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Livermore
Livermore
ZHEN

DCF Advisers, LLC

SEC CIK
0001802493
Latest filing
Aug 10, 2026

Holdings in Q1 2026

Holdings as of Mar 31, 2026, filed May 11, 2026. Long positions only; changes compare share counts with Q4 2025.

Institution overview
Positions
72
−3 vs. Q4 2025
Portfolio value
$265.3M
−$37.6M (−12.4%) vs. Q4 2025
Filed
May 11, 2026
SEC
Holdings of DCF Advisers, LLC in Q1 2026
SecurityClassSharesValue% of portfolioShare changeActionHistory
ALTAltimmune, Inc.COM NEW14,700$45.3K<0.1%−4,000−21.4%ReducedHistory
ARDXArdelyx, Inc.COM20,000$119.8K<0.1%00.0%UnchangedHistory
IFRXInflaRx N.V.COM158,500$141.8K0.1%00.0%UnchangedHistory
CMPSCOMPASS Pathways plcSPONSORED ADS42,500$235.0K0.1%+42,500NewHistory
PINSPinterest, Inc.CL A25,000$458.5K0.2%+25,000NewHistory
SNPSSynopsys IncCOM1,250$495.6K0.2%+1,250NewHistory
MSFTMicrosoft CorpStock1,500$555.3K0.2%+1,500NewHistory
SPOTSpotify Technology S.A.Stock1,250$606.1K0.2%00.0%UnchangedHistory
TPBTurning Point Brands, Inc.COM7,000$607.5K0.2%00.0%UnchangedHistory
VRDNViridian Therapeutics, Inc.COM32,150$628.9K0.2%−20,550−39.0%ReducedHistory
OIO-I Glass, Inc.COM60,000$630.6K0.2%−4,750−7.3%ReducedHistory
LNSRLENSAR, Inc.COM118,217$704.6K0.3%00.0%UnchangedHistory
PRTAProthena Corp Public Ltd CoSHS73,247$712.0K0.3%−122,500−62.6%ReducedHistory
iShares Russell 2000 ETF464287655ETF3,000$744.0K0.3%00.0%Unchanged–
IMRXImmuneering CorpCLASS A COM141,462$745.5K0.3%−73,538−34.2%ReducedHistory
QUREuniQure N.V.SHS49,000$801.1K0.3%+49,000NewHistory
ARQArq, Inc.COM327,803$839.2K0.3%+67,233+25.8%AddedHistory
STEWSRH Total Return Fund, Inc.COM50,000$855.0K0.3%00.0%UnchangedHistory
GMGeneral Motors CoCOM12,500$931.3K0.4%00.0%UnchangedHistory
ANABAnaptysbio, IncCOM18,775$1.04M0.4%−16,475−46.7%ReducedHistory
ALLTAllot Ltd.SHS156,500$1.04M0.4%+84,500+117.4%AddedHistory
BHVNBiohaven Ltd.COM123,500$1.04M0.4%−28,000−18.5%ReducedHistory
AZNAstraZeneca PLCSPONSORED ADR5,750$1.13M0.4%−16,400−74.0%ReducedConverted for a 1-for-2 splitHistory
METAMeta Platforms, Inc.Stock2,000$1.14M0.4%00.0%UnchangedHistory
ZLABZai Lab LtdADR63,500$1.19M0.5%−34,000−34.9%ReducedHistory
XNCRXencor IncCOM103,736$1.25M0.5%−51,000−33.0%ReducedHistory
QCOMQualcomm IncStock10,250$1.32M0.5%00.0%UnchangedHistory
GPCRStructure Therapeutics Inc.SPONSORED ADS27,500$1.33M0.5%−2,500−8.3%ReducedHistory
LYFTLyft, Inc.CL A COM102,500$1.36M0.5%−47,500−31.7%ReducedHistory
AAPLApple Inc.Stock5,750$1.46M0.6%−3,500−37.8%ReducedHistory
AVGOBroadcom Inc.Stock4,875$1.51M0.6%+375+8.3%AddedHistory
INTCIntel CorpStock35,000$1.54M0.6%−5,000−12.5%ReducedHistory
LFCRLifecore Biomedical, Inc.COM424,500$1.58M0.6%−17,500−4.0%ReducedHistory
LRCXLam Research CorpCOM7,500$1.60M0.6%00.0%UnchangedHistory
BNEDBarnes & Noble Education, Inc.COM NEW196,943$1.74M0.7%−18,000−8.4%ReducedHistory
AMGNAmgen IncStock6,000$2.11M0.8%−7,500−55.6%ReducedHistory
Sprott FDS Tr85208P303URANIUM MINERS E35,000$2.21M0.8%00.0%Unchanged–
JQCNuveen Credit Strategies Income FundCOM SHS476,336$2.32M0.9%+67,616+16.5%AddedHistory
ABBVAbbVie Inc.Stock10,750$2.34M0.9%00.0%UnchangedHistory
Barrick Gold Corp067901108COM60,000$2.45M0.9%00.0%Unchanged–
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT266,000$2.45M0.9%00.0%UnchangedHistory
EVOEvotec SESPONSORED ADS1,065,274$2.66M1.0%−133,719−11.2%ReducedHistory
MRVLMarvell Technology, Inc.COM27,500$2.72M1.0%00.0%UnchangedHistory
SLViShares Silver TrustETF40,000$2.73M1.0%−32,500−44.8%ReducedHistory
ZBHZimmer Biomet Holdings, Inc.Stock30,500$2.76M1.0%00.0%UnchangedHistory
VanEck ETF Trust92189F791JUNIOR GOLD MINE25,000$3.00M1.1%−1,500−5.7%Reduced–
VRTXVertex Pharmaceuticals IncStock7,000$3.13M1.2%+1,000+16.7%AddedHistory
HELPCybin Inc.COM NEW691,988$3.32M1.3%−83,600−10.8%ReducedHistory
ZMZoom Communications, Inc.Stock46,500$3.74M1.4%+16,250+53.7%AddedHistory
INCYIncyte CorpCOM41,500$3.91M1.5%00.0%UnchangedHistory
UBERUber Technologies, IncStock55,000$3.96M1.5%00.0%UnchangedHistory
CCitigroup IncStock36,000$4.08M1.5%00.0%UnchangedHistory
ORCLOracle CorpStock28,500$4.19M1.6%00.0%UnchangedHistory
IONSIonis Pharmaceuticals IncCOM56,000$4.21M1.6%−47,000−45.6%ReducedHistory
CSCOCisco Systems, Inc.Stock55,000$4.27M1.6%+5,000+10.0%AddedHistory
BIDUBaidu, Inc.ADR41,000$4.57M1.7%+500+1.2%AddedHistory
BABAAlibaba Group Holding LtdADR38,500$4.83M1.8%+1,100+2.9%AddedHistory
NAMSNewAmsterdam Pharma Co N.V.ORDINARY SHARES160,600$5.14M1.9%00.0%UnchangedHistory
GLDSPDR Gold TrustETF12,000$5.16M1.9%−1,000−7.7%ReducedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF62,500$5.74M2.2%−47,000−42.9%Reduced–
ETEnergy Transfer LPCOM UT LTD PTN300,500$5.80M2.2%00.0%UnchangedHistory
BACBank of America CorpStock119,500$5.83M2.2%00.0%UnchangedHistory
AMDAdvanced Micro Devices IncStock29,000$5.90M2.2%−1,000−3.3%ReducedHistory
REGNRegeneron Pharmaceuticals, Inc.COM9,250$7.15M2.7%−750−7.5%ReducedHistory
LLYEli Lilly & CoStock8,300$7.63M2.9%00.0%UnchangedHistory
AMZNAmazon Com IncStock38,000$7.91M3.0%+6,000+18.8%AddedHistory
IAUiShares Gold TrustETF100,000$8.82M3.3%00.0%UnchangedHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS300,000$9.04M3.4%−85,000−22.1%ReducedHistory
CRVSCorvus Pharmaceuticals, Inc.COM637,500$9.33M3.5%−91,500−12.6%ReducedHistory
ARGXArgenx SESPONSORED ADR14,650$10.7M4.0%+1,000+7.3%AddedHistory
GOOGAlphabet Inc.Stock57,000$16.4M6.2%00.0%UnchangedHistory
MUMicron Technology IncStock150,000$50.7M19.1%−17,250−10.3%ReducedHistory

Options (14)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of DCF Advisers, LLC in Q1 2026
SecurityClassPutsCalls
Invesco QQQ Trust Series I46090E103ETF$72.7M–
SPYSPDR S&P 500 ETF TrustETF$14.0M–
VanEck Semiconductor ETF92189F676ETF$12.3M–
GOOGLAlphabet Inc.Stock$5.46M–
CSCOCisco Systems, Inc.Stock$1.16M–
BHVNBiohaven Ltd.COM–$1.14M
SBUXStarbucks CorpStock–$895.9K
AMZNAmazon Com IncStock–$520.7K
SPOTSpotify Technology S.A.Stock$484.9K–
MSFTMicrosoft CorpStock–$370.2K
IBITiShares Bitcoin Trust ETFETF–$288.1K
SNYSanofiSPONSORED ADR–$265.0K
SNPSSynopsys IncCOM–$198.2K
ALTAltimmune, Inc.COM NEW–$114.0K

Sold out since Q4 2025 (8)

Positions held at the end of Q4 2025 that are gone from this filing.

Positions of DCF Advisers, LLC sold out since Q4 2025
SecurityClassShares in Q4 2025Value in Q4 2025% of portfolio in Q4 2025History
HDHome Depot, Inc.Stock8,500$2.92M1.0%History
PFEPfizer IncStock47,000$1.17M0.4%History
SNYSanofiSPONSORED ADR21,000$1.02M0.3%History
TDOCTeladoc Health, Inc.COM137,500$962.5K0.3%History
CTLPCantaloupe, Inc.COM33,500$355.8K0.1%History
PYPLPayPal Holdings, Inc.Stock5,000$291.9K0.1%History
MEOHMethanex CorpCOM5,500$218.5K0.1%History
BURBurford Capital LtdORD SHS19,500$173.9K0.1%History