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Livermore
Livermore
ZHEN

Ethos Financial Group, LLC

SEC CIK
0001954242
Latest filing
Aug 7, 2026

Holdings in Q3 2024

Holdings as of Sep 30, 2024, filed Nov 7, 2024. Long positions only; changes compare share counts with Q2 2024.

Institution overview
Positions
307
+11 vs. Q2 2024
Portfolio value
$606.4M
+$38.5M (+6.8%) vs. Q2 2024
Filed
Nov 7, 2024
SEC
Holdings of Ethos Financial Group, LLC in Q3 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
Bioelectronics Corp09062H108Com20,000$00.0%00.0%Unchanged–
Hemp Inc Com New423703206COM10,000$00.0%00.0%Unchanged–
North Amern Cannabis Hldgs Inc65676T102COM999,900$00.0%00.0%Unchanged–
HYSRSunhydrogen, Inc.Common Stock10,000$00.0%00.0%UnchangedHistory
JPX Global Inc.46639B107COM14,500$00.0%00.0%Unchanged–
CPWROcean Thermal Energy CorpCOM37,000$00.0%00.0%UnchangedHistory
Haydale Graphene OrdfG43541104COM10,000$00.0%00.0%Unchanged–
Labor Smart Inc50541A108COM483,861$1.00K<0.1%00.0%Unchanged–
Stratex Oil & Gas HL86280B105COM118,000$1.00K<0.1%00.0%Unchanged–
RBTCRubicon Technologies, Inc.CL A12,633$1.00K<0.1%00.0%UnchangedHistory
ZNOGZion Oil & Gas IncCOM42,875$2.00K<0.1%00.0%UnchangedHistory
CTXRCitius Pharmaceuticals, Inc.COM NEW10,000$5.00K<0.1%00.0%UnchangedHistory
NWBONorthwest Biotherapeutics IncCOM23,700$8.00K<0.1%00.0%UnchangedHistory
TELLTellurian Inc.COM10,000$10.0K<0.1%00.0%UnchangedHistory
NMADNomad Power Solutions, Inc.COM24,808$46.0K<0.1%00.0%UnchangedHistory
Franklin Cust Income Fund Clas353496300COM22,051$54.0K<0.1%+303+1.4%Added–
FBLGFibroBiologics, Inc.COM SHS25,455$79.0K<0.1%00.0%UnchangedHistory
Fidelity Floating Rate315916783MF10,353$96.0K<0.1%00.0%Unchanged–
FFord Motor CoStock10,679$113.0K<0.1%−486−4.4%ReducedHistory
AB Global Bond Advisor01853W709COM16,150$114.0K<0.1%−26,703−62.3%Reduced–
Hussman Strategic448108100MF22,249$124.0K<0.1%00.0%Unchanged–
Franklin La Tax Free Inc M FD CL A1354723827MF12,414$128.0K<0.1%00.0%Unchanged–
URGNUroGen Pharma Ltd.COM10,500$133.0K<0.1%00.0%UnchangedHistory
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS10,000$142.0K<0.1%00.0%UnchangedHistory
BlackRock Global Equity Market091936526COM10,790$150.0K<0.1%+10,790New–
PS Business PKS Inc Calif 5.25 PFD X69360J594Preferred11,744$157.0K<0.1%00.0%Unchanged–
NUVNuveen Municipal Value Fund IncCOM19,939$180.0K<0.1%00.0%UnchangedHistory
EVNEaton Vance Municipal Income TrustSH BEN INT16,693$183.0K<0.1%00.0%UnchangedHistory
VPVInvesco Pennsylvania Value Municipal Income TrustCOM16,900$191.0K<0.1%00.0%UnchangedHistory
Abr 7525 Volatility Ins TL34984Y617MF17,710$194.0K<0.1%00.0%Unchanged–
Hartford Schroders Intl Multi-Cap Value41665H359MF18,228$196.0K<0.1%−2,646−12.7%Reduced–
Vanguard Developed Markets Index Admiral921943809DEV MKTS ADMR11,612$197.0K<0.1%−1,465−11.2%Reduced–
Ab Global Core Equity Ad Visor01878T244MF10,971$199.0K<0.1%−48,302−81.5%Reduced–
ITGartner IncCOM398$202.0K<0.1%+398NewHistory
ADXAdams Diversified Equity Fund, Inc.COM9,353$202.0K<0.1%−146−1.5%ReducedHistory
BAC.PKBank of America CorpPFD8,000$202.0K<0.1%+8,000NewHistory
Columbia ETF Tr II19762B202EM CORE EX ETF6,241$204.0K<0.1%+6,241New–
Tidal ETF Tr886364850LEATHERBACK LNG7,419$204.0K<0.1%+7,419New–
Destinations Large10964R103MF11,924$207.0K<0.1%+11,924New–
SOSouthern CoStock2,309$208.0K<0.1%+2,309NewHistory
John Hancock Exchange Traded47804J206MULTIFACTOR MI3,456$208.0K<0.1%+3,456New–
Rational Special Situati Ons Income Instl628255432MF11,438$208.0K<0.1%+191+1.7%Added–
WMWaste Management IncStock1,011$210.0K<0.1%+2+0.2%AddedHistory
SLViShares Silver TrustETF7,392$210.0K<0.1%+7,392NewHistory
Invesco Nasdaq 100 ETF46138G649ETF1,044$210.0K<0.1%+1+0.1%Added–
Dodge & Cox Stock Fund256219106MF770$211.0K<0.1%+770New–
Schwab Target 2035808509244SCHWAB MUTL FUNDS11,733$211.0K<0.1%+222+1.9%Added–
iShares Russell 1000 Lar GE-Cap Idx K066923301MF5,780$212.0K<0.1%+5,780New–
Schwab Target 2025808509251SCHWAB MUTL FUNDS13,562$213.0K<0.1%+213+1.6%Added–
COFCapital One Financial CorpStock1,428$214.0K<0.1%+1,428NewHistory
BDXBecton Dickinson & CoStock898$216.0K<0.1%−1,288−58.9%ReducedHistory
GAMGeneral American Investors Co IncCOM4,114$221.0K<0.1%−10.0%ReducedHistory
KIM.PLKimco Realty CorpPreferred9,232$221.0K<0.1%+9,232NewHistory
AMGNAmgen IncStock690$222.0K<0.1%−2−0.3%ReducedHistory
1st Colonial Bancorp319716106COM14,417$222.0K<0.1%+14,417New–
First Tr Exch Traded FD III33739P103LNG/SHT EQUITY3,554$226.0K<0.1%+3,554New–
Schwab Strategic Tr808524862SHT TM US TRES4,642$227.0K<0.1%−3,977−46.1%Reduced–
VanEck ETF Trust92189F106GOLD MINERS ETF5,721$228.0K<0.1%+5,721New–
PEGPublic Service Enterprise Group IncCOM2,562$229.0K<0.1%−3,836−60.0%ReducedHistory
First Trust Multi Cap Growth Alphadex Fund33733F101ETF1,722$230.0K<0.1%+1,722New–
Vanguard Morningstar Mid-Cap ETF922908629ETF874$231.0K<0.1%+874New–
American Funds939330775MF3,586$231.0K<0.1%+15+0.4%Added–
FRT.PCFederal Realty Investment TrustCOM10,000$232.0K<0.1%00.0%UnchangedHistory
ETREntergy CorpCOM1,769$233.0K<0.1%+1,769NewHistory
NOWServiceNow, Inc.Stock264$236.0K<0.1%+264NewHistory
TAT&T Inc.Stock10,713$236.0K<0.1%+79+0.7%AddedHistory
PSA.PQPublic StoragePreferred Stock12,500$237.0K<0.1%00.0%UnchangedHistory
ASMLASML Holding NVADR286$238.0K<0.1%+16+5.9%AddedHistory
UNPUnion Pacific CorpStock963$240.0K<0.1%−80−7.7%ReducedHistory
T.PAAT&T Inc.PFD10,750$240.0K<0.1%00.0%UnchangedHistory
INTCIntel CorpStock10,298$242.0K<0.1%−3,322−24.4%ReducedHistory
T Rowe PR Summ Muni Int77957N209MF21,104$242.0K<0.1%00.0%Unchanged–
AMDAdvanced Micro Devices IncStock1,495$245.0K<0.1%−6−0.4%ReducedHistory
Dimensional ETF Trust25434V203INTL CORE EQT MK7,776$247.0K<0.1%+24+0.3%Added–
IBITiShares Bitcoin Trust ETFETF6,900$249.0K<0.1%−7,661−52.6%ReducedHistory
BlackRock High Yield Muni FD Inst CL09253C769MF26,786$249.0K<0.1%00.0%Unchanged–
Vanguard Index FDS Tot Stkidx922908728COM1,849$255.0K<0.1%−14−0.8%Reduced–
Fidelity Equity DVD Income316145101Com8,198$255.0K<0.1%+8,198New–
MFICMidCap Financial Investment CorpCOM NEW19,128$256.0K<0.1%00.0%UnchangedHistory
Price T Rowe Health Sciences741480107COM2,591$260.0K<0.1%−43−1.6%Reduced–
FCXFreeport-McMoran IncStock5,227$261.0K<0.1%+10.0%AddedHistory
PAYXPaychex IncStock1,952$262.0K<0.1%+1+0.1%AddedHistory
REGNRegeneron Pharmaceuticals, Inc.COM252$265.0K<0.1%+11+4.6%AddedHistory
Agf Invts Tr00110G408US MARKET NETRL13,562$265.0K<0.1%−167−1.2%Reduced–
Putnam Ultra Short Durat Ion Income A74676P755MF26,196$266.0K<0.1%−7,411−22.1%Reduced–
GDGeneral Dynamics CorpStock888$268.0K<0.1%+21+2.4%AddedHistory
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF4,903$269.0K<0.1%00.0%Unchanged–
PFEPfizer IncStock9,346$270.0K<0.1%−479−4.9%ReducedHistory
MPWRMonolithic Power Systems, Inc.COM293$271.0K<0.1%+293NewHistory
LADLithia Motors IncCOM880$280.0K<0.1%+880NewHistory
Alps ETF Tr00162Q452ALERIAN MLP6,000$283.0K<0.1%00.0%Unchanged–
MET.PFMetlife IncPFD12,500$284.0K<0.1%00.0%UnchangedHistory
ETNEaton Corp plcStock864$286.0K<0.1%+67+8.4%AddedHistory
ABTAbbott LaboratoriesStock2,523$288.0K<0.1%−272−9.7%ReducedHistory
Vanguard Ftse Developed Markets ETF921943858ETF5,466$289.0K<0.1%+5,466New–
AMATApplied Materials IncStock1,433$290.0K<0.1%−2,052−58.9%ReducedHistory
KOCoca Cola CoStock4,037$292.0K<0.1%−38−0.9%ReducedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF1,909$294.0K<0.1%00.0%Unchanged–
CATCaterpillar IncStock754$295.0K<0.1%+27+3.7%AddedHistory
Carlyle Tactical Private Credit Fund143106508Com34,594$295.0K<0.1%+2,717+8.5%Added–

Sold out since Q2 2024 (34)

Positions held at the end of Q2 2024 that are gone from this filing.

Positions of Ethos Financial Group, LLC sold out since Q2 2024
SecurityClassShares in Q2 2024Value in Q2 2024% of portfolio in Q2 2024History
Invesco Exchange Traded FD T46137V746LARG CAP GRO ETF91,320$8.63M1.5%–
Ea Series Trust02072L722STRI US ENER ETF51,696$1.55M0.3%–
Pacer US Small Cap Cash Cows ETF69374H857ETF34,448$1.50M0.3%–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF11,936$956.0K0.2%–
Fidelity Comwlth Tr315912808NASDAQ COMPSIT10,673$746.0K0.1%–
KRKroger CoStock14,594$729.0K0.1%History
ProShares Tr74349Y837SHORT QQQ12,955$534.0K0.1%–
RCLRoyal Caribbean Cruises LtdCOM3,095$495.0K0.1%History
MLIMueller Industries IncCOM8,418$479.0K0.1%History
Vanguard Morningstar Growth ETF922908736ETF1,120$419.0K0.1%–
KEYSKeysight Technologies, Inc.Stock2,785$381.0K0.1%History
Glenmede Core Fixed Income378690309MF40,047$374.0K0.1%–
Delaware Investments Ult Rashort Instl245910500MF33,620$335.0K0.1%–
Invesco Pennsylvania MNC PL A00141W695MF32,082$330.0K0.1%–
JBHTHunt J B Transport Services IncCOM1,997$320.0K0.1%History
CRWDCrowdStrike Holdings, Inc.Stock816$313.0K0.1%History
AGCOAGCO CorpCOM3,184$312.0K0.1%History
DISWalt Disney CoStock2,670$265.0K<0.1%History
WisdomTree Tr97717W307US LARGECAP DIVD3,558$259.0K<0.1%–
Vanguard Index FDS922908660GRW INDEX ADML1,307$251.0K<0.1%–
Hartford Inflation Plus A416646156MF25,280$249.0K<0.1%–
Alpha Architect ETF Tr02072L300INTL QUAN MOMNTM8,650$239.0K<0.1%–
LRCXLam Research CorpCOM195$234.0K<0.1%History
GPCGenuine Parts CoStock1,520$223.0K<0.1%History
DWS High Income A25155T668MF50,916$221.0K<0.1%–
Vanguard Total Bond Market ETF921937835ETF3,058$220.0K<0.1%–
SNOWSnowflake Inc.Stock1,614$218.0K<0.1%History
KMBKimberly Clark CorpStock1,396$204.0K<0.1%History
SCHWSchwab Charles CorpStock2,765$204.0K<0.1%History
Advisors Inner Circle FD III00771X419GQG PRTN INSTL10,101$186.0K<0.1%–
DNAGinkgo Bioworks Holdings, Inc.CL A SHS312,000$104.0K<0.1%History
Flagstar Bank, National Association649445103COM12,000$39.0K<0.1%–
MLSSMilestone Scientific Inc.COM NEW17,500$12.0K<0.1%History
Lixte Biotechnology Hldgs IN539319111*W EXP 01/01/20242,105$3.00K<0.1%–