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Livermore
Livermore
ZHEN

Sage Mountain Advisors LLC

SEC CIK
0001832274
Latest filing
Aug 5, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 25, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
363
+7 vs. Q2 2023
Portfolio value
$727.0M
+$25.4M (+3.6%) vs. Q2 2023
Filed
Oct 25, 2023
SEC
Holdings of Sage Mountain Advisors LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Janus Detroit STR Tr47103U845HENDRSON AAA CL1,910,529$96.2M13.2%+486,008+34.1%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF548,838$72.3M9.9%+25,333+4.8%Added–
J P Morgan Exchange Traded F46641Q761US QUALTY FCTR1,401,323$60.6M8.3%+104,737+8.1%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF269,829$57.3M7.9%−725−0.3%Reduced–
Vanguard S&P 500 ETF922908363ETF91,126$35.8M4.9%−3,347−3.5%Reduced–
GBDCGolub Capital BDC, Inc.COM2,066,311$30.3M4.2%+88,398+4.5%AddedHistory
iShares Tr46434V456MSCI INTL QUALTY826,255$27.8M3.8%+107,270+14.9%Added–
SPDR Series Trust78468R812ST STR MSCI USAQ192,131$23.2M3.2%−1,376−0.7%Reduced–
AAPLApple Inc.Stock106,357$18.2M2.5%−1,815−1.7%ReducedHistory
CPRTCopart IncCOM399,937$17.2M2.4%00.0%UnchangedConverted for a 2-for-1 splitHistory
MSFTMicrosoft CorpStock45,448$14.4M2.0%+2,216+5.1%AddedHistory
Vanguard Star FDS921909768VG TL INTL STK F197,461$10.6M1.5%−1,340−0.7%Reduced–
Vanguard Morningstar Small-Cap ETF922908751ETF49,619$9.38M1.3%−1,754−3.4%Reduced–
Vanguard Information Technology ETF92204A702ETF19,227$7.98M1.1%00.0%Unchanged–
Invesco S&P 500 Quality ETF46137V241ETF156,779$7.85M1.1%−6,785−4.1%Reduced–
Vanguard Ftse Developed Markets ETF921943858ETF162,479$7.10M1.0%+3,941+2.5%Added–
BACBank of America CorpStock249,831$6.84M0.9%+452+0.2%AddedHistory
JPMJPMorgan Chase & CoStock42,399$6.15M0.8%+470+1.1%AddedHistory
SPYSPDR S&P 500 ETF TrustETF12,442$5.32M0.7%+5,468+78.4%AddedHistory
AVGOBroadcom Inc.Stock6,379$5.30M0.7%+131+2.1%AddedHistory
AMZNAmazon Com IncStock40,243$5.12M0.7%+3,079+8.3%AddedHistory
BRK.ABerkshire Hathaway IncCL A9$4.78M0.7%00.0%UnchangedHistory
TSLATesla, Inc.Stock18,544$4.64M0.6%+2,392+14.8%AddedHistory
SPDR Index Shs FDS78463X434ST STR MSCI EAFE65,745$4.41M0.6%−6,716−9.3%Reduced–
BRK.BBerkshire Hathaway IncStock12,546$4.39M0.6%+1,345+12.0%AddedHistory
Vanguard Ftse All-World Ex-US Index Fund922042775ETF83,222$4.32M0.6%−4,447−5.1%Reduced–
Schwab U.S. Large-Cap ETF808524201ETF82,844$4.19M0.6%+295+0.4%Added–
iShares Tr464287622RUS 1000 ETF17,833$4.19M0.6%−721−3.9%Reduced–
GOOGLAlphabet Inc.Stock31,708$4.15M0.6%+3,169+11.1%AddedHistory
FTNTFortinet, Inc.Stock66,094$3.88M0.5%−393−0.6%ReducedHistory
NVDANVIDIA CorpStock8,824$3.84M0.5%+753+9.3%AddedHistory
XOMExxonMobil Holdings CorpCOM32,493$3.82M0.5%+228+0.7%AddedHistory
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS64,887$3.74M0.5%−47,857−42.4%Reduced–
Invesco Exchange Traded FD T46137V233S&P 500 TOP 50105,830$3.59M0.5%00.0%UnchangedConverted for a 10-for-1 split–
GOOGAlphabet Inc.Stock26,187$3.45M0.5%+782+3.1%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF31,831$3.00M0.4%−850−2.6%Reduced–
Vanguard Morningstar Growth ETF922908736ETF10,017$2.73M0.4%00.0%Unchanged–
iShares Russell 1000 Growth ETF464287614ETF10,077$2.68M0.4%00.0%Unchanged–
Vanguard Morningstar Value ETF922908744ETF18,229$2.51M0.3%+1,031+6.0%Added–
METAMeta Platforms, Inc.Stock8,271$2.48M0.3%+601+7.8%AddedHistory
PNFPPinnacle Financial Partners, Inc.COM36,077$2.42M0.3%00.0%UnchangedHistory
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW34,317$2.35M0.3%00.0%Unchanged–
VVisa Inc.Stock9,934$2.28M0.3%+660+7.1%AddedHistory
LLYEli Lilly & CoStock4,169$2.24M0.3%+206+5.2%AddedHistory
HDHome Depot, Inc.Stock7,386$2.23M0.3%−324−4.2%ReducedHistory
MRKMerck & Co., Inc.Stock20,717$2.13M0.3%+2,453+13.4%AddedHistory
iShares MSCI Eafe ETF464287465ETF30,690$2.12M0.3%00.0%Unchanged–
iShares Tr464287150CORE S&P TTL STK22,349$2.11M0.3%−2,524−10.1%Reduced–
UPSUnited Parcel Service IncStock12,686$1.98M0.3%−161−1.3%ReducedHistory
CVSCVS Health CorpStock27,550$1.92M0.3%+308+1.1%AddedHistory
JNJJohnson & JohnsonStock11,550$1.80M0.2%−10.0%ReducedHistory
UNHUnitedHealth Group IncStock3,528$1.78M0.2%+479+15.7%AddedHistory
CSCOCisco Systems, Inc.Stock29,976$1.61M0.2%+2,175+7.8%AddedHistory
PGProcter & Gamble CoStock11,042$1.61M0.2%+61+0.6%AddedHistory
iShares Core S&P 500 ETF464287200ETF3,604$1.55M0.2%−12−0.3%Reduced–
Vanguard Morningstar Small-Cap Value ETF922908611ETF9,638$1.54M0.2%−150−1.5%Reduced–
iShares Tr46434V803HDG MSCI EAFE48,892$1.47M0.2%−4,193−7.9%Reduced–
CVXChevron CorpStock8,340$1.41M0.2%+1,948+30.5%AddedHistory
ADBEAdobe Inc.Stock2,668$1.36M0.2%+345+14.9%AddedHistory
MAMastercard IncStock3,346$1.32M0.2%+386+13.0%AddedHistory
Schwab U.S. Broad Market ETF808524102ETF26,572$1.32M0.2%00.0%Unchanged–
WMTWalmart Inc.Stock8,150$1.30M0.2%+260+3.3%AddedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF41,162$1.28M0.2%−171−0.4%Reduced–
COSTCostco Wholesale CorpStock2,235$1.26M0.2%+317+16.5%AddedHistory
ABBVAbbVie Inc.Stock8,099$1.21M0.2%−108−1.3%ReducedHistory
SPDR Series Trust78468R804ST STR R1K LOWV8,756$1.17M0.2%00.0%Unchanged–
SPDR Series Trust78464A763ST STR SP DIV9,853$1.13M0.2%−4,047−29.1%Reduced–
iShares Tr46434V274INTL EQTY FACTOR42,052$1.09M0.1%+342+0.8%Added–
ACNAccenture plcStock3,530$1.08M0.1%+401+12.8%AddedHistory
Vanguard Scottsdale FDS92206C714VNG RUS1000VAL15,745$1.05M0.1%00.0%Unchanged–
PEPPepsiCo IncStock5,909$1.00M0.1%+1,041+21.4%AddedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF10,863$997.5K0.1%−4,784−30.6%Reduced–
iShares MSCI USA Min Vol Factor ETF46429B697ETF13,190$954.7K0.1%+9,427+250.5%Added–
KOCoca Cola CoStock16,501$923.7K0.1%+266+1.6%AddedHistory
CMCSAComcast CorpStock20,103$891.4K0.1%+1,351+7.2%AddedHistory
ABNBAirbnb, Inc.Stock6,448$884.7K0.1%+223+3.6%AddedHistory
ORCLOracle CorpStock8,117$859.8K0.1%+2,489+44.2%AddedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF11,700$850.8K0.1%00.0%Unchanged–
ABTAbbott LaboratoriesStock8,480$821.3K0.1%−293−3.3%ReducedHistory
Dimensional U.S. Core Equity 2 ETF25434V708ETF31,219$817.9K0.1%00.0%Unchanged–
AMGNAmgen IncStock3,029$814.1K0.1%+53+1.8%AddedHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF3,741$801.2K0.1%00.0%Unchanged–
FITBFifth Third BancorpCOM31,501$797.9K0.1%+67+0.2%AddedHistory
REFIChicago Atlantic Real Estate Finance, Inc.COM54,029$795.3K0.1%+3,244+6.4%AddedHistory
SBUXStarbucks CorpStock8,668$791.1K0.1%+1,407+19.4%AddedHistory
PFEPfizer IncStock23,163$768.3K0.1%−2,711−10.5%ReducedHistory
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF17,038$754.8K0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL12,651$743.8K0.1%−41−0.3%Reduced–
NFLXNetflix IncStock1,918$724.2K0.1%+119+6.6%AddedHistory
First Tr Exchange-Traded FD33734H106SHS18,651$697.4K0.1%−850−4.4%Reduced–
TMOThermo Fisher Scientific Inc.Stock1,348$682.3K0.1%+75+5.9%AddedHistory
MCDMcDonalds CorpStock2,562$675.0K0.1%+13+0.5%AddedHistory
ETNEaton Corp plcStock3,133$668.2K0.1%+108+3.6%AddedHistory
TXNTexas Instruments IncStock4,192$666.6K0.1%−268−6.0%ReducedHistory
PSQHPSQ Holdings, Inc.CL A72,376$657.2K0.1%+72,376NewHistory
HONHoneywell International IncCOM3,544$654.7K0.1%−58−1.6%ReducedHistory
LINLinde PLCStock1,738$647.2K0.1%+35+2.1%AddedHistory
COPConocoPhillipsStock5,387$645.4K0.1%+1,365+33.9%AddedHistory
LOWLowes Companies IncStock3,103$644.9K0.1%+1,152+59.0%AddedHistory
NOWServiceNow, Inc.Stock1,140$637.2K0.1%+325+39.9%AddedHistory

Sold out since Q2 2023 (36)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Sage Mountain Advisors LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
iShares Inc464286525MSCI GBL MIN VOL5,984$586.8K0.1%–
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP8,262$514.9K0.1%History
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF4,998$498.6K0.1%–
VZVerizon Communications IncStock7,567$281.4K<0.1%History
Afternext Healthtech AcquisiG01109100SHS CL A26,800$277.6K<0.1%–
Waverley Capital Acquis CorpG06536109SHS CL A25,000$259.3K<0.1%–
TGTTarget CorpStock1,924$253.8K<0.1%History
SYYSysco CorpStock3,142$233.1K<0.1%History
OKLOOklo Inc.COM CL A22,338$233.0K<0.1%History
ELEstee Lauder Companies IncCL A1,155$226.8K<0.1%History
Alpha Partners Tech Mergr CoG63290111CLASS A ORD SHS21,750$225.8K<0.1%–
TELTE Connectivity plcREG SHS1,597$223.8K<0.1%History
Conyers Park III Acqsitn Cor21289P102CLASS A COM20,700$211.3K<0.1%–
ICLRIcon PLCCOM834$208.7K<0.1%History
ANSSAnsys IncCOM622$205.4K<0.1%History
BNYBank of New York Mellon CorpStock4,613$205.4K<0.1%History
PGRProgressive CorpStock1,518$200.9K<0.1%History
UTA Acquisition CorpG9473A109CLASS A ORD SHS13,838$146.0K<0.1%–
ESHAUESH Acquisition Corp.UNIT 06/13/202813,400$135.9K<0.1%History
Golden Star Acquisition CorpG4023C127UNIT 05/01/202812,070$125.7K<0.1%–
BYNOUbyNordic Acquisition CorpUNIT 07/01/202710,750$114.2K<0.1%History
NFNTInfinite Acquisition Corp.CL A ORD SHS10,000$105.7K<0.1%History
PIMCO ETF Tr72201R2051-5 US TIP IDX1,834$92.3K<0.1%–
Aura Fat Projs Acquisition CG06362100CLASS A ORD8,000$84.6K<0.1%–
iShares Inc46434G822MSCI JAPAN ETF900$55.7K<0.1%–
iShares Tr46434V886HDG MSCI JAPAN1,600$53.8K<0.1%–
SANBanco Santander, S.A.ADR10,407$38.6K<0.1%History
iShares Inc46434G863ESG AWR MSCI EM644$20.4K<0.1%–
iShares Tr464288588MBS ETF112$10.4K<0.1%–
iShares Tr464287291GLOBAL TECH ETF102$6.34K<0.1%–
iShares U.S. Medical Devices ETF464288810ETF96$5.42K<0.1%–
State Street SPDR S&P Regional Banking ETF78464A698ETF80$3.27K<0.1%–
iShares Inc46434G509CUR HD MSCI EM93$2.28K<0.1%–
iShares Inc464286756MSCI SWEDEN ETF43$1.52K<0.1%–
Aura Fat Projs Acquisition CG06362126*W EXP 03/31/2028,000$321<0.1%–
Alpha Partners Tech Mergr CoG63290103*W EXP 03/31/2027,250$301<0.1%–