Skip to main content
Livermore
Livermore
ZHEN

TCG Advisory Services, LLC

SEC CIK
0001841815
Latest filing
Jul 31, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
251
+8 vs. Q2 2023
Portfolio value
$644.3M
+$56.8M (+9.7%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of TCG Advisory Services, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock322,696$55.2M8.6%+53,120+19.7%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF233,310$49.6M7.7%+12,361+5.6%Added–
American Centy ETF Tr025072349US LARGE CAP VLU866,317$45.6M7.1%+50,087+6.1%Added–
American Centy ETF Tr025072604AVANTIS EMGMKT411,678$21.7M3.4%+31,979+8.4%Added–
MSFTMicrosoft CorpStock53,075$16.8M2.6%+28,671+117.5%AddedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM312,678$16.7M2.6%+50,367+19.2%Added–
American Centy ETF Tr025072703INTL EQT ETF288,836$16.1M2.5%+16,677+6.1%Added–
J P Morgan Exchange Traded F46641Q670CORE PLUS BD ETF284,248$12.7M2.0%−194−0.1%Reduced–
WisdomTree Tr97717Y527FLOATNG RAT TREA235,560$11.9M1.8%+119,112+102.3%Added–
TSLATesla, Inc.Stock44,217$11.1M1.7%+17,360+64.6%AddedHistory
NVDANVIDIA CorpStock24,971$10.9M1.7%+14,292+133.8%AddedHistory
iShares Russell Mid-Cap Value ETF464287473ETF99,966$10.4M1.6%+384+0.4%Added–
iShares Russell Mid-Cap Growth ETF464287481ETF109,207$9.98M1.5%+335+0.3%Added–
MCDMcDonalds CorpStock35,217$9.28M1.4%+2,914+9.0%AddedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF69,062$9.10M1.4%+2,434+3.7%Added–
iShares Tr46435G409MSCI INTL VLU FT357,695$9.07M1.4%+18,240+5.4%Added–
XOMExxonMobil Holdings CorpCOM76,617$9.01M1.4%+13,568+21.5%AddedHistory
ACELAccel Entertainment, Inc.COM CL A1772,699$8.46M1.3%00.0%UnchangedHistory
AMZNAmazon Com IncStock62,908$8.00M1.2%+9,940+18.8%AddedHistory
GOOGLAlphabet Inc.Stock59,111$7.74M1.2%+7,927+15.5%AddedHistory
American Centy ETF Tr025072877US SML CP VALU98,785$7.70M1.2%+5,727+6.2%Added–
JNJJohnson & JohnsonStock49,169$7.66M1.2%+14,103+40.2%AddedHistory
VVisa Inc.Stock28,409$6.53M1.0%+1,720+6.4%AddedHistory
ABBVAbbVie Inc.Stock42,355$6.31M1.0%+4,696+12.5%AddedHistory
CVXChevron CorpStock36,161$6.10M0.9%+2,208+6.5%AddedHistory
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 28298,995$5.79M0.9%+5,710+1.9%Added–
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB275,345$5.69M0.9%−14,639−5.0%Reduced–
Invesco Exch TRD SLF Idx FD46138J783BULSHS 2027 CB302,988$5.68M0.9%+2,972+1.0%Added–
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB279,611$5.62M0.9%−10,939−3.8%Reduced–
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB293,079$5.51M0.9%−6,265−2.1%Reduced–
AVGOBroadcom Inc.Stock6,293$5.23M0.8%+468+8.0%AddedHistory
BRK.BBerkshire Hathaway IncStock14,286$5.00M0.8%+5,244+58.0%AddedHistory
WMTWalmart Inc.Stock31,173$4.99M0.8%+3,958+14.5%AddedHistory
Invesco QQQ Trust Series I46090E103ETF13,296$4.76M0.7%−384−2.8%Reduced–
DHIHorton D R IncCOM42,781$4.60M0.7%+42,781NewHistory
SPYSPDR S&P 500 ETF TrustETF10,307$4.41M0.7%−764−6.9%ReducedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF85,537$4.29M0.7%+26,682+45.3%Added–
MRKMerck & Co., Inc.Stock41,274$4.25M0.7%+6,684+19.3%AddedHistory
JPMJPMorgan Chase & CoStock28,931$4.20M0.7%+3,657+14.5%AddedHistory
iShares Tr46434V613CORE UNIVRSL USD94,740$4.14M0.6%+5,940+6.7%Added–
Global X FDS37954Y459RUSSELL 2000241,098$4.11M0.6%+187,179+347.1%Added–
HDHome Depot, Inc.Stock13,520$4.09M0.6%+7,988+144.4%AddedHistory
PXDPioneer Natural Resources CoCOM17,113$3.93M0.6%+786+4.8%AddedHistory
EOGEOG Resources IncStock30,369$3.85M0.6%+409+1.4%AddedHistory
Global X FDS37954Y483NASDAQ 100 COVER225,459$3.78M0.6%+133,728+145.8%Added–
Vanguard S&P 500 ETF922908363ETF9,580$3.76M0.6%+686+7.7%Added–
COSTCostco Wholesale CorpStock6,645$3.75M0.6%+403+6.5%AddedHistory
UNHUnitedHealth Group IncStock7,309$3.69M0.6%+892+13.9%AddedHistory
KOCoca Cola CoStock65,542$3.67M0.6%+7,233+12.4%AddedHistory
METAMeta Platforms, Inc.Stock11,739$3.52M0.5%+942+8.7%AddedHistory
PMPhilip Morris International Inc.Stock34,536$3.20M0.5%+3,441+11.1%AddedHistory
MSMorgan StanleyStock39,047$3.19M0.5%+4,402+12.7%AddedHistory
Global X FDS37954Y475S&P 500 COVERED80,179$3.12M0.5%+68,296+574.7%Added–
J P Morgan Exchange Traded F46641Q753US VALUE FACTR88,702$3.07M0.5%−6,570−6.9%Reduced–
HONHoneywell International IncCOM16,480$3.04M0.5%+1,276+8.4%AddedHistory
SCHWSchwab Charles CorpStock54,430$2.99M0.5%+5,729+11.8%AddedHistory
LMTLockheed Martin CorpStock7,301$2.99M0.5%+1,199+19.6%AddedHistory
PLDPrologis, Inc.REIT25,709$2.88M0.4%+2,093+8.9%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF18,253$2.84M0.4%+319+1.8%Added–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD125,668$2.81M0.4%−2,501−2.0%Reduced–
iShares Tr464288414NATIONAL MUN ETF26,189$2.69M0.4%+1,207+4.8%Added–
Vanguard Total World Stock ETF922042742ETF28,628$2.67M0.4%−1,000−3.4%Reduced–
AZNAstraZeneca PLCSPONSORED ADR38,853$2.63M0.4%+4,183+12.1%AddedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD34,707$2.61M0.4%−411−1.2%Reduced–
NEENextera Energy IncStock45,348$2.60M0.4%+4,647+11.4%AddedHistory
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF54,912$2.58M0.4%+24,645+81.4%Added–
Vanguard Mun BD FDS922907746TAX EXEMPT BD53,183$2.56M0.4%00.0%Unchanged–
GOOGAlphabet Inc.Stock18,313$2.41M0.4%+10,783+143.2%AddedHistory
AGNCAGNC Investment Corp.REIT248,685$2.35M0.4%−59,712−19.4%ReducedHistory
Invesco Actively Managed Exc46090A804TOTAL RETURN51,899$2.32M0.4%+2,912+5.9%Added–
J P Morgan Exchange Traded F46641Q159INCOME ETF50,561$2.24M0.3%−3,398−6.3%Reduced–
DKNGDraftKings Inc.Stock73,626$2.17M0.3%−4,940−6.3%ReducedHistory
ABTAbbott LaboratoriesStock18,971$1.84M0.3%+2,085+12.3%AddedHistory
PEPPepsiCo IncStock10,840$1.84M0.3%+266+2.5%AddedHistory
LLYEli Lilly & CoStock3,357$1.80M0.3%−114−3.3%ReducedHistory
COPConocoPhillipsStock14,771$1.77M0.3%+1,578+12.0%AddedHistory
iShares Russell 2000 ETF464287655ETF9,738$1.72M0.3%−13,240−57.6%Reduced–
QCOMQualcomm IncStock14,916$1.66M0.3%+5,199+53.5%AddedHistory
SKYTSkyWater Technology, LLCCOM237,000$1.43M0.2%+97,500+69.9%AddedHistory
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY56,734$1.28M0.2%−2,781−4.7%Reduced–
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY54,720$1.23M0.2%−2,877−5.0%Reduced–
PSXPhillips 66Stock9,811$1.18M0.2%−1,688−14.7%ReducedHistory
VMOInvesco Municipal Opportunity TrustCOM138,326$1.14M0.2%+7,637+5.8%AddedHistory
PGProcter & Gamble CoStock7,801$1.14M0.2%−32,278−80.5%ReducedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF14,270$1.08M0.2%+2,944+26.0%Added–
State Street Technology Select Sector SPDR ETF81369Y803ETF6,604$1.08M0.2%+6,604New–
iShares Tr464288158SHRT NAT MUN ETF10,436$1.07M0.2%00.0%Unchanged–
Invesco Exch TRD SLF Idx FD46138J635INVSCO BLSH 2644,467$1.01M0.2%+586+1.3%Added–
iShares Russell 1000 Growth ETF464287614ETF3,709$986.6K0.2%−22−0.6%Reduced–
Vanguard Scottsdale FDS92206C714VNG RUS1000VAL14,703$980.1K0.2%00.0%Unchanged–
MAMastercard IncStock2,419$957.7K0.1%+306+14.5%AddedHistory
CRMSalesforce, Inc.Stock4,576$927.9K0.1%+574+14.3%AddedHistory
DBAInvesco DB Agriculture FundAGRICULTURE FD43,126$923.3K0.1%+1,589+3.8%AddedHistory
iShares Tr464288687PFD AND INCM SEC29,701$895.5K0.1%+2,684+9.9%Added–
New York Life Invts Active E45409F827MACKAY MUN INTER38,012$893.3K0.1%+4,494+13.4%Added–
iShares Tr46435U366SELF DRIVNG EV23,805$885.3K0.1%−317−1.3%Reduced–
Global X FDS37954Y715RBTCS ARTFL INTE35,244$871.2K0.1%+5,109+17.0%Added–
Global X FDS37954Y384CYBRSCURTY ETF35,064$851.7K0.1%−886−2.5%Reduced–
PDIPIMCO Dynamic Income FundSHS48,793$843.1K0.1%+18,329+60.2%AddedHistory
DISWalt Disney CoStock10,353$839.1K0.1%+223+2.2%AddedHistory

Options (17)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of TCG Advisory Services, LLC in Q3 2023
SecurityClassPutsCalls
UNHUnitedHealth Group IncStock–$6.76M
LLYEli Lilly & CoStock–$4.62M
AMZNAmazon Com IncStock–$3.24M
LULUlululemon athletica inc.Stock–$1.39M
TSLATesla, Inc.Stock–$900.8K
VanEck Semiconductor ETF92189F676ETF–$536.4K
SPYSPDR S&P 500 ETF TrustETF–$427.5K
BRK.BBerkshire Hathaway IncStock–$140.1K
iShares Russell 2000 ETF464287655ETF–$70.7K
RUMRUM Group Inc.Stock–$51.0K
SCHWSchwab Charles CorpStock–$43.9K
DISWalt Disney CoStock–$40.5K
DKNGDraftKings Inc.Stock–$26.5K
AAPLApple Inc.Stock–$17.1K
JPMJPMorgan Chase & CoStock–$14.5K
RTXRTX CorpStock–$14.4K
PFEPfizer IncStock–$3.32K

Sold out since Q2 2023 (20)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of TCG Advisory Services, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
ProShares Tr74347B425SHORT S&P 500 NE155,218$2.15M0.4%–
ProShares Tr74347B714SHORT QQQ NEW201,346$2.13M0.4%–
TXTTextron IncCOM8,802$595.3K0.1%History
Bank of Amer Corp0605056827.25%CNV PFD L491$575.4K0.1%–
Nextera Energy Inc65339F713UNIT 09/01/202511,820$535.3K0.1%–
WFC.PLWells Fargo & CompanyPERP PFD CNV A439$505.7K0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP5,495$342.4K0.1%History
Vanguard Ftse Emerging Markets ETF922042858ETF8,405$341.9K0.1%–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR6,850$340.0K0.1%–
BPBP PLCADR9,083$320.5K0.1%History
Vanguard Real Estate ETF922908553ETF3,321$277.5K<0.1%–
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI14,133$255.5K<0.1%–
DOWDow Inc.Stock4,751$253.0K<0.1%History
iShares U S ETF Tr46431W507SHOR DURA BD ETF4,609$229.2K<0.1%–
GPCGenuine Parts CoStock1,250$211.5K<0.1%History
Invesco Actively Managed Exc46090A705S&P500 DOWNSID6,321$210.6K<0.1%–
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF4,465$204.9K<0.1%–
Schwab US Dividend Equity ETF808524797ETF2,795$203.0K<0.1%–
State Street Industrial Select Sector SPDR ETF81369Y704ETF1,882$202.0K<0.1%–
CRFCornerstone Total Return Fund IncCOM10,034$80.3K<0.1%History