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Livermore
Livermore
ZHEN

FOCUS Wealth Advisors, LLC

SEC CIK
0001845643
Latest filing
Jul 7, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 19, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
62
+7 vs. Q2 2023
Portfolio value
$144.2M
−$3.70M (−2.5%) vs. Q2 2023
Filed
Oct 19, 2023
SEC
Holdings of FOCUS Wealth Advisors, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Core S&P 500 ETF464287200ETF57,259$24.6M17.1%+65+0.1%Added–
First Tr Exchng Traded FD VI33740F748FT VEST US EQT381,485$14.6M10.1%−27,250−6.7%Reduced–
Vanguard Total Bond Market ETF921937835ETF179,506$12.5M8.7%−1,531−0.8%Reduced–
Innovator ETFs Trust45782C334GRWT100 PWR BF162,311$6.79M4.7%−11,786−6.8%Reduced–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 114,919$5.00M3.5%+14,919NewHistory
VanEck ETF Trust92189H201INTRMDT MUNI ETF102,181$4.51M3.1%00.0%Unchanged–
iShares Tr464288752US HOME CONS ETF53,284$4.18M2.9%−407−0.8%Reduced–
STELStellar Bancorp, Inc.COM195,888$4.18M2.9%−59,523−23.3%ReducedHistory
First Tr Exch Traded FD III33739P103LNG/SHT EQUITY77,293$4.11M2.8%−150−0.2%Reduced–
SPDR Series Trust78464A755ST STR SP METAL70,731$3.71M2.6%−323−0.5%Reduced–
iShares Tr464288760US AER DEF ETF34,646$3.67M2.5%−176−0.5%Reduced–
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF120,349$2.95M2.0%+120,349New–
State Street Energy Select Sector SPDR ETF81369Y506ETF32,582$2.95M2.0%−52−0.2%Reduced–
First Tr Exchng Traded FD VI33740U752FT VEST NASD ETF116,608$2.93M2.0%+116,608New–
iShares Select Dividend ETF464287168ETF26,735$2.88M2.0%−26−0.1%Reduced–
Vanguard S&P 500 ETF922908363ETF6,757$2.65M1.8%+3,474+105.8%Added–
AAPLApple Inc.Stock14,693$2.52M1.7%+1,033+7.6%AddedHistory
First Tr Exchange-Traded FD33734X168MATERIALS ALPH38,890$2.45M1.7%−43−0.1%Reduced–
MSFTMicrosoft CorpStock6,901$2.18M1.5%+596+9.5%AddedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF30,280$2.05M1.4%−150−0.5%Reduced–
iShares Tr464288687PFD AND INCM SEC63,337$1.91M1.3%−230−0.4%Reduced–
iShares Tr46429B655FLTG RATE NT ETF33,084$1.68M1.2%−86−0.3%Reduced–
iShares Tr46429B7470-5 YR TIPS ETF16,750$1.62M1.1%−18−0.1%Reduced–
VVisa Inc.Stock6,852$1.58M1.1%+195+2.9%AddedHistory
MCDMcDonalds CorpStock5,766$1.52M1.1%+133+2.4%AddedHistory
iShares Tips Bond ETF464287176ETF14,329$1.49M1.0%00.0%Unchanged–
CRMSalesforce, Inc.Stock7,311$1.48M1.0%−6−0.1%ReducedHistory
AXPAmerican Express CoStock9,655$1.44M1.0%−35−0.4%ReducedHistory
XOMExxonMobil Holdings CorpCOM12,084$1.42M1.0%+21+0.2%AddedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF6,648$1.38M1.0%+6,648New–
MRKMerck & Co., Inc.Stock13,318$1.37M1.0%+600+4.7%AddedHistory
ADBEAdobe Inc.Stock2,680$1.37M0.9%+2,680NewHistory
DOWDow Inc.Stock24,996$1.29M0.9%−28−0.1%ReducedHistory
GEGeneral Electric CoStock11,549$1.28M0.9%+11,549NewHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF10,824$1.02M0.7%+4,054+59.9%Added–
iShares Tr464288414NATIONAL MUN ETF8,283$849.3K0.6%−3,458−29.5%Reduced–
Vanguard High Dividend Yield Index ETF921946406ETF6,106$630.9K0.4%00.0%Unchanged–
iShares Core MSCI Eafe ETF46432F842ETF9,510$612.0K0.4%+9,510New–
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI25,934$574.7K0.4%00.0%Unchanged–
VanEck ETF Trust92189F536LONG MUNI ETF32,119$536.7K0.4%00.0%Unchanged–
iShares Tr46434V878ULTRA SHORT DUR10,314$519.6K0.4%−105,496−91.1%Reduced–
iShares Tr464288638ISHS 5-10YR INVT10,434$507.6K0.4%00.0%Unchanged–
DBX ETF Tr233051705XTRACK MUN INFRA21,134$501.7K0.3%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E206CALIF AMT MUN21,213$497.9K0.3%00.0%Unchanged–
SPDR Series Trust78468R721STATE STREET SPD11,285$493.2K0.3%−65−0.6%Reduced–
iShares Russell Midcap ETF464287499ETF6,861$475.1K0.3%+6,861New–
Goldman Sachs ETF Tr381430107ACTIVEBETA INT15,074$452.7K0.3%+15,074New–
AVGOBroadcom Inc.Stock492$408.6K0.3%+106+27.5%AddedHistory
NVDANVIDIA CorpStock901$391.9K0.3%00.0%UnchangedHistory
iShares Russell 2000 ETF464287655ETF2,128$376.1K0.3%+2,128New–
HWCHancock Whitney CorpCOM10,140$375.1K0.3%+81+0.8%AddedHistory
Invesco Exchange Traded FD T46137V233S&P 500 TOP 5010,920$370.8K0.3%00.0%UnchangedConverted for a 10-for-1 split–
HDHome Depot, Inc.Stock946$285.8K0.2%+131+16.1%AddedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF5,514$276.7K0.2%−58,571−91.4%Reduced–
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB13,566$272.8K0.2%00.0%Unchanged–
Vanguard Whitehall FDS921946794INTL HIGH ETF4,009$248.1K0.2%00.0%Unchanged–
Vanguard Morningstar Growth ETF922908736ETF852$232.0K0.2%00.0%Unchanged–
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB10,897$225.2K0.2%00.0%Unchanged–
iShares Tr46434V4070-5YR HI YL CP5,372$220.4K0.2%00.0%Unchanged–
Invesco QQQ Trust Series I46090E103ETF615$220.3K0.2%00.0%Unchanged–
VanEck ETF Trust92189F387SHRT HGH YLD MUN9,398$203.2K0.1%−26,540−73.8%Reduced–
ProShares Tr74347B714SHORT QQQ NEW11,524$125.5K0.1%00.0%Unchanged–

Sold out since Q2 2023 (3)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of FOCUS Wealth Advisors, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
ProShares Tr74347B425SHORT S&P 500 NE241,321$3.35M2.3%–
KOCoca Cola CoStock24,682$1.49M1.0%History
TRVTravelers Companies, Inc.Stock8,149$1.42M1.0%History