Cowen Prime Advisors LLC
- SEC CIK
- 0001875920
- Latest filing
- Jul 31, 2023
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 2, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 170
- +3 vs. Q2 2021
- Portfolio value
- $268.8M
- −$6.89M (−2.5%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| PDFSPDF Solutions Inc | COM | 1,937,728 | $44.6M | 16.6% | +48,200+2.6% | Added | History |
| ASPNAspen Aerogels Inc | COM | 376,750 | $17.3M | 6.4% | −82,450−18.0% | Reduced | History |
| Vonage Holdings Corp92886T201 | COM | 936,500 | $15.1M | 5.6% | −9,700−1.0% | Reduced | – |
| FRGFranchise Group, Inc. | COM | 370,500 | $13.1M | 4.9% | +59,250+19.0% | Added | History |
| QUOTQuotient Technology Inc. | COM | 2,095,800 | $12.2M | 4.5% | −829,800−28.4% | Reduced | History |
| GTYHGTY Technology Holdings Inc. | COM | 1,465,300 | $11.0M | 4.1% | +389,650+36.2% | Added | History |
| SCORComscore, Inc. | COM | 2,495,300 | $9.73M | 3.6% | +855,100+52.1% | Added | History |
| ITIIteris, Inc. | COM | 1,824,050 | $9.63M | 3.6% | +227,300+14.2% | Added | History |
| KRNTKornit Digital Ltd. | SHS | 51,994 | $7.53M | 2.8% | 00.0% | Unchanged | History |
| SCTLSocietal CDMO, Inc. | COM | 3,467,600 | $7.14M | 2.7% | +704,200+25.5% | Added | History |
| NEPHNephros Inc | COM | 660,150 | $5.79M | 2.2% | +33,700+5.4% | Added | History |
| Accelerate Diagnostics, Inc00430HAB8 | NOTE 2.500% 3/1 | 7,580,000 | $5.33M | 2.0% | 00.0% | Unchanged | – |
| DMRCDigimarc Corp | COM | 145,093 | $5.00M | 1.9% | −20,000−12.1% | Reduced | History |
| RDNWRideNow Group, Inc. | COM CL B | 109,850 | $4.28M | 1.6% | +109,850 | New | History |
| HTGMHTG Molecular Diagnostics, Inc | COM NEW | 698,533 | $3.99M | 1.5% | +128,200+22.5% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 13,465 | $3.67M | 1.4% | +250+1.9% | Added | History |
| TACTTransact Technologies Inc | COM | 252,067 | $3.50M | 1.3% | −500−0.2% | Reduced | History |
| APYXApyx Medical Corp | COM | 251,759 | $3.49M | 1.3% | +2,800+1.1% | Added | History |
| DDD3D Systems Corp | COM NEW | 124,050 | $3.42M | 1.3% | 00.0% | Unchanged | History |
| APOApollo Global Management, Inc. | COM CL A | 54,830 | $3.38M | 1.3% | +2,000+3.8% | Added | History |
| AZNAstraZeneca PLC | SPONSORED ADR | 54,420 | $3.27M | 1.2% | +800+1.5% | Added | History |
| HLITHarmonic Inc. | COM | 372,294 | $3.26M | 1.2% | +2,600+0.7% | Added | History |
| KKRKKR & Co. Inc. | COM | 51,800 | $3.15M | 1.2% | 00.0% | Unchanged | History |
| PFEPfizer Inc | Stock | 72,225 | $3.11M | 1.2% | 00.0% | Unchanged | History |
| JNJJohnson & Johnson | Stock | 18,560 | $3.00M | 1.1% | +300+1.6% | Added | History |
| Accuray Inc004397AH8 | NOTE 3.750% 7/1 | 2,835,000 | $2.88M | 1.1% | +2,835,000 | New | – |
| MTSIMACOM Technology Solutions Holdings, Inc. | COM | 43,108 | $2.80M | 1.0% | +400+0.9% | Added | History |
| INSEInspired Entertainment, Inc. | COM | 237,000 | $2.77M | 1.0% | +187,000+374.0% | Added | History |
| Vonage Hldgs Corp92886TAJ1 | NOTE 1.750% 6/0 | 2,370,000 | $2.76M | 1.0% | 00.0% | Unchanged | – |
| SBUXStarbucks Corp | Stock | 22,635 | $2.50M | 0.9% | +750+3.4% | Added | History |
| XGNExagen Inc. | COM | 182,900 | $2.49M | 0.9% | +182,900 | New | History |
| MSFTMicrosoft Corp | Stock | 8,475 | $2.39M | 0.9% | −400−4.5% | Reduced | History |
| IFFInternational Flavors & Fragrances Inc | COM | 17,855 | $2.39M | 0.9% | +4,050+29.3% | Added | History |
| PTCPTC Inc. | Stock | 15,800 | $1.89M | 0.7% | 00.0% | Unchanged | History |
| CCICrown Castle Inc. | REIT | 10,245 | $1.78M | 0.7% | +200+2.0% | Added | History |
| DISWalt Disney Co | Stock | 10,160 | $1.72M | 0.6% | +10,160 | New | History |
| EPDEnterprise Products Partners L.P. | Stock | 74,080 | $1.60M | 0.6% | 00.0% | Unchanged | History |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 34,800 | $1.59M | 0.6% | 00.0% | Unchanged | History |
| ADIAnalog Devices Inc | Stock | 9,250 | $1.55M | 0.6% | 00.0% | Unchanged | History |
| LDOSLeidos Holdings, Inc. | COM | 15,870 | $1.53M | 0.6% | −200−1.2% | Reduced | History |
| Infinera Corp45667GAC7 | NOTE 2.125% 9/0 | 1,280,000 | $1.42M | 0.5% | 00.0% | Unchanged | – |
| DOWDow Inc. | Stock | 24,216 | $1.39M | 0.5% | 00.0% | Unchanged | History |
| NEONeogenomics Inc | COM NEW | 26,500 | $1.28M | 0.5% | 00.0% | Unchanged | History |
| DDDuPont de Nemours, Inc. | COM | 17,849 | $1.21M | 0.5% | 00.0% | Unchanged | History |
| OIGOrion180 Insurance Group Inc. | COM | 377,550 | $1.16M | 0.4% | +121,687+47.6% | Added | History |
| GANGAN Ltd | ORD SHS | 76,100 | $1.13M | 0.4% | −6,300−7.6% | Reduced | History |
| CEVACeva Inc | COM | 25,656 | $1.09M | 0.4% | 00.0% | Unchanged | History |
| RSSSResearch Solutions, Inc. | COM | 412,500 | $1.08M | 0.4% | −986,000−70.5% | Reduced | History |
| EXCExelon Corp | Stock | 22,050 | $1.07M | 0.4% | +600+2.8% | Added | History |
| KOPNKopin Corp | COM | 206,900 | $1.06M | 0.4% | 00.0% | Unchanged | History |
| NEOGNeogen Corp | COM | 20,900 | $908.0K | 0.3% | 00.0% | Unchanged | History |
| GSITGsi Technology Inc | COM | 171,930 | $908.0K | 0.3% | +4,753+2.8% | Added | History |
| TDAYUSA TODAY Co., Inc. | COM | 135,500 | $905.0K | 0.3% | +600+0.4% | Added | History |
| NVECNve Corp | COM NEW | 13,555 | $867.0K | 0.3% | +1,718+14.5% | Added | History |
| RBBNRibbon Communications Inc. | COM | 141,219 | $844.0K | 0.3% | +500+0.4% | Added | History |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | 81,294 | $792.0K | 0.3% | 00.0% | Unchanged | History |
| IBMInternational Business Machines Corp | Stock | 5,370 | $746.0K | 0.3% | 00.0% | Unchanged | History |
| ARAYAccuray Inc | COM | 171,382 | $677.0K | 0.3% | +500+0.3% | Added | History |
| NTNXNutanix, Inc. | Stock | 17,530 | $661.0K | 0.2% | 00.0% | Unchanged | History |
| TXNTexas Instruments Inc | Stock | 3,012 | $579.0K | 0.2% | 00.0% | Unchanged | History |
| AAPLApple Inc. | Stock | 3,580 | $507.0K | 0.2% | 00.0% | Unchanged | History |
| DEDeere & Co | Stock | 1,500 | $503.0K | 0.2% | 00.0% | Unchanged | History |
| BXBlackstone Inc. | COM | 4,100 | $477.0K | 0.2% | −500−10.9% | Reduced | History |
| CTVACorteva, Inc. | Stock | 9,216 | $388.0K | 0.1% | 00.0% | Unchanged | History |
| GOOGAlphabet Inc. | Stock | 140 | $373.0K | 0.1% | 00.0% | Unchanged | History |
| TTTrane Technologies plc | SHS | 1,850 | $319.0K | 0.1% | 00.0% | Unchanged | History |
| INOVInovalon Holdings, Inc. | COM CL A | 7,900 | $318.0K | 0.1% | −377,700−98.0% | Reduced | History |
| NVONovo Nordisk A S | ADR | 3,250 | $312.0K | 0.1% | 00.0% | Unchanged | History |
| ARCCAres Capital Corp | CEF | 15,000 | $305.0K | 0.1% | 00.0% | Unchanged | History |
| NRCNRC Health | COM NEW | 7,000 | $295.0K | 0.1% | 00.0% | Unchanged | History |
| METMetlife Inc | Stock | 4,650 | $287.0K | 0.1% | 00.0% | Unchanged | History |
| KMIKinder Morgan, Inc. | Stock | 16,180 | $271.0K | 0.1% | 00.0% | Unchanged | History |
| PYPLPayPal Holdings, Inc. | Stock | 1,034 | $269.0K | 0.1% | 00.0% | Unchanged | History |
| DOCHealthpeak Properties, Inc. | COM | 8,000 | $268.0K | 0.1% | 00.0% | Unchanged | History |
| LNTHLantheus Holdings, Inc. | Stock | 10,200 | $262.0K | 0.1% | −400−3.8% | Reduced | History |
| GBDCGolub Capital BDC, Inc. | COM | 16,500 | $261.0K | 0.1% | 00.0% | Unchanged | History |
| Rada Electr Inds LtdM81863124 | COM PAR NEW | 23,000 | $245.0K | 0.1% | 00.0% | Unchanged | – |
| ALLTAllot Ltd. | SHS | 15,600 | $232.0K | 0.1% | 00.0% | Unchanged | History |
| JPMJPMorgan Chase & Co | Stock | 1,395 | $228.0K | 0.1% | 00.0% | Unchanged | History |
| PAYXPaychex Inc | Stock | 1,800 | $202.0K | 0.1% | 00.0% | Unchanged | History |
| XOMExxonMobil Holdings Corp | COM | 3,370 | $198.0K | 0.1% | 00.0% | Unchanged | History |
| UNHUnitedHealth Group Inc | Stock | 500 | $195.0K | 0.1% | 00.0% | Unchanged | History |
| VNRXVolitionrx Ltd | COM | 62,200 | $193.0K | 0.1% | +3,000+5.1% | Added | History |
| GEGeneral Electric Co | Stock | 1,681 | $173.0K | 0.1% | 00.0% | UnchangedConverted for a 1-for-8 split | History |
| NOCNorthrop Grumman Corp | Stock | 450 | $162.0K | 0.1% | 00.0% | Unchanged | History |
| MPLXMPLX LP | COM UNIT REP LTD | 5,674 | $162.0K | 0.1% | 00.0% | Unchanged | History |
| MCDMcDonalds Corp | Stock | 661 | $159.0K | 0.1% | 00.0% | Unchanged | History |
| LENLennar Corp | CL A | 1,500 | $141.0K | 0.1% | 00.0% | Unchanged | History |
| LMTLockheed Martin Corp | Stock | 400 | $138.0K | 0.1% | 00.0% | Unchanged | History |
| ESBAEmpire State Realty OP, L.P. | UNIT LTD PRTNSP | 12,904 | $130.0K | <0.1% | 00.0% | Unchanged | History |
| BMYBristol Myers Squibb Co | Stock | 2,100 | $124.0K | <0.1% | 00.0% | Unchanged | History |
| VZVerizon Communications Inc | Stock | 2,263 | $122.0K | <0.1% | 00.0% | Unchanged | History |
| KMBKimberly Clark Corp | Stock | 900 | $119.0K | <0.1% | 00.0% | Unchanged | History |
| CGNTCognyte Software Ltd. | ORD SHS | 5,700 | $117.0K | <0.1% | +5,500+2,750.0% | Added | History |
| DRRXDurect Corp | COM | 88,678 | $114.0K | <0.1% | +4,000+4.7% | Added | History |
| GOOGLAlphabet Inc. | Stock | 40 | $107.0K | <0.1% | 00.0% | Unchanged | History |
| NLYAnnaly Capital Management Inc | COM | 12,500 | $105.0K | <0.1% | 00.0% | Unchanged | History |
| SNCRSynchronoss Technologies Inc | COM | 42,600 | $102.0K | <0.1% | +2,000+4.9% | Added | History |
| SRESempra | Stock | 800 | $101.0K | <0.1% | 00.0% | Unchanged | History |
| INTCIntel Corp | Stock | 1,800 | $96.0K | <0.1% | 00.0% | Unchanged | History |
Sold out since Q2 2021 (2)
Positions held at the end of Q2 2021 that are gone from this filing.