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Livermore
Livermore
ZHEN

Knott David M Jr

SEC CIK
0001892770
Latest filing
Aug 12, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 16, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
140
+8 vs. Q4 2021
Portfolio value
$291.4M
+$26.9M (+10.2%) vs. Q4 2021
Filed
May 16, 2022
SEC
Holdings of Knott David M Jr in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
CLMTCalumet, Inc.UT LTD PARTNER4,392,500$59.8M20.5%+440,500+11.1%AddedHistory
GOOGAlphabet Inc.Stock5,600$15.6M5.4%00.0%UnchangedHistory
APOApollo Global Management, Inc.COM250,000$15.5M5.3%00.0%UnchangedHistory
DCGODocGo Inc.COM1,400,000$12.9M4.4%+329,855+30.8%AddedHistory
LGNDLigand Pharmaceuticals IncCOM NEW115,000$12.9M4.4%+40,000+53.3%AddedHistory
FTAIFTAI Aviation Ltd.COM REP LTD LIAB497,700$12.8M4.4%00.0%UnchangedHistory
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK597,272$8.35M2.9%00.0%UnchangedHistory
PFEPfizer IncStock143,500$7.43M2.5%+39,000+37.3%AddedHistory
VXXBarclays Bank PLCETF250,000$6.42M2.2%+250,000NewHistory
KWKennedy-Wilson Holdings, Inc.COM210,000$5.12M1.8%00.0%UnchangedHistory
MDWTMidwest Holding Inc.COM NEW293,937$4.92M1.7%+50,000+20.5%AddedHistory
Twelve Seas Investment Co. II90118T106COM CL A500,000$4.88M1.7%−15,000−2.9%Reduced–
Glass Houses Acquisition Cor37714P103CLASS A COM500,000$4.88M1.7%00.0%Unchanged–
MITAColiseum Acquisition Corp.CLASS A ORD SHS500,000$4.85M1.7%−484,835−49.2%ReducedHistory
VRTXVertex Pharmaceuticals IncStock17,000$4.44M1.5%00.0%UnchangedHistory
JNJJohnson & JohnsonStock24,800$4.39M1.5%+20,800+520.0%AddedHistory
FSKFS KKR Capital CorpCOM188,575$4.30M1.5%−5,750−3.0%ReducedHistory
EBCEastern Bankshares, Inc.COM190,000$4.09M1.4%00.0%UnchangedHistory
Live Oak Mobility Acquisi Co538126103COM CL A360,152$3.53M1.2%00.0%Unchanged–
HZNPHorizon Therapeutics Public Ltd CoSHS33,490$3.52M1.2%+14,490+76.3%AddedHistory
UPLDUpland Software, Inc.COM200,000$3.52M1.2%00.0%UnchangedHistory
JAZZJazz Pharmaceuticals plcSHS USD22,411$3.49M1.2%−1,000−4.3%ReducedHistory
INCYIncyte CorpCOM43,820$3.48M1.2%+1,000+2.3%AddedHistory
B Riley Prin 250 Merger Corp05602L104CLASS A COM350,000$3.41M1.2%00.0%Unchanged–
ABBVAbbVie Inc.Stock20,037$3.25M1.1%+10,037+100.4%AddedHistory
KAIRKairos Acquisition Corp.CL A SHS330,963$3.25M1.1%−14,500−4.2%ReducedHistory
EIGREiger BioPharmaceuticals, Inc.COM389,292$3.23M1.1%+71,800+22.6%AddedHistory
BMYBristol Myers Squibb CoStock42,409$3.10M1.1%00.0%UnchangedHistory
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT45,000$2.98M1.0%+45,000NewHistory
KKRKKR & Co. Inc.COM50,000$2.92M1.0%00.0%UnchangedHistory
REGNRegeneron Pharmaceuticals, Inc.COM4,000$2.79M1.0%−2,000−33.3%ReducedHistory
JPMJPMorgan Chase & CoStock20,220$2.76M0.9%+7,300+56.5%AddedHistory
CTICCti Biopharma CorpCOM556,687$2.60M0.9%+335,608+151.8%AddedHistory
ABAlliancebernstein Holding L.P.UNIT LTD PARTN50,500$2.38M0.8%00.0%UnchangedHistory
RHPRyman Hospitality Properties, Inc.COM24,400$2.26M0.8%+12,000+96.8%AddedHistory
INVAInnoviva, Inc.COM115,269$2.23M0.8%00.0%UnchangedHistory
BBIOBridgeBio Pharma, Inc.COM200,893$2.04M0.7%+200,893NewHistory
XENEXenon Pharmaceuticals Inc.COM66,500$2.03M0.7%−19,988−23.1%ReducedHistory
MRKMerck & Co., Inc.Stock24,500$2.01M0.7%+23,200+1,784.6%AddedHistory
Tastemaker Acquisition Corp876545104COM CL A200,000$1.98M0.7%00.0%Unchanged–
Medicus Science Acquisition, Corp.G59605108Common200,000$1.96M0.7%00.0%Unchanged–
SRRASierra Oncology, Inc.COM NEW55,758$1.79M0.6%+55,758NewHistory
Vulcan Infrastructure & Power Inc.39531G100CLASS A COM185,060$1.59M0.5%00.0%Unchanged–
Radius Health, Inc.750469207COM NEW178,218$1.57M0.5%+178,218New–
CHRSCoherus Oncology, Inc.COM117,555$1.52M0.5%+15,000+14.6%AddedHistory
AVDLAvadel Pharmaceuticals PLCSPONSORED ADR207,663$1.42M0.5%−50,535−19.6%ReducedHistory
SDIGStronghold Digital Mining, Inc.CLASS A COM199,322$1.17M0.4%−200,003−50.1%ReducedHistory
AUPHAurinia Pharmaceuticals Inc.COM80,694$999.0K0.3%+80,694NewHistory
WPCW. P. Carey Inc.COM12,000$970.0K0.3%+6,000+100.0%AddedHistory
PCYOPure Cycle CorpCOM NEW80,000$962.0K0.3%+80,000NewHistory
BHVNBiohaven Ltd.COM7,851$931.0K0.3%+7,851NewHistory
CCOICogent Communications Holdings, Inc.COM NEW14,000$929.0K0.3%+14,000NewHistory
VZVerizon Communications IncStock17,991$917.0K0.3%+1,000+5.9%AddedHistory
MDLZMondelez International, Inc.Stock14,000$879.0K0.3%−1,000−6.7%ReducedHistory
DDDuPont de Nemours, Inc.COM11,136$820.0K0.3%−512−4.4%ReducedHistory
Colombier Acquisition Corp19533H108CL A80,000$774.0K0.3%00.0%Unchanged–
LQDALiquidia CorpCOM NEW107,260$770.0K0.3%+32,922+44.3%AddedHistory
GMEDGlobus Medical IncStock10,331$762.0K0.3%+5,700+123.1%AddedHistory
FNBFNB CorpCOM59,485$741.0K0.3%+50,580+568.0%AddedHistory
KMBKimberly Clark CorpStock6,000$739.0K0.3%00.0%UnchangedHistory
DOWDow Inc.Stock11,136$710.0K0.2%−512−4.4%ReducedHistory
VKTXViking Therapeutics, Inc.COM228,102$684.0K0.2%+20,000+9.6%AddedHistory
CTVACorteva, Inc.Stock11,563$664.0K0.2%00.0%UnchangedHistory
LGVLongview Acquisition Corp. IICOM CL A63,900$624.0K0.2%00.0%UnchangedHistory
UTHRUnited Therapeutics CorpCOM3,383$607.0K0.2%00.0%UnchangedHistory
KOCoca Cola CoStock9,600$595.0K0.2%−2,000−17.2%ReducedHistory
HVBCHV Bancorp, Inc.COM25,000$543.0K0.2%+25,000NewHistory
IOVAIovance Biotherapeutics, Inc.COM30,614$510.0K0.2%+10,594+52.9%AddedHistory
CDTXCidara Therapeutics, Inc.COM579,154$482.0K0.2%+150,258+35.0%AddedHistory
TAT&T Inc.Stock20,000$473.0K0.2%00.0%UnchangedHistory
MSFTMicrosoft CorpStock1,400$431.0K0.1%00.0%UnchangedHistory
VLYValley National BancorpCOM32,000$417.0K0.1%+22,400+233.3%AddedHistory
BRSLBrightstar Lottery PLCSHS USD16,500$407.0K0.1%+9,000+120.0%AddedHistory
CNQCanadian Natural Resources LtdCOM6,400$397.0K0.1%−6,400−50.0%ReducedHistory
PBCTPeople's United Financial, Inc.COM19,500$390.0K0.1%+18,000+1,200.0%AddedHistory
AAPLApple Inc.Stock2,100$367.0K0.1%00.0%UnchangedHistory
Ibere PharmaceuticalsG46843101SHS CL A36,000$353.0K0.1%00.0%Unchanged–
CAGConagra Brands Inc.Stock10,000$336.0K0.1%00.0%UnchangedHistory
ADMAAdma Biologics, Inc.COM152,301$279.0K0.1%00.0%UnchangedHistory
MGTXMeiraGTx Holdings plcCOM20,000$277.0K0.1%+20,000NewHistory
RYRoyal Bank of CanadaStock2,500$276.0K0.1%+2,500NewHistory
Warrior Technologies Acqui C936273101COM CL A25,000$247.0K0.1%00.0%Unchanged–
MTBM&T Bank CorpCOM1,199$203.0K0.1%+1,199NewHistory
LWLamb Weston Holdings, Inc.Stock3,333$200.0K0.1%+3,333NewHistory
iShares Core S&P 500 ETF464287200ETF429$195.0K0.1%+429New–
NEMNEWMONT CorpStock2,000$159.0K0.1%+2,000NewHistory
LEGHLegacy Housing CorpCOM6,500$140.0K<0.1%−2,500−27.8%ReducedHistory
FSBWFS Bancorp, Inc.COM4,380$136.0K<0.1%−1,460−25.0%ReducedHistory
NWBINorthwest Bancshares, Inc.COM10,000$135.0K<0.1%+10,000NewHistory
KHCKraft Heinz CoStock3,065$120.0K<0.1%00.0%UnchangedHistory
MDTMedtronic plcStock1,050$116.0K<0.1%00.0%UnchangedHistory
SPYSPDR S&P 500 ETF TrustETF250$113.0K<0.1%+250NewHistory
TTETotalEnergies SESPONSORED ADS2,100$106.0K<0.1%00.0%UnchangedHistory
SSBSouthState Bank CorpCOM1,068$88.0K<0.1%−534−33.3%ReducedHistory
LLYEli Lilly & CoStock300$86.0K<0.1%00.0%UnchangedHistory
OGNOrganon & Co.Stock2,450$86.0K<0.1%+2,370+2,962.5%AddedHistory
ETTXEntasis Therapeutics Holdings Inc.COM41,700$78.0K<0.1%+41,700NewHistory
OXYOccidental Petroleum CorpStock1,273$72.0K<0.1%00.0%UnchangedHistory
State Street SPDR S&P Biotech ETF78464A870ETF800$72.0K<0.1%00.0%Unchanged–
TGNATegna IncCOM3,000$67.0K<0.1%+3,000NewHistory

Sold out since Q4 2021 (23)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of Knott David M Jr sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
ZGNXZogenix, Inc.COM NEW134,688$2.19M0.8%History
DNMRDanimer Scientific, Inc.COM CL A200,000$1.70M0.6%History
Roth CH Acquisition III Co77867Q102COM100,000$992.0K0.4%–
TGTXTG Therapeutics, Inc.COM33,592$638.0K0.2%History
MRNSMarinus Pharmaceuticals, Inc.COM NEW46,697$555.0K0.2%History
LKFTLakefront Biotherapeutics NVSPON ADR7,000$386.0K0.1%History
METAMeta Platforms, Inc.Stock990$333.0K0.1%History
Aslan Pharmaceuticals Ltd04522R101ADS230,251$258.0K0.1%–
QUREuniQure N.V.SHS6,766$140.0K0.1%History
RLMDRelmada Therapeutics, Inc.COM6,000$135.0K0.1%History
PSTXPoseida Therapeutics, Inc.COM19,566$133.0K0.1%History
JMIAJumia Technologies AGSPONSORED ADS9,800$112.0K<0.1%History
Independence Holdings CorpG4761A101CLASS A ORD SHS9,500$92.0K<0.1%–
Sailpoint Technologies Holdings, Inc.78781P105COM1,700$82.0K<0.1%–
TMUST-Mobile US, Inc.Stock700$81.0K<0.1%History
TIGRUP Fintech Holding LtdSPONSORED ADS13,736$67.0K<0.1%History
ZYMEZymeworks Inc.COM4,000$66.0K<0.1%History
PRTSCarParts.com, Inc.COM3,700$41.0K<0.1%History
Macquire Infrastructure Corp556088105Common11,350$41.0K<0.1%–
GEGeneral Electric CoCOM300$28.0K<0.1%History
Roth CH Acquisition III Co77867Q110*W EXP 02/26/20225,000–––
Doma Holdings IN25703A112EQUITY WRT83,333–––
Independence Holdings CorpG4761A127*W EXP 03/31/2021,900–––