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Livermore
Livermore
ZHEN

SageView Advisory Group, LLC

SEC CIK
0001914558
Latest filing
Aug 10, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 3, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
523
−20 vs. Q2 2023
Portfolio value
$1.75B
−$50.5M (−2.8%) vs. Q2 2023
Filed
Nov 3, 2023
SEC
Holdings of SageView Advisory Group, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
MODDModular Medical, Inc.COM NEW11,388$13.2K<0.1%00.0%UnchangedHistory
HUTHut 8 Corp.Common Stock30,652$59.8K<0.1%00.0%UnchangedHistory
EVFEaton Vance Senior Income TrustSH BEN INT11,500$67.8K<0.1%00.0%UnchangedHistory
PPTFranklin Premier Income TrustSH BEN INT25,159$84.3K<0.1%−19,262−43.4%ReducedHistory
FSCOFS Credit Opportunities Corp.COMMON STOCK20,191$109.4K<0.1%−1,081−5.1%ReducedHistory
Nuveen PFD & Incm Securties67072C105COM18,596$114.7K<0.1%+72+0.4%Added–
CNSLConsolidated Communications Holdings, Inc.COM34,898$119.4K<0.1%+700+2.0%AddedHistory
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK11,550$152.9K<0.1%+11,550NewHistory
CIONCION Investment CorpCOM16,746$177.0K<0.1%+54+0.3%AddedHistory
WUWestern Union COStock13,692$180.5K<0.1%−1,408−9.3%ReducedHistory
LCUTLifetime Brands, IncCOM32,535$183.2K<0.1%+1,450+4.7%AddedHistory
PKSTPeakstone Realty TrustCommon Stock11,612$193.2K<0.1%+1,254+12.1%AddedHistory
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB10,608$199.3K<0.1%+10,608New–
USFDUS Foods Holding Corp.COM5,038$200.0K<0.1%+214+4.4%AddedHistory
iShares Tr464287234MSCI EMG MKT ETF5,274$200.1K<0.1%+5,274New–
ISRGIntuitive Surgical IncCOM NEW685$200.2K<0.1%+22+3.3%AddedHistory
CSXCSX CorpStock6,516$200.4K<0.1%−156−2.3%ReducedHistory
Invesco Nasdaq 100 ETF46138G649ETF1,364$201.0K<0.1%+1,364New–
SPDR Series Trust78464A516ST INTL BBG ETF9,470$201.1K<0.1%+9,470New–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF8,960$201.8K<0.1%+34+0.4%Added–
iShares Tr464287630RUS 2000 VAL ETF1,495$202.6K<0.1%+2+0.1%Added–
ETF Managers Tr26924G201PRIME CYBR SCRTY3,931$202.8K<0.1%+3,931New–
Capital Group Growth ETF14020G101SHS CREAT UNIT8,305$203.5K<0.1%+8,305New–
IAUiShares Gold TrustETF5,898$206.4K<0.1%−1,248−17.5%ReducedHistory
Victory Portfolios II92647N535SHORT TRM BD ETF4,227$206.8K<0.1%−89−2.1%Reduced–
ALGNAlign Technology IncCOM690$210.7K<0.1%+30+4.5%AddedHistory
RIORio Tinto PLCADR3,442$219.1K<0.1%−127−3.6%ReducedHistory
WisdomTree Tr97717X578EM EX ST-OWNED8,216$219.1K<0.1%+906+12.4%Added–
Innovator U.S. Equity Buffer ETF - October45782C771ETF6,202$220.2K<0.1%00.0%Unchanged–
STZConstellation Brands, Inc.Stock880$221.2K<0.1%−36−3.9%ReducedHistory
HFWAHeritage Financial CorpCOM13,606$221.9K<0.1%+275+2.1%AddedHistory
SLBSLB LimitedStock3,810$222.1K<0.1%+3,810NewHistory
APOApollo Global Management, Inc.COM2,507$225.1K<0.1%+2,507NewHistory
Capital Grp Fixed Incm ETF T14020Y409SHORT DURATION9,014$225.7K<0.1%−665−6.9%Reduced–
BIIBBiogen Inc.COM879$225.9K<0.1%+72+8.9%AddedHistory
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF7,471$228.0K<0.1%−5,891−44.1%Reduced–
Vanguard Emerging Markets Government Bond ETF921946885ETF3,865$228.7K<0.1%−129−3.2%Reduced–
ARLPAlliance Resource Partners LPStock10,160$228.9K<0.1%−5,917−36.8%ReducedHistory
Schwab Intermediate-Term US Treasury ETF808524854ETF4,818$231.0K<0.1%−322−6.3%Reduced–
iShares Tr464287184CHINA LG-CAP ETF8,730$231.6K<0.1%+8,730New–
PRUPrudential Financial IncStock2,480$235.4K<0.1%+40+1.6%AddedHistory
iShares Tr46434V456MSCI INTL QUALTY7,016$235.8K<0.1%+248+3.7%Added–
FWRDForward Air CorpCOM3,437$236.3K<0.1%−32−0.9%ReducedHistory
Innovator ETFs Trust45782C664US EQTY BUF SEP7,038$236.9K<0.1%+7,038New–
MRSHMarsh & McLennan Companies, Inc.Stock1,247$237.4K<0.1%+100+8.7%AddedHistory
UNFUnifirst CorpCOM1,457$237.5K<0.1%+67+4.8%AddedHistory
iShares Tr464289859CORE 80 20 ETF3,745$237.8K<0.1%−176−4.5%Reduced–
SCHWSchwab Charles CorpStock4,348$238.7K<0.1%+44+1.0%AddedHistory
NVSNovartis AGADR2,349$239.3K<0.1%+11+0.5%AddedHistory
ADPAutomatic Data Processing IncStock997$239.8K<0.1%−1,978−66.5%ReducedHistory
LRCXLam Research CorpCOM385$241.3K<0.1%+11+2.9%AddedHistory
Innovator ETFs Trust45782C276GRWT100 PWR BUF4,756$241.6K<0.1%+4,756New–
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM31,492$241.9K<0.1%+13,314+73.2%AddedHistory
AUBAtlantic Union Bankshares CorpCOM8,441$242.9K<0.1%+205+2.5%AddedHistory
SWZTotal Return Securities FundCOM31,900$243.7K<0.1%00.0%UnchangedHistory
iShares Tr464287796U.S. ENERGY ETF5,158$244.6K<0.1%+5,158New–
NMFCNew Mountain Finance CorpCOM18,921$245.0K<0.1%00.0%UnchangedHistory
SWKSSkyworks Solutions, Inc.Stock2,487$245.2K<0.1%+12+0.5%AddedHistory
iShares Tr4642874407-10 YR TRSY BD2,684$245.9K<0.1%−228−7.8%Reduced–
iShares Tr464288760US AER DEF ETF2,327$246.6K<0.1%+79+3.5%Added–
INTUIntuit Inc.Stock487$248.8K<0.1%+15+3.2%AddedHistory
MSMorgan StanleyStock3,052$249.3K<0.1%+114+3.9%AddedHistory
HCAHCA Healthcare, Inc.COM1,014$249.4K<0.1%−4,651−82.1%ReducedHistory
ULUnilever PLCSPON ADR NEW5,103$252.1K<0.1%+56+1.1%AddedHistory
SSBSouthState Bank CorpCOM3,759$253.2K<0.1%+80+2.2%AddedHistory
CICigna GroupStock886$253.5K<0.1%+20+2.3%AddedHistory
VanEck ETF Trust92189H409HIGH YLD MUNIETF5,174$253.9K<0.1%+5,174New–
Innovator ETFs Trust45782C631INTERNATIONAL DV9,726$255.3K<0.1%−10,724−52.4%Reduced–
LGTYLogility Supply Chain Solutions, IncCL A22,324$255.8K<0.1%+365+1.7%AddedHistory
ABCBAmeris BancorpCOM6,671$256.1K<0.1%+239+3.7%AddedHistory
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL5,082$256.4K<0.1%00.0%Unchanged–
iShares Inc46434G889EMNG MKTS EQT6,279$256.8K<0.1%−494−7.3%Reduced–
Vanguard Mortgage-Backed Securities ETF92206C771ETF5,911$258.8K<0.1%+592+11.1%Added–
BKNGBooking Holdings Inc.Stock84$259.1K<0.1%−7−7.7%ReducedHistory
Vanguard Utilities ETF92204A876ETF2,040$260.2K<0.1%−162−7.4%Reduced–
SGENSeagen Inc.COM1,236$262.2K<0.1%00.0%UnchangedHistory
CTRECareTrust REIT, Inc.COM12,805$262.5K<0.1%+446+3.6%AddedHistory
ALBAlbemarle CorpStock1,552$263.9K<0.1%−32−2.0%ReducedHistory
Schwab U.S. Small-Cap ETF808524607ETF6,387$264.5K<0.1%−798−11.1%Reduced–
Alps ETF Tr00162Q478DISRUPTIVE TECH7,494$265.5K<0.1%−10−0.1%Reduced–
COLMColumbia Sportswear CoCOM3,623$268.5K<0.1%+85+2.4%AddedHistory
LCIILci IndustriesCOM2,289$268.8K<0.1%+22+1.0%AddedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR3,174$275.8K<0.1%+224+7.6%AddedHistory
WFCWells Fargo & CompanyStock6,750$275.8K<0.1%+231+3.5%AddedHistory
iShares Russell 1000 Value ETF464287598ETF1,824$276.9K<0.1%+378+26.1%Added–
BABAAlibaba Group Holding LtdADR3,203$277.8K<0.1%+3,203NewHistory
Innovator ETFs Trust45782C805US EQT ULTRA BF10,853$279.6K<0.1%−8,842−44.9%Reduced–
iShares Tr464287762US HLTHCARE ETF1,036$279.8K<0.1%−387−27.2%Reduced–
HOGHarley-Davidson, Inc.COM8,504$281.1K<0.1%00.0%UnchangedHistory
First Tr Exchng Traded FD VI33740F839FT VEST US EQT8,000$283.8K<0.1%−2,316−22.5%Reduced–
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX3,998$285.6K<0.1%−145−3.5%Reduced–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR5,775$287.0K<0.1%+30+0.5%Added–
iShares Tr46435U135CYBERSECURITY7,501$288.9K<0.1%+800+11.9%Added–
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF9,070$293.9K<0.1%+984+12.2%Added–
WEXWEX Inc.COM1,566$294.5K<0.1%+50+3.3%AddedHistory
ELVElevance Health, Inc.Stock677$296.7K<0.1%+136+25.1%AddedHistory
iShares Tr46435U853BROAD USD HIGH8,549$296.7K<0.1%−212−2.4%Reduced–
FHNFirst Horizon CorpCOM27,011$297.7K<0.1%−19,243−41.6%ReducedHistory
GENCGencor Industries IncCOM21,115$298.4K<0.1%+500+2.4%AddedHistory
APDAir Products & Chemicals, Inc.Stock1,054$298.6K<0.1%−78−6.9%ReducedHistory

Sold out since Q2 2023 (39)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of SageView Advisory Group, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Invesco QQQ Trust Series I46090E103ETF18,309$6.76M0.4%–
RTXRTX CorpStock10,939$1.07M0.1%History
SPDR Series Trust78468R101ST SHO TREAS ETF33,123$953.6K0.1%–
iShares Inc46434G764MSCI EMRG CHN17,914$931.2K0.1%–
PWRQuanta Services, Inc.COM4,587$901.1K0.1%History
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF11,591$870.2K<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - January45782C300ETF26,509$867.6K<0.1%–
EWEdwards Lifesciences CorpStock8,081$762.3K<0.1%History
Innovator ETFs Trust45782C425US EQT ULTRA BFR25,700$715.2K<0.1%–
AONAon plcCL A1,833$632.6K<0.1%History
EQIXEquinix IncCOM803$629.5K<0.1%History
ODFLOld Dominion Freight Line, Inc.COM1,473$544.7K<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP8,254$514.4K<0.1%History
TGTTarget CorpStock3,899$514.3K<0.1%History
Innovator ETFs Trust45782C375US EQT ULTRA BF14,945$449.2K<0.1%–
XIFRXPLR Infrastructure, LPCOM UNIT PART IN7,179$420.9K<0.1%History
Innovator ETFs Trust45782C599US SML CP PWR B15,210$411.9K<0.1%–
CBChubb LtdStock1,957$376.8K<0.1%History
iShares Tr46428743220 YR TR BD ETF3,527$363.1K<0.1%–
Innovator ETFs Trust45782C516EMRGNG MKT JAN12,531$355.6K<0.1%–
Innovator ETFs Trust45782C565US EQTY ULTRA BU9,783$300.9K<0.1%–
OSBCOld Second Bancorp IncCOM23,022$300.7K<0.1%History
Vanguard BD Index FDS921937793LONG TERM BOND3,842$287.8K<0.1%–
FTNTFortinet, Inc.Stock3,498$264.4K<0.1%History
Innovator ETFs Trust45782C417US EQTY PWR BUF8,095$249.2K<0.1%–
OXYOccidental Petroleum CorpStock4,192$246.5K<0.1%History
Innovator ETFs Trust45783Y301US EQUITY ACCELE8,265$239.3K<0.1%–
GGGGraco IncCOM2,649$228.7K<0.1%History
State Street SPDR S&P Regional Banking ETF78464A698ETF5,558$226.9K<0.1%–
Innovator ETFs Trust45782C466GRWT100 PWR BF5,636$225.6K<0.1%–
WBAWalgreens Boots Alliance, Inc.COM7,681$218.8K<0.1%History
MMM3M CoStock2,177$217.9K<0.1%History
Invesco Exchange Traded FD T46137V530NASDAQ INTERNT1,380$215.8K<0.1%–
SOSouthern CoStock3,017$212.0K<0.1%History
Vanguard Ftse All-World Ex-US Index Fund922042775ETF3,839$208.9K<0.1%–
Vanguard Information Technology ETF92204A702ETF465$205.8K<0.1%–
SPDR Series Trust78468R887ST STR R2K LOWV1,978$204.3K<0.1%–
GDGeneral Dynamics CorpStock946$203.6K<0.1%History
LYGLloyds Banking Group plcSPONSORED ADR10,101$22.2K<0.1%History