Herold Advisors, Inc.
- SEC CIK
- 0001891713
- Latest filing
- Jul 22, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 3, 2021. Long positions only.
- Positions
- 710
- No filing for Q2 2021
- Portfolio value
- $257.0M
- No filing for Q2 2021
Herold Advisors, Inc. did not file a 13F for Q2 2021, so these holdings cannot be compared with the previous quarter and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| LUMNLumen Technologies, Inc. | Stock | 150 | $1.00K | <0.1% | – | – | History |
| EVLVEvolv Technologies Holdings, Inc. | COM CL A | 200 | $1.00K | <0.1% | – | – | History |
| LPTHLightpath Technologies Inc | COM CL A | 900 | $1.00K | <0.1% | – | – | History |
| APPHAppHarvest, Inc. | COM | 200 | $1.00K | <0.1% | – | – | History |
| CEMClearBridge MLP & Midstream Fund Inc. | COM | 50 | $1.00K | <0.1% | – | – | History |
| CFMSConformis Inc | COM | 1,000 | $1.00K | <0.1% | – | – | History |
| HAHawaiian Holdings Inc | COM | 78 | $1.00K | <0.1% | – | – | History |
| Pershing Square Tontine Hldg71531R117 | *W EXP 07/24/202 | 1,111 | $1.00K | <0.1% | – | – | – |
| ACHRArcher Aviation Inc. | Stock | 300 | $2.00K | <0.1% | – | – | History |
| GPCGenuine Parts Co | Stock | 20 | $2.00K | <0.1% | – | – | History |
| RITMRithm Capital Corp. | REIT | 200 | $2.00K | <0.1% | – | – | History |
| First Tr Exchange Traded FD33738R118 | NASD TECH DIV | 50 | $2.00K | <0.1% | – | – | – |
| DHCDiversified Healthcare Trust | COM SH BEN INT | 750 | $2.00K | <0.1% | – | – | History |
| NRDYNerdy Inc. | CL A COM | 250 | $2.00K | <0.1% | – | – | History |
| CLIRClearSign Technologies Corp | COM | 1,000 | $2.00K | <0.1% | – | – | History |
| VTLEVital Energy, Inc. | COM | 25 | $2.00K | <0.1% | – | – | History |
| MROMarathon Oil Corp | COM | 200 | $2.00K | <0.1% | – | – | History |
| SPCEVirgin Galactic Holdings, Inc | COM | 100 | $2.00K | <0.1% | – | – | History |
| CCChemours Co | Stock | 120 | $3.00K | <0.1% | – | – | History |
| JAZZJazz Pharmaceuticals plc | SHS USD | 25 | $3.00K | <0.1% | – | – | History |
| VSXYVictoria's Secret & Co. | COMMON STOCK | 66 | $3.00K | <0.1% | – | – | History |
| CODACoda Octopus Group, Inc. | COM NEW | 358 | $3.00K | <0.1% | – | – | History |
| MNKDMannkind Corp | COM NEW | 900 | $3.00K | <0.1% | – | – | History |
| NKLANikola Corp | COM | 350 | $3.00K | <0.1% | – | – | History |
| SJTSan Juan Basin Royalty Trust | UNIT BEN INT | 600 | $3.00K | <0.1% | – | – | History |
| TUPTupperware Brands Corp | COM | 150 | $3.00K | <0.1% | – | – | History |
| WWWW International, Inc. | COM | 200 | $3.00K | <0.1% | – | – | History |
| XELXcel Energy Inc | Stock | 79 | $4.00K | <0.1% | – | – | History |
| WFCWells Fargo & Company | Stock | 100 | $4.00K | <0.1% | – | – | History |
| SHOPShopify Inc. | Stock | 3 | $4.00K | <0.1% | – | – | History |
| FLRFluor Corp | Stock | 300 | $4.00K | <0.1% | – | – | History |
| SANBanco Santander, S.A. | ADR | 1,260 | $4.00K | <0.1% | – | – | History |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 100 | $4.00K | <0.1% | – | – | – |
| iShares Tr46434V449 | MSCI INTL MOMENT | 115 | $4.00K | <0.1% | – | – | – |
| BMBLBumble Inc. | COM CL A | 100 | $4.00K | <0.1% | – | – | History |
| VTEXVtex | SHS CL A | 200 | $4.00K | <0.1% | – | – | History |
| AMRNAmarin Corp PLC | SPONS ADR NEW | 800 | $4.00K | <0.1% | – | – | History |
| XUnited States Steel Corp | COM | 200 | $4.00K | <0.1% | – | – | History |
| ALCAlcon Inc | Stock | 72 | $5.00K | <0.1% | – | – | History |
| Occidental Pete Corp WT Exp 080327674599162 | Stock | 483 | $5.00K | <0.1% | – | – | – |
| PIIPolaris Inc. | Stock | 50 | $5.00K | <0.1% | – | – | History |
| LCIDLucid Group, Inc. | COM | 200 | $5.00K | <0.1% | – | – | History |
| OHIOmega Healthcare Investors Inc | COM | 200 | $5.00K | <0.1% | – | – | History |
| Flexshares Tr33939L787 | GLB QLT R/E IDX | 77 | $5.00K | <0.1% | – | – | – |
| MATMattel Inc | COM | 300 | $5.00K | <0.1% | – | – | History |
| DNPDNP Select Income Fund Inc | COM | 500 | $5.00K | <0.1% | – | – | History |
| First Tr Exch Traded FD III33739P301 | MUNI HI INCM ETF | 100 | $5.00K | <0.1% | – | – | – |
| PHKPIMCO High Income Fund | COM SHS | 800 | $5.00K | <0.1% | – | – | History |
| TPRTapestry, Inc. | COM | 136 | $5.00K | <0.1% | – | – | History |
| IRIngersoll Rand Inc. | COM | 100 | $5.00K | <0.1% | – | – | History |
| BBBLACKBERRY Ltd | COM | 600 | $5.00K | <0.1% | – | – | History |
| J P Morgan Exchange-Traded F46641Q738 | BETBULD MSCI | 60 | $5.00K | <0.1% | – | – | – |
| LBAILakeland Bancorp Inc | COM | 300 | $5.00K | <0.1% | – | – | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 58 | $6.00K | <0.1% | – | – | – |
| HALHalliburton Co | Stock | 300 | $6.00K | <0.1% | – | – | History |
| New York Life Investments Et45409B800 | MERGE ARBIT ETF | 200 | $6.00K | <0.1% | – | – | – |
| First Tr Exchange-Traded FD33737A108 | NASDQ CLN EDGE | 70 | $6.00K | <0.1% | – | – | – |
| OPENOpendoor Technologies Inc. | COM | 300 | $6.00K | <0.1% | – | – | History |
| SONOSonos Inc | COM | 200 | $6.00K | <0.1% | – | – | History |
| Global X FDS37954Y673 | US INFR DEV ETF | 260 | $6.00K | <0.1% | – | – | – |
| Cambria ETF Tr132061862 | TAIL RISK | 350 | $6.00K | <0.1% | – | – | – |
| J P Morgan Exchange Traded F46641Q753 | US VALUE FACTR | 195 | $6.00K | <0.1% | – | – | – |
| Invesco Exch Traded FD Tr II46138G631 | NASDAQNXTGEN100 | 200 | $6.00K | <0.1% | – | – | – |
| WisdomTree Tr97717X511 | YIELD ENHANCD US | 125 | $6.00K | <0.1% | – | – | – |
| TDOCTeladoc Health, Inc. | COM | 50 | $6.00K | <0.1% | – | – | History |
| CGCCanopy Growth Corp | COM | 450 | $6.00K | <0.1% | – | – | History |
| DMTKDermTech, Inc. | COM | 200 | $6.00K | <0.1% | – | – | History |
| FCELFuelcell Energy Inc | COM | 900 | $6.00K | <0.1% | – | – | History |
| SENSSenseonics Holdings, Inc. | COM | 2,000 | $6.00K | <0.1% | – | – | History |
| SIRISirius XM Holdings Inc. | COM | 1,000 | $6.00K | <0.1% | – | – | History |
| SBUXStarbucks Corp | Stock | 69 | $7.00K | <0.1% | – | – | History |
| GDGeneral Dynamics Corp | Stock | 38 | $7.00K | <0.1% | – | – | History |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 100 | $7.00K | <0.1% | – | – | – |
| PLUGPlug Power Inc | Stock | 300 | $7.00K | <0.1% | – | – | History |
| AGNCAGNC Investment Corp. | REIT | 500 | $7.00K | <0.1% | – | – | History |
| SPDR Series Trust78468R721 | STATE STREET SPD | 143 | $7.00K | <0.1% | – | – | – |
| RWTRedwood Trust Inc | COM | 619 | $7.00K | <0.1% | – | – | History |
| SPDR Index Shs FDS78463X772 | ST S&P INTL ETF | 200 | $7.00K | <0.1% | – | – | – |
| BMRNBiomarin Pharmaceutical Inc | COM | 100 | $7.00K | <0.1% | – | – | History |
| GUTGabelli Utility Trust | COM | 1,000 | $7.00K | <0.1% | – | – | History |
| LVSLas Vegas Sands Corp | COM | 200 | $7.00K | <0.1% | – | – | History |
| Listed FD Tr53656F847 | CORE ALT FD | 250 | $7.00K | <0.1% | – | – | – |
| SNFIStark Novus Financial Inc. | COM CL A | 1,000 | $7.00K | <0.1% | – | – | History |
| Nuveen Enhanced Mun Value FD67074M101 | COM | 500 | $7.00K | <0.1% | – | – | – |
| WisdomTree Tr97717Y717 | GROWTH LEADERS | 165 | $7.00K | <0.1% | – | – | – |
| Amplify Blockchain Technology ETF032108607 | ETF | 200 | $8.00K | <0.1% | – | – | – |
| BHCBausch Health Companies Inc. | Stock | 300 | $8.00K | <0.1% | – | – | History |
| MGMMGM Resorts International | Stock | 200 | $8.00K | <0.1% | – | – | History |
| APAAPA Corp | Stock | 400 | $8.00K | <0.1% | – | – | History |
| MAINMain Street Capital CORP | CEF | 200 | $8.00K | <0.1% | – | – | History |
| Cambria ETF Tr132061300 | CAMBRIA FGN SHR | 310 | $8.00K | <0.1% | – | – | – |
| VanEck ETF Trust92189H607 | OIL SERVICES ETF | 44 | $8.00K | <0.1% | – | – | – |
| SKTTanger Inc. | COM | 500 | $8.00K | <0.1% | – | – | History |
| MFCManulife Financial Corp | COM | 436 | $8.00K | <0.1% | – | – | History |
| TPBTurning Point Brands, Inc. | COM | 180 | $8.00K | <0.1% | – | – | History |
| DHIHorton D R Inc | COM | 100 | $8.00K | <0.1% | – | – | History |
| Invesco Exchange Traded FD T46137V738 | LARGE CAP VALUE | 194 | $8.00K | <0.1% | – | – | – |
| RCLRoyal Caribbean Cruises Ltd | COM | 100 | $8.00K | <0.1% | – | – | History |
| BNY Mellon ETF Trust09661T404 | INTERNATIONL EQT | 115 | $8.00K | <0.1% | – | – | – |
| ARK Blockchain & Fintech Innovation ETF00214Q708 | ETF | 200 | $9.00K | <0.1% | – | – | – |