Skip to main content
Livermore
Livermore
ZHEN

Castle Wealth Management LLC

SEC CIK
0001936420
Latest filing
Jul 31, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 7, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
729
−3 vs. Q2 2022
Portfolio value
$164.8M
−$7.04M (−4.1%) vs. Q2 2022
Filed
Nov 7, 2022
SEC
Holdings of Castle Wealth Management LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
WisdomTree Tr97717Y527FLOATNG RAT TREA238,050$12.0M7.3%+70,208+41.8%Added–
iShares Core S&P Mid-Cap ETF464287507ETF48,050$10.5M6.4%−4,721−8.9%Reduced–
Schwab U.S. Large-Cap ETF808524201ETF244,247$10.3M6.3%−7,659−3.0%Reduced–
iShares Core S&P 500 ETF464287200ETF23,246$8.34M5.1%−1,996−7.9%Reduced–
Ssga Active ETF Tr78467V608ST STR BL LN ETF152,246$6.22M3.8%−33,057−17.8%Reduced–
iShares Core S&P Small Cap ETF464287804ETF59,401$5.18M3.1%+11,272+23.4%Added–
Vanguard Ftse Developed Markets ETF921943858ETF114,749$4.17M2.5%−17,028−12.9%Reduced–
Schwab Fundamental International Equity ETF808524755ETF164,540$4.14M2.5%+140,230+576.8%Added–
AAPLApple Inc.Stock29,229$4.04M2.5%−655−2.2%ReducedHistory
American Centy ETF Tr025072703INTL EQT ETF84,031$3.83M2.3%+28,345+50.9%Added–
Invesco QQQ Trust Series I46090E103ETF12,582$3.37M2.0%−1,130−8.2%Reduced–
First Tr Exchange Traded FD33741X102SMID RISNG ETF142,995$3.31M2.0%−42,854−23.1%Reduced–
American Centy ETF Tr025072877US SML CP VALU43,386$2.87M1.7%+992+2.3%Added–
Invesco Exch TRD SLF Idx FD46138J726RAFI STRG US ETF117,874$2.74M1.7%−114,634−49.3%Reduced–
iShares Core Dividend Growth ETF46434V621ETF59,253$2.63M1.6%+7,106+13.6%Added–
Pacer US Cash Cows 100 ETF69374H881ETF63,366$2.60M1.6%+9,395+17.4%Added–
iShares Russell 1000 Value ETF464287598ETF17,505$2.38M1.4%00.0%Unchanged–
Invesco Nasdaq 100 ETF46138G649ETF21,478$2.36M1.4%+219+1.0%Added–
iShares Tr464288562RESIDENTIAL MULT30,675$2.20M1.3%+1,146+3.9%Added–
RQICohen & Steers Quality Income Realty Fund IncCEF193,287$2.17M1.3%+104,023+116.5%AddedHistory
Pacer FDS Tr69374H766INDUSTRIAL RELET61,125$2.16M1.3%+3,418+5.9%Added–
MSFTMicrosoft CorpStock9,091$2.12M1.3%+337+3.8%AddedHistory
iShares Tr464288307MRGSTR MD CP GRW39,871$2.01M1.2%+4,064+11.3%Added–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF16,044$1.95M1.2%+10,461+187.4%Added–
AMZNAmazon Com IncStock16,186$1.83M1.1%+1,365+9.2%AddedHistory
iShares S&P 500 Value ETF464287408ETF13,123$1.69M1.0%−152−1.1%Reduced–
JNJJohnson & JohnsonStock9,806$1.60M1.0%+233+2.4%AddedHistory
First Tr Exchange-Traded FD33733B100WTR ETF21,608$1.55M0.9%+9,217+74.4%Added–
First Tr Exchange-Traded FD33738D309SENIOR LN FD35,141$1.55M0.9%+35,141New–
iShares Tr464287622RUS 1000 ETF7,440$1.47M0.9%00.0%Unchanged–
CVSCVS Health CorpStock13,587$1.30M0.8%−565−4.0%ReducedHistory
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX7,735$1.16M0.7%+4,643+150.2%Added–
GLDSPDR Gold TrustETF6,568$1.02M0.6%−1,746−21.0%ReducedHistory
JPMJPMorgan Chase & CoStock9,303$972.0K0.6%+758+8.9%AddedHistory
NEENextera Energy IncStock12,369$970.0K0.6%+1,800+17.0%AddedHistory
GOOGAlphabet Inc.Stock9,973$959.0K0.6%+133+1.4%AddedConverted for a 20-for-1 splitHistory
iShares Russell 1000 Growth ETF464287614ETF4,345$914.0K0.6%−82−1.9%Reduced–
Schwab U.S. Large-Cap Growth ETF808524300ETF16,024$894.0K0.5%+505+3.3%Added–
SPYSPDR S&P 500 ETF TrustETF2,481$890.0K0.5%−825−25.0%ReducedHistory
COSTCostco Wholesale CorpStock1,543$729.0K0.4%−29−1.8%ReducedHistory
ARCCAres Capital CorpCEF41,154$695.0K0.4%+22,774+123.9%AddedHistory
XOMExxonMobil Holdings CorpCOM7,818$683.0K0.4%−269−3.3%ReducedHistory
VVisa Inc.Stock3,679$654.0K0.4%+800+27.8%AddedHistory
PFEPfizer IncStock14,847$650.0K0.4%+16+0.1%AddedHistory
PGProcter & Gamble CoStock5,140$649.0K0.4%+390+8.2%AddedHistory
CSCOCisco Systems, Inc.Stock15,140$606.0K0.4%+2,778+22.5%AddedHistory
MCDMcDonalds CorpStock2,535$585.0K0.4%−20−0.8%ReducedHistory
Schwab U.S. Mid-Cap ETF808524508ETF9,542$578.0K0.4%−83−0.9%Reduced–
CVXChevron CorpStock3,924$564.0K0.3%+548+16.2%AddedHistory
GOOGLAlphabet Inc.Stock5,859$560.0K0.3%+979+20.1%AddedConverted for a 20-for-1 splitHistory
UNHUnitedHealth Group IncStock1,105$558.0K0.3%+601+119.2%AddedHistory
Schwab International Equity ETF808524805ETF19,717$555.0K0.3%+2,224+12.7%Added–
LOWLowes Companies IncStock2,916$548.0K0.3%+476+19.5%AddedHistory
TMOThermo Fisher Scientific Inc.Stock1,054$535.0K0.3%00.0%UnchangedHistory
WMTWalmart Inc.Stock4,059$526.0K0.3%+772+23.5%AddedHistory
iShares MSCI Eafe ETF464287465ETF9,265$519.0K0.3%−340−3.5%Reduced–
PEPPepsiCo IncStock3,035$496.0K0.3%+206+7.3%AddedHistory
TSLATesla, Inc.Stock1,866$495.0K0.3%+39+2.1%AddedConverted for a 3-for-1 splitHistory
iShares S&P 500 Growth ETF464287309ETF8,388$485.0K0.3%00.0%Unchanged–
MSMorgan StanleyStock5,927$468.0K0.3%+5,343+914.9%AddedHistory
iShares Tr464287630RUS 2000 VAL ETF3,512$453.0K0.3%00.0%Unchanged–
iShares Select Dividend ETF464287168ETF4,177$448.0K0.3%+513+14.0%Added–
EDConsolidated Edison IncStock5,190$445.0K0.3%+41+0.8%AddedHistory
Dimensional ETF Trust25434V724US MKTWIDE VALUE14,763$437.0K0.3%−3,970−21.2%Reduced–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF11,628$419.0K0.3%+8,763+305.9%Added–
CMCSAComcast CorpStock14,296$419.0K0.3%+1,589+12.5%AddedHistory
Schwab U.S. Small-Cap ETF808524607ETF11,064$418.0K0.3%−10,130−47.8%Reduced–
iShares Tr464288489INTL DEV RE ETF21,920$417.0K0.3%−61,915−73.9%Reduced–
INTCIntel CorpStock15,835$408.0K0.2%−698−4.2%ReducedHistory
Vanguard Information Technology ETF92204A702ETF1,319$406.0K0.2%+180+15.8%Added–
MRKMerck & Co., Inc.Stock4,420$384.0K0.2%−99−2.2%ReducedHistory
iShares Russell 2000 Growth ETF464287648ETF1,770$366.0K0.2%−180−9.2%Reduced–
Nushares ETF Tr67092P607NUVEEN ESG SMLCP11,185$359.0K0.2%−36,846−76.7%Reduced–
EMREmerson Electric CoStock4,857$356.0K0.2%+3,165+187.1%AddedHistory
iShares Tr46435G425ESG AWR MSCI USA4,441$353.0K0.2%−2,156−32.7%Reduced–
Invesco Exch TRD SLF Idx FD46138J775BLOO PRI PWR ETF5,795$349.0K0.2%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL5,938$343.0K0.2%00.0%Unchanged–
iShares Tr464287739U.S. REAL ES ETF4,150$338.0K0.2%00.0%Unchanged–
ITWIllinois Tool Works IncStock1,800$328.0K0.2%00.0%UnchangedHistory
iShares Russell Midcap ETF464287499ETF5,080$316.0K0.2%00.0%Unchanged–
CSXCSX CorpStock11,654$310.0K0.2%+8,556+276.2%AddedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF2,531$306.0K0.2%+503+24.8%Added–
Schwab US Dividend Equity ETF808524797ETF4,286$285.0K0.2%−112−2.5%Reduced–
Pacer US Small Cap Cash Cows ETF69374H857ETF8,526$277.0K0.2%+3,299+63.1%Added–
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF1,200$272.0K0.2%00.0%Unchanged–
METAMeta Platforms, Inc.Stock1,935$263.0K0.2%+60+3.2%AddedHistory
Vanguard Consumer Discretionary ETF92204A108ETF1,050$247.0K0.1%00.0%Unchanged–
KOCoca Cola CoStock4,351$246.0K0.1%+3+0.1%AddedHistory
NUENucor CorpCOM2,287$246.0K0.1%+637+38.6%AddedHistory
ADBEAdobe Inc.Stock882$243.0K0.1%−1−0.1%ReducedHistory
iShares Russell 2000 ETF464287655ETF1,460$241.0K0.1%−572−28.1%Reduced–
iShares Select U.S. REIT ETF464287564ETF4,410$237.0K0.1%00.0%Unchanged–
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF1,391$237.0K0.1%−197−12.4%Reduced–
Dimensional U.S. Targeted Value ETF25434V609ETF6,055$236.0K0.1%+2,778+84.8%Added–
NVDANVIDIA CorpStock1,849$224.0K0.1%+155+9.1%AddedHistory
HDHome Depot, Inc.Stock797$220.0K0.1%+1+0.1%AddedHistory
ABTAbbott LaboratoriesStock2,277$220.0K0.1%+10.0%AddedHistory
AMTAmerican Tower CorpREIT1,011$217.0K0.1%−10−1.0%ReducedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF5,015$216.0K0.1%00.0%Unchanged–
IBMInternational Business Machines CorpStock1,761$209.0K0.1%+5+0.3%AddedHistory

Sold out since Q2 2022 (48)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Castle Wealth Management LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
Dimensional ETF Trust25434V401US EQUI MARK ETF1,264$51.0K<0.1%–
ACXPAcurx Pharmaceuticals, Inc.COM13,000$49.0K<0.1%History
SICPSilvergate Capital CorpCL A740$38.0K<0.1%History
PCTYPaylocity Holding CorpCOM212$37.0K<0.1%History
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS325$32.0K<0.1%–
GBLGamco Investors, Inc. Et AlCL A COM1,500$31.0K<0.1%History
GSKGSK plcSPONSORED ADR644$28.0K<0.1%History
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH165$22.0K<0.1%–
WOOFPetco Health & Wellness Company, Inc.CL A COM1,500$22.0K<0.1%History
iShares Tr46435U382MSCI JP EQUL700$21.0K<0.1%–
Vanguard Emerging Markets Government Bond ETF921946885ETF303$19.0K<0.1%–
Vanguard Scottsdale FDS92206C714VNG RUS1000VAL150$10.0K<0.1%–
First Tr Exchange-Traded FD33734H106SHS250$10.0K<0.1%–
NUNu Holdings Ltd.ORD SHS CL A2,500$9.00K<0.1%History
CRTOCriteo S.A.SPONS ADS250$6.00K<0.1%History
Global X FDS37950E291GLOBX SUPDV US296$6.00K<0.1%–
Flexshares Tr33939L407MORNSTAR UPSTR130$5.00K<0.1%–
FiscalNote Holdings, Inc.G28553108CL A502$5.00K<0.1%–
Vanguard Intermediate-Term Bond ETF921937819ETF55$4.00K<0.1%–
MRVLMarvell Technology, Inc.COM101$4.00K<0.1%History
TEITempleton Emerging Markets Income FundCOM791$4.00K<0.1%History
WBAWalgreens Boots Alliance, Inc.COM100$4.00K<0.1%History
Vanguard Energy ETF92204A306ETF35$3.00K<0.1%–
RIVNRivian Automotive, Inc.Stock100$3.00K<0.1%History
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF34$3.00K<0.1%–
VanEck ETF Trust92189Y204GREEN METALS ETF115$3.00K<0.1%–
FDXFedEx CorpStock9$2.00K<0.1%History
SNNSmith & Nephew PLCSPDN ADR NEW88$2.00K<0.1%History
SANBanco Santander, S.A.ADR857$2.00K<0.1%History
CLVTClarivate PLCORD SHS145$2.00K<0.1%History
TSITCW Strategic Income Fund IncCOM500$2.00K<0.1%History
PAYXPaychex IncStock5$1.00K<0.1%History
DVDoubleVerify Holdings, Inc.COM50$1.00K<0.1%History
PUKPrudential PLCADR57$1.00K<0.1%History
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD10$1.00K<0.1%–
CGCCanopy Growth CorpCOM240$1.00K<0.1%History
Schwab US Aggregate Bond ETF808524839ETF5$00.0%–
SFIXStitch Fix, Inc.Stock100$00.0%History
PGENPrecigen, Inc.COM100$00.0%History
Dimensional ETF Trust25434V765INTL HIGH PROFIT18$00.0%–
AQBAquabounty Technologies IncCOM NEW1$00.0%History
Bitfarms Ltd Com09173B107Stock14$00.0%–
VanEck Vectors ETF Tr92189F817VIETNAM ETF3$00.0%–
OPAL Fuels Inc.G0R21B120UNIT 03/16/202825$00.0%–
BARKBark, Inc.COM100$00.0%History
Skylight Health Group Inc83086L205COM NEW950$00.0%–
HRTHireRight Holdings CorpCOM20$00.0%History
HIVEHIVE Digital Technologies Ltd.COM NEW5$00.0%History