TCG Advisory Services, LLC

SEC CIK: 0001841815
Latest filing: Jul 31, 2026

SEC filings (opens in a new tab)

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Positions: 190; −9 vs. Q2 2021
Portfolio value: $380.0M; +$9.41M (+2.5%) vs. Q2 2021
Filed: Nov 12, 2021; SEC

Holdings of TCG Advisory Services, LLC in Q3 2021
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
iShares Tr46432F388	MSCI USA VALUE	345,707	$34.8M	9.2%	+62,527+22.1%	Added	–
Vanguard Morningstar Total Stock Market ETF922908769	ETF	156,178	$34.7M	9.1%	+18,853+13.7%	Added	–
AAPLApple Inc.	Stock	122,251	$17.3M	4.6%	−14,304−10.5%	Reduced	History
iShares Tr46435G326	CORE MSCI INTL	207,519	$13.9M	3.6%	+26,406+14.6%	Added	–
iShares Russell Mid-Cap Growth ETF464287481	ETF	99,235	$11.1M	2.9%	+117+0.1%	Added	–
iShares Russell Mid-Cap Value ETF464287473	ETF	95,717	$10.8M	2.9%	+419+0.4%	Added	–
iShares MSCI USA Quality Factor ETF46432F339	ETF	53,321	$7.02M	1.8%	+6,372+13.6%	Added	–
iShares Tr46435G409	MSCI INTL VLU FT	254,887	$6.55M	1.7%	+31,215+14.0%	Added	–
WisdomTree Tr97717X578	EM EX ST-OWNED	160,532	$5.99M	1.6%	+41,905+35.3%	Added	–
iShares Russell 2000 ETF464287655	ETF	27,302	$5.97M	1.6%	+446+1.7%	Added	–
Vanguard Morningstar Small-Cap Value ETF922908611	ETF	34,991	$5.92M	1.6%	+6,158+21.4%	Added	–
MSFTMicrosoft Corp	Stock	20,072	$5.66M	1.5%	+229+1.2%	Added	History
PFNPIMCO Income Strategy Fund II	COM	557,793	$5.66M	1.5%	+14,784+2.7%	Added	History
Invesco QQQ Trust Series I46090E103	ETF	14,725	$5.27M	1.4%	−69−0.5%	Reduced	–
iShares Core S&P 500 ETF464287200	ETF	11,333	$4.88M	1.3%	+400+3.7%	Added	–
Invesco Exch TRD SLF Idx FD46138J841	BULSHS 2024 CB	205,492	$4.54M	1.2%	−19,162−8.5%	Reduced	–
Invesco Exch TRD SLF Idx FD46138J825	BULSHS 2025 CB	201,821	$4.48M	1.2%	−5,004−2.4%	Reduced	–
Invesco Exch TRD SLF Idx FD46138J866	BULSHS 2023 CB	205,251	$4.45M	1.2%	−17,059−7.7%	Reduced	–
JPCNuveen Preferred & Income Opportunities Fund	COM	435,200	$4.31M	1.1%	+16,518+3.9%	Added	History
Invesco Exch TRD SLF Idx FD46138J791	BULSHS 2026 CB	196,825	$4.22M	1.1%	−3,013−1.5%	Reduced	–
Invesco Exch TRD SLF Idx FD46138J882	BULSHS 2022 CB	191,513	$4.12M	1.1%	+3,884+2.1%	Added	–
AMZNAmazon Com Inc	Stock	1,236	$4.06M	1.1%	−46−3.6%	Reduced	History
Invesco Exch Traded FD Tr II46138G870	VAR RATE PFD	146,293	$3.84M	1.0%	+3,089+2.2%	Added	–
JPMJPMorgan Chase & Co	Stock	23,204	$3.80M	1.0%	+101+0.4%	Added	History
J P Morgan Exchange Traded F46641Q654	ULTRA SHT MUNCPL	68,521	$3.50M	0.9%	+23,749+53.0%	Added	–
VVisa Inc.	Stock	14,697	$3.27M	0.9%	−21−0.1%	Reduced	History
iShares Tr464288687	PFD AND INCM SEC	79,331	$3.08M	0.8%	−680−0.8%	Reduced	–
XOMExxonMobil Holdings Corp	COM	50,830	$2.99M	0.8%	+6,532+14.7%	Added	History
iShares Tr46434V613	CORE UNIVRSL USD	56,032	$2.98M	0.8%	+8,912+18.9%	Added	–
AGNCAGNC Investment Corp.	REIT	187,870	$2.96M	0.8%	+112,009+147.7%	Added	History
Vanguard Total World Stock ETF922042742	ETF	28,324	$2.88M	0.8%	+1,374+5.1%	Added	–
iShares Tr464288513	IBOXX HI YD ETF	31,812	$2.78M	0.7%	−2,428−7.1%	Reduced	–
SPYSPDR S&P 500 ETF Trust	ETF	6,415	$2.75M	0.7%	−706−9.9%	Reduced	History
WMTWalmart Inc.	Stock	19,695	$2.75M	0.7%	−2,803−12.5%	Reduced	History
PGProcter & Gamble Co	Stock	18,699	$2.61M	0.7%	−38−0.2%	Reduced	History
CVSCVS Health Corp	Stock	30,671	$2.60M	0.7%	+1,242+4.2%	Added	History
AVGOBroadcom Inc.	Stock	5,267	$2.55M	0.7%	+246+4.9%	Added	History
JNJJohnson & Johnson	Stock	15,479	$2.50M	0.7%	−219−1.4%	Reduced	History
TXNTexas Instruments Inc	Stock	12,859	$2.47M	0.7%	−267−2.0%	Reduced	History
DISWalt Disney Co	Stock	14,482	$2.45M	0.6%	+457+3.3%	Added	History
PLDPrologis, Inc.	REIT	19,110	$2.40M	0.6%	+876+4.8%	Added	History
CFGCitizens Financial Group Inc	COM	49,455	$2.32M	0.6%	+2,957+6.4%	Added	History
MCDMcDonalds Corp	Stock	9,620	$2.32M	0.6%	−170−1.7%	Reduced	History
INTCIntel Corp	Stock	43,444	$2.31M	0.6%	+2,604+6.4%	Added	History
HONHoneywell International Inc	COM	10,775	$2.29M	0.6%	+651+6.4%	Added	History
NEENextera Energy Inc	Stock	27,463	$2.16M	0.6%	+1,274+4.9%	Added	History
ETNEaton Corp plc	Stock	14,369	$2.15M	0.6%	+14,369	New	History
DKNGDraftKings Inc.	COM CL A	44,306	$2.13M	0.6%	+16,335+58.4%	Added	History
MMM3M Co	Stock	11,929	$2.09M	0.6%	+1,010+9.2%	Added	History
CSXCSX Corp	Stock	70,264	$2.09M	0.6%	+4,359+6.6%	Added	History
KOCoca Cola Co	Stock	39,555	$2.08M	0.5%	−814−2.0%	Reduced	History
MRKMerck & Co., Inc.	Stock	27,066	$2.03M	0.5%	+1,427+5.6%	Added	History
EOGEOG Resources Inc	Stock	24,996	$2.01M	0.5%	+24,996	New	History
Global X FDS37954Y715	RBTCS ARTFL INTE	53,905	$1.97M	0.5%	+10,810+25.1%	Added	–
BRK.BBerkshire Hathaway Inc	Stock	7,140	$1.95M	0.5%	−1,638−18.7%	Reduced	History
Global X FDS37954Y384	CYBRSCURTY ETF	63,492	$1.94M	0.5%	+9,362+17.3%	Added	–
BMYBristol Myers Squibb Co	Stock	32,668	$1.93M	0.5%	+1,689+5.5%	Added	History
ETF Ser Solutions26922A289	DEFIANCE CONNECT	52,567	$1.91M	0.5%	+6,903+15.1%	Added	–
iShares Tr464287630	RUS 2000 VAL ETF	11,577	$1.85M	0.5%	−1,384−10.7%	Reduced	–
METAMeta Platforms, Inc.	Stock	5,369	$1.82M	0.5%	+337+6.7%	Added	History
iShares Tr46435U366	SELF DRIVNG EV	37,749	$1.82M	0.5%	+5,610+17.5%	Added	–
iShares Tr46435U192	GENOMICS IMMUN	35,621	$1.81M	0.5%	+6,105+20.7%	Added	–
iShares Global Clean Energy ETF464288224	ETF	82,701	$1.79M	0.5%	+9,974+13.7%	Added	–
First Trust Cloud Computing ETF33734X192	ETF	16,868	$1.78M	0.5%	+2,995+21.6%	Added	–
VMOInvesco Municipal Opportunity Trust	COM	127,654	$1.75M	0.5%	+3,020+2.4%	Added	History
ETF Managers Tr26924G409	PRIME MOBILE PAY	25,344	$1.72M	0.5%	+4,403+21.0%	Added	–
HDHome Depot, Inc.	Stock	5,166	$1.70M	0.4%	+3,213+164.5%	Added	History
Invesco Actively Managed Exc46090A804	TOTAL RETURN	29,019	$1.65M	0.4%	+4,989+20.8%	Added	–
MSMorgan Stanley	Stock	16,540	$1.61M	0.4%	+16,540	New	History
iShares Tr464287150	CORE S&P TTL STK	15,776	$1.55M	0.4%	+1,965+14.2%	Added	–
Invesco Exch TRD SLF Idx FD46138J833	BULSHS 2024 HY	59,428	$1.49M	0.4%	−34,854−37.0%	Reduced	–
Listed FD Tr53656F706	ROUNDHILL BITK	54,878	$1.41M	0.4%	+10,299+23.1%	Added	–
Invesco Exchange Traded FD T46137V621	FINL PFD ETF	71,014	$1.35M	0.4%	+2,693+3.9%	Added	–
GOOGLAlphabet Inc.	Stock	503	$1.34M	0.4%	−81−13.9%	Reduced	History
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874	BULSHS 2022 HY	54,891	$1.28M	0.3%	−18,062−24.8%	Reduced	–
GOOGAlphabet Inc.	Stock	455	$1.21M	0.3%	−88−16.2%	Reduced	History
NVDANVIDIA Corp	Stock	5,479	$1.14M	0.3%	−45−0.8%	ReducedConverted for a 4-for-1 split	History
iShares Core U.S. Aggregate Bond ETF464287226	ETF	9,829	$1.13M	0.3%	+2,233+29.4%	Added	–
Ssga Active ETF Tr78467V608	ST STR BL LN ETF	24,448	$1.13M	0.3%	+2,723+12.5%	Added	–
iShares U S ETF Tr46431W507	SHOR DURA BD ETF	22,296	$1.12M	0.3%	−866−3.7%	Reduced	–
Vanguard Ftse Developed Markets ETF921943858	ETF	21,939	$1.11M	0.3%	+2,063+10.4%	Added	–
Dte Energy Co233331842	UNIT 11/01/2022S	22,001	$1.11M	0.3%	+1,887+9.4%	Added	–
Invesco Exch TRD SLF Idx FD46138J858	BULSHS 2023 HY	41,690	$1.06M	0.3%	−30,766−42.5%	Reduced	–
Vanguard Scottsdale FDS92206C714	VNG RUS1000VAL	14,421	$991.0K	0.3%	+52+0.4%	Added	–
HYTBlackRock Corporate High Yield Fund, Inc.	COM	79,670	$972.0K	0.3%	−3,760−4.5%	Reduced	History
NFLXNetflix Inc	Stock	1,591	$971.0K	0.3%	−45−2.8%	Reduced	History
iShares Russell 1000 Growth ETF464287614	ETF	3,513	$963.0K	0.3%	+5+0.1%	Added	–
QCOMQualcomm Inc	Stock	7,188	$927.0K	0.2%	+353+5.2%	Added	History
iShares Russell 2000 Growth ETF464287648	ETF	3,112	$914.0K	0.2%	+27+0.9%	Added	–
Invesco Actvely MNGD Etc FD46090F100	OPTIMUM YIELD	41,952	$883.0K	0.2%	+5,424+14.8%	Added	–
MAMastercard Inc	Stock	2,486	$864.0K	0.2%	−59−2.3%	Reduced	History
iShares Core MSCI Emerging Markets ETF46434G103	ETF	13,340	$824.0K	0.2%	+467+3.6%	Added	–
Vanguard Ftse Emerging Markets ETF922042858	ETF	15,764	$788.0K	0.2%	+1,421+9.9%	Added	–
PIMFranklin Master Intermediate Income Trust	SH BEN INT	192,632	$784.0K	0.2%	−4,577−2.3%	Reduced	History
SYYSysco Corp	Stock	9,910	$778.0K	0.2%	+85+0.9%	Added	History
iShares Select Dividend ETF464287168	ETF	6,663	$764.0K	0.2%	−1,344−16.8%	Reduced	–
iShares MSCI Eafe ETF464287465	ETF	9,567	$746.0K	0.2%	−1,298−11.9%	Reduced	–
PFEPfizer Inc	Stock	17,311	$745.0K	0.2%	−2,484−12.5%	Reduced	History
PYPLPayPal Holdings, Inc.	Stock	2,851	$742.0K	0.2%	−258−8.3%	Reduced	History
iShares Inc464286350	MSCI AGR PRO ETF	18,987	$739.0K	0.2%	+875+4.8%	Added	–

Options (24)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of TCG Advisory Services, LLC in Q3 2021
Security	Class	Puts	Calls
GOOGLAlphabet Inc.	Stock	–	$12.6M
FTNTFortinet, Inc.	Stock	–	$2.98M
State Street Health Care Select Sector SPDR ETF81369Y209	ETF	–	$2.58M
MSFTMicrosoft Corp	Stock	–	$2.31M
REGNRegeneron Pharmaceuticals, Inc.	COM	–	$2.30M
MSMorgan Stanley	Stock	–	$1.82M
METAMeta Platforms, Inc.	Stock	–	$1.76M
TXTTextron Inc	COM	–	$1.67M
Invesco QQQ Trust Series I46090E103	ETF	–	$1.57M
State Street Technology Select Sector SPDR ETF81369Y803	ETF	–	$1.54M
AMNAmn Healthcare Services Inc	COM	–	$1.49M
CRWDCrowdStrike Holdings, Inc.	Stock	–	$1.28M
ProShares Tr74347X823	ULTRPRO DOW30	–	$1.21M
ProShares Tr74347X864	ULTRPRO S&P500	–	$1.13M
UNHUnitedHealth Group Inc	Stock	–	$703.0K
HDHome Depot, Inc.	Stock	–	$657.0K
CSCOCisco Systems, Inc.	Stock	–	$441.0K
BXBlackstone Inc.	COM	–	$419.0K
THCTenet Healthcare Corp	COM NEW	–	$405.0K
DHIHorton D R Inc	COM	–	$336.0K
ARK Innovation ETF00214Q104	ETF	–	$332.0K
VZVerizon Communications Inc	Stock	–	$270.0K
HCAHCA Healthcare, Inc.	COM	–	$267.0K
VanEck Semiconductor ETF92189F676	ETF	–	$231.0K

Sold out since Q2 2021 (24)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of TCG Advisory Services, LLC sold out since Q2 2021
Security	Class	Shares in Q2 2021	Value in Q2 2021	% of portfolio in Q2 2021	History
AMGNAmgen Inc	Stock	8,153	$1.99M	0.5%	History
ProShares Tr74347X849	SHRT 20+YR TRE	75,202	$1.27M	0.3%	–
iShares MSCI USA Min Vol Factor ETF46429B697	ETF	15,578	$1.15M	0.3%	–
iShares Tr46434V456	MSCI INTL QUALTY	19,717	$760.0K	0.2%	–
State Street Utilities Select Sector SPDR ETF81369Y886	ETF	11,442	$723.0K	0.2%	–
State Street Consumer Staples Select Sector SPDR ETF81369Y308	ETF	9,673	$677.0K	0.2%	–
CMGChipotle Mexican Grill Inc	COM	210	$326.0K	0.1%	History
State Street Financial Select Sector SPDR ETF81369Y605	ETF	8,645	$317.0K	0.1%	–
SHOPShopify Inc.	Stock	210	$307.0K	0.1%	History
BLKBlackRock, Inc.	COM	350	$307.0K	0.1%	History
Invesco Exch TRD SLF Idx FD46138J817	BULSHS 2025 HY	12,310	$304.0K	0.1%	–
LUVSouthwest Airlines Co	COM	5,016	$266.0K	0.1%	History
TGTTarget Corp	Stock	1,067	$258.0K	0.1%	History
Invesco Exch Traded FD Tr II46138G631	NASDAQNXTGEN100	7,504	$258.0K	0.1%	–
TSLATesla, Inc.	Stock	375	$255.0K	0.1%	History
SPGIS&P Global Inc.	Stock	600	$246.0K	0.1%	History
TSMTaiwan Semiconductor Manufacturing Co Ltd	ADR	1,929	$232.0K	0.1%	History
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242	ETF	1,632	$219.0K	0.1%	–
BBNBlackRock Taxable Municipal Bond Trust	SHS	8,190	$211.0K	0.1%	History
WYNNWynn Resorts Ltd	COM	1,717	$210.0K	0.1%	History
Vanguard Short-Term Bond ETF921937827	ETF	2,524	$207.0K	0.1%	–
SPOTSpotify Technology S.A.	Stock	738	$203.0K	0.1%	History
RNPCohen & Steers REIT & Preferred & Income Fund Inc	COM	7,419	$202.0K	0.1%	History
Vanguard Morningstar Small-Cap Growth ETF922908595	ETF	690	$200.0K	0.1%	–