologies, Inc.COM CL A16$709<0.1%History
CEPLCapstone Energy Plus, Inc.COM40$225<0.1%History
Acasti Pharma Inc00430K402CL A NEW30$17<0.1%–