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Livermore
Livermore
ZHEN

Wealth Effects LLC

SEC CIK
0001907254
Latest filing
Aug 6, 2026

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed Apr 22, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
217
−10 vs. Q4 2023
Portfolio value
$271.1M
+$5.11M (+1.9%) vs. Q4 2023
Filed
Apr 22, 2024
SEC
Holdings of Wealth Effects LLC in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
HYZNHyzon Motors Inc.COMMON STOCK15,000$11.1K<0.1%00.0%UnchangedHistory
CURICuriosityStream Inc.COM CL A12,001$12.8K<0.1%+500+4.3%AddedHistory
CCLDCareCloud, Inc.COM12,932$15.0K<0.1%+12,932NewHistory
AKBAAkebia Therapeutics, Inc.COM27,000$49.4K<0.1%−2,500−8.5%ReducedHistory
HYFMHydrofarm Holdings Group, Inc.COM67,000$72.4K<0.1%00.0%UnchangedHistory
ICCCImmucell CorpCOM PAR15,417$81.7K<0.1%00.0%UnchangedHistory
VVRInvesco Senior Income TrustCOM21,705$92.9K<0.1%−4,960−18.6%ReducedHistory
BCSBarclays PLCADR10,000$94.5K<0.1%00.0%UnchangedHistory
ONDSOndas Inc.COM NEW142,500$138.3K0.1%−15,500−9.8%ReducedHistory
BYRNByrna Technologies Inc.COM NEW10,000$139.3K0.1%00.0%UnchangedHistory
CATXPerspective Therapeutics, Inc.COM117,500$139.8K0.1%−2,500−2.1%ReducedHistory
RXRXRecursion Pharmaceuticals, Inc.CL A15,000$149.6K0.1%+15,000NewHistory
ALTAltimmune, Inc.COM NEW14,700$149.6K0.1%+14,700NewHistory
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM18,822$157.2K0.1%00.0%UnchangedHistory
SCYXScynexis IncCOM NEW114,500$168.3K0.1%−3,000−2.6%ReducedHistory
ETEnergy Transfer LPCOM UT LTD PTN10,714$168.5K0.1%00.0%UnchangedHistory
STXSStereotaxis, Inc.COM NEW72,060$188.1K0.1%+2,500+3.6%AddedHistory
HAHawaiian Holdings IncCOM14,500$193.3K0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX10,500$196.7K0.1%00.0%Unchanged–
AXPAmerican Express CoStock880$200.4K0.1%+880NewHistory
PHParker-Hannifin CorpStock361$200.6K0.1%+361NewHistory
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF3,514$201.1K0.1%+3,514New–
iShares Tr464287622RUS 1000 ETF723$208.2K0.1%+723New–
GSGoldman Sachs Group IncStock500$208.8K0.1%+500NewHistory
First Tr Exchange Traded FD33734X143HLTH CARE ALPH1,940$212.6K0.1%+1+0.1%Added–
CSCOCisco Systems, Inc.Stock4,260$212.6K0.1%−711−14.3%ReducedHistory
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP3,272$215.0K0.1%−30−0.9%Reduced–
ACNAccenture plcStock625$216.6K0.1%−133−17.5%ReducedHistory
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF8,746$217.0K0.1%00.0%Unchanged–
Schwab U.S. Large-Cap Growth ETF808524300ETF2,353$218.2K0.1%+2,353New–
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM18,458$222.6K0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33734X184UTILITIES ALPH6,898$223.9K0.1%−200−2.8%Reduced–
DBDeutsche Bank AktiengesellschaftNAMEN AKT14,200$223.9K0.1%00.0%UnchangedHistory
CHICalamos Convertible Opportunities & Income FundSH BEN INT20,127$228.4K0.1%+41+0.2%AddedHistory
State Street Communication Services Select Sector SPDR ETF81369Y852ETF2,817$230.0K0.1%−1,619−36.5%Reduced–
MUJBlackRock Muniholdings New Jersey Quality Fund, Inc.COM19,820$230.5K0.1%−7,274−26.8%ReducedHistory
MSIMotorola Solutions, Inc.Stock650$230.7K0.1%00.0%UnchangedHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF887$231.3K0.1%−353−28.5%Reduced–
MELIMercadolibre IncCOM153$231.3K0.1%00.0%UnchangedHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF3,543$232.6K0.1%−679−16.1%Reduced–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF1,507$234.9K0.1%+17+1.1%Added–
State Street Health Care Select Sector SPDR ETF81369Y209ETF1,596$235.8K0.1%−946−37.2%Reduced–
iShares Tr464288760US AER DEF ETF1,849$243.9K0.1%+1,849New–
Alps ETF Tr00162Q205EQUAL SEC ETF2,120$250.1K0.1%−2,496−54.1%Reduced–
CICigna GroupStock689$250.2K0.1%−80−10.4%ReducedHistory
TGTXTG Therapeutics, Inc.COM16,500$251.0K0.1%+2,500+17.9%AddedHistory
STZConstellation Brands, Inc.Stock946$257.0K0.1%+30+3.3%AddedHistory
CRMSalesforce, Inc.Stock855$257.5K0.1%−30−3.4%ReducedHistory
Exchange Traded Concepts Tru301505707ROBO GLB ETF4,430$259.8K0.1%00.0%Unchanged–
Vanguard Whitehall FDS921946810INTL DVD ETF3,188$259.9K0.1%−1,330−29.4%Reduced–
AUTLAutolus Therapeutics plcSPON ADS41,000$261.6K0.1%−2,000−4.7%ReducedHistory
HMCHonda Motor Co LtdADR ECH CNV IN 37,073$263.3K0.1%−700−9.0%ReducedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF2,420$263.6K0.1%−253−9.5%Reduced–
MAMastercard IncStock548$263.9K0.1%−57−9.4%ReducedHistory
OXYOccidental Petroleum CorpStock4,107$266.9K0.1%+139+3.5%AddedHistory
WTRGEssential Utilities, Inc.COM7,223$267.6K0.1%−2,432−25.2%ReducedHistory
First Tr Exchange-Traded Alp33734Y109COM SHS2,957$275.7K0.1%00.0%Unchanged–
SEELSeelos Therapeutics, Inc.COM NEW466,660$275.8K0.1%+238,067+104.1%AddedHistory
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF4,945$278.9K0.1%00.0%Unchanged–
iShares Tr464288414NATIONAL MUN ETF2,622$282.1K0.1%−975−27.1%Reduced–
NFLXNetflix IncStock470$285.4K0.1%00.0%UnchangedHistory
iShares Tr46436E536US SML CP VALUE9,350$286.3K0.1%00.0%Unchanged–
IOTSamsara Inc.Stock7,650$289.1K0.1%+7,650NewHistory
BGRBlackRock Energy & Resources TrustCOM22,301$295.5K0.1%−2,500−10.1%ReducedHistory
GLBEGlobal-E Online Ltd.SHS8,150$296.3K0.1%+1,300+19.0%AddedHistory
Schwab US Dividend Equity ETF808524797ETF3,680$296.7K0.1%+95+2.6%Added–
CMICummins IncStock1,011$297.8K0.1%+1+0.1%AddedHistory
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT8,737$300.9K0.1%+20.0%Added–
TRVTravelers Companies, Inc.Stock1,321$304.1K0.1%−49−3.6%ReducedHistory
EPDEnterprise Products Partners L.P.Stock10,700$312.2K0.1%00.0%UnchangedHistory
DEDeere & CoStock765$314.2K0.1%−35−4.4%ReducedHistory
CSXCSX CorpStock8,646$320.5K0.1%−231−2.6%ReducedHistory
iShares Tr4642886613 7 YR TREAS BD2,785$322.5K0.1%−1,121−28.7%Reduced–
LMTLockheed Martin CorpStock711$323.4K0.1%−31−4.2%ReducedHistory
TJXTJX Companies IncStock3,237$328.3K0.1%−218−6.3%ReducedHistory
TSCOTractor Supply CoCOM1,265$331.1K0.1%00.0%UnchangedHistory
Vanguard Dividend Appreciation ETF921908844ETF1,819$332.2K0.1%−2,865−61.2%Reduced–
State Street Technology Select Sector SPDR ETF81369Y803ETF1,611$335.5K0.1%−804−33.3%Reduced–
CBChubb LtdStock1,305$338.1K0.1%−40−3.0%ReducedHistory
AIGAmerican International Group, Inc.Stock4,361$340.9K0.1%−250−5.4%ReducedHistory
HONHoneywell International IncCOM1,675$343.7K0.1%−333−16.6%ReducedHistory
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM16,500$347.0K0.1%−2,500−13.2%ReducedHistory
IBRXImmunityBio, Inc.COM65,500$351.7K0.1%+6,000+10.1%AddedHistory
CHDChurch & Dwight Co IncCOM3,432$358.0K0.1%+2+0.1%AddedHistory
DHRDanaher CorpStock1,442$360.2K0.1%−59−3.9%ReducedHistory
GEGeneral Electric CoCOM2,086$366.2K0.1%+2,086NewHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF8,771$369.4K0.1%−2,247−20.4%Reduced–
MCDMcDonalds CorpStock1,343$378.7K0.1%−25−1.8%ReducedHistory
DLHCDLH Holdings Corp.COM28,833$382.6K0.1%−13,867−32.5%ReducedHistory
ZTSZoetis Inc.Stock2,267$383.7K0.1%00.0%UnchangedHistory
PCYOPure Cycle CorpCOM NEW40,600$385.7K0.1%−1,500−3.6%ReducedHistory
JMIAJumia Technologies AGSPONSORED ADS77,110$394.8K0.1%+2,960+4.0%AddedHistory
Vanguard Star FDS921909768VG TL INTL STK F6,593$397.6K0.1%+22+0.3%Added–
Vanguard Utilities ETF92204A876ETF2,877$410.2K0.2%00.0%Unchanged–
GLPGlobal Partners LPCOM UNITS9,345$414.7K0.2%−420−4.3%ReducedHistory
Vanguard Total Bond Market ETF921937835ETF5,730$416.2K0.2%+498+9.5%Added–
STTState Street CorpCOM5,554$429.4K0.2%00.0%UnchangedHistory
FSLYFastly, Inc.CL A33,681$436.8K0.2%−2,750−7.5%ReducedHistory
Vanguard High Dividend Yield Index ETF921946406ETF3,621$438.1K0.2%+221+6.5%Added–
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM54,170$442.0K0.2%+313+0.6%AddedHistory

Sold out since Q4 2023 (24)

Positions held at the end of Q4 2023 that are gone from this filing.

Positions of Wealth Effects LLC sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
ADBEAdobe Inc.Stock10,532$6.28M2.4%History
MPCMarathon Petroleum CorpStock23,500$3.49M1.3%History
Graniteshares ETF Tr38747R7021.25X LNG TESLA42,076$463.3K0.2%–
VLOValero Energy CorpStock3,286$427.1K0.2%History
EDConsolidated Edison IncStock4,393$399.7K0.2%History
IRDMIridium Communications Inc.COM7,500$308.7K0.1%History
iShares Tr464287721U.S. TECH ETF2,430$298.3K0.1%–
GEGeneral Electric CoStock2,091$266.9K0.1%History
WFCWells Fargo & CompanyStock5,243$258.1K0.1%History
New York Life Investments Et45409B560FTSE INTL EQTY C10,110$251.4K0.1%–
HOLXHologic IncCOM3,500$250.1K0.1%History
TTTrane Technologies plcSHS979$238.8K0.1%History
iShares S&P 100 ETF464287101ETF1,048$234.2K0.1%–
ROKURoku, IncCOM CL A2,425$222.3K0.1%History
PDPagerDuty, Inc.COM9,225$213.6K0.1%History
UNPUnion Pacific CorpStock866$212.7K0.1%History
TDToronto Dominion BankStock3,258$210.5K0.1%History
ZBHZimmer Biomet Holdings, Inc.Stock1,687$205.3K0.1%History
UPSUnited Parcel Service IncStock1,300$204.4K0.1%History
NXJNuveen New Jersey Quality Municipal Income FundCOM15,106$177.9K0.1%History
VTRSViatris IncStock10,455$113.2K<0.1%History
SOFISoFi Technologies, Inc.Stock10,300$102.5K<0.1%History
BFXBowflex Inc.COM57,000$43.9K<0.1%History
LPCNLipocine Inc.COM NEW14,639$40.8K<0.1%History