DCF Advisers, LLC
- SEC CIK
- 0001802493
- Latest filing
- Aug 10, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 72
- −5 vs. Q2 2021
- Portfolio value
- $183.9M
- −$14.9M (−7.5%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| IMDXInsight Molecular Diagnostics Inc. | COM | 12,149 | $43.0K | <0.1% | +12,149 | New | History |
| VLDXWVelo3D, Inc. | *W EXP 12/01/202 | 42,000 | $72.0K | <0.1% | +12,000+40.0% | Added | History |
| QTNTQuotient Ltd | SHS | 83,937 | $196.0K | 0.1% | −17,063−16.9% | Reduced | History |
| MTNBMatinas BioPharma Holdings, Inc. | COM | 154,500 | $201.0K | 0.1% | −231,474−60.0% | Reduced | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 21,500 | $206.0K | 0.1% | +21,500 | New | History |
| TBHCBrand House Collective, Inc. | COM | 11,000 | $211.0K | 0.1% | 00.0% | Unchanged | History |
| LCTXLineage Cell Therapeutics, Inc. | COM | 87,000 | $219.0K | 0.1% | +12,500+16.8% | Added | History |
| WBAWalgreens Boots Alliance, Inc. | COM | 5,000 | $235.0K | 0.1% | +5,000 | New | History |
| APTXAptinyx Inc. | COM | 114,000 | $267.0K | 0.1% | 00.0% | Unchanged | History |
| AIRTAir T Inc | COM | 9,671 | $277.0K | 0.2% | +998+11.5% | Added | History |
| ARNAArena Pharmaceuticals Inc | COM NEW | 5,000 | $298.0K | 0.2% | 00.0% | Unchanged | History |
| FCXFreeport-McMoran Inc | Stock | 10,000 | $325.0K | 0.2% | 00.0% | Unchanged | History |
| APTVAptiv PLC | SHS | 2,250 | $335.0K | 0.2% | 00.0% | Unchanged | History |
| BOXBox Inc | CL A | 18,500 | $438.0K | 0.2% | −1,500−7.5% | Reduced | History |
| OVIDOvid Therapeutics Inc. | COM | 141,701 | $476.0K | 0.3% | +2,000+1.4% | Added | History |
| Paramount Global92556H206 | CL B | 12,500 | $494.0K | 0.3% | +2,500+25.0% | Added | – |
| ProShares Tr74347B201 | PSHS ULTSH 20YRS | 30,000 | $551.0K | 0.3% | +30,000 | New | – |
| NKTRNektar Therapeutics | COM | 31,300 | $562.0K | 0.3% | 00.0% | Unchanged | History |
| BIIBBiogen Inc. | COM | 2,000 | $566.0K | 0.3% | +1,000+100.0% | Added | History |
| WBDWarner Bros. Discovery, Inc. | COM SER A | 25,000 | $635.0K | 0.3% | 00.0% | Unchanged | History |
| NXPINXP Semiconductors N.V. | COM | 3,500 | $686.0K | 0.4% | 00.0% | Unchanged | History |
| ADMSAdamas Pharmaceuticals Inc | COM | 140,000 | $687.0K | 0.4% | 00.0% | Unchanged | History |
| MSFTMicrosoft Corp | Stock | 2,500 | $705.0K | 0.4% | 00.0% | Unchanged | History |
| ITWIllinois Tool Works Inc | Stock | 3,500 | $723.0K | 0.4% | 00.0% | Unchanged | History |
| BDXBecton Dickinson & Co | Stock | 3,000 | $737.0K | 0.4% | 00.0% | Unchanged | History |
| AZNAstraZeneca PLC | SPONSORED ADR | 12,745 | $765.0K | 0.4% | +12,745 | New | History |
| Global X Lithium & Battery Tech ETF37954Y855 | ETF | 9,500 | $779.0K | 0.4% | +9,500 | New | – |
| AMRNAmarin Corp PLC | SPONS ADR NEW | 160,000 | $816.0K | 0.4% | −17,000−9.6% | Reduced | History |
| NOKNokia Corp | SPONSORED ADR | 150,000 | $818.0K | 0.4% | 00.0% | Unchanged | History |
| PSFEPaysafe Ltd | ORD | 110,000 | $853.0K | 0.5% | 00.0% | Unchanged | History |
| QCOMQualcomm Inc | Stock | 7,500 | $967.0K | 0.5% | 00.0% | Unchanged | History |
| MRVLMarvell Technology, Inc. | COM | 17,500 | $1.05M | 0.6% | 00.0% | Unchanged | History |
| STEWSRH Total Return Fund, Inc. | COM | 83,000 | $1.09M | 0.6% | −7,000−7.8% | Reduced | History |
| MSMorgan Stanley | Stock | 12,500 | $1.22M | 0.7% | −10,000−44.4% | Reduced | History |
| VIRVir Biotechnology, Inc. | COM | 28,000 | $1.22M | 0.7% | +15,929+132.0% | Added | History |
| EQEquillium, Inc. | COM | 185,666 | $1.27M | 0.7% | +108,128+139.5% | Added | History |
| VanEck ETF Trust92189F791 | JUNIOR GOLD MINE | 40,000 | $1.53M | 0.8% | −10,000−20.0% | Reduced | – |
| AERIAerie Pharmaceuticals Inc | COM | 136,501 | $1.56M | 0.8% | +45,201+49.5% | Added | History |
| TAT&T Inc. | Stock | 60,000 | $1.62M | 0.9% | 00.0% | Unchanged | History |
| SLViShares Silver Trust | ETF | 80,000 | $1.64M | 0.9% | +20,000+33.3% | Added | History |
| AAPLApple Inc. | Stock | 12,500 | $1.77M | 1.0% | +7,500+150.0% | Added | History |
| IMPLIPI Legacy Liquidation Co | COM | 150,000 | $1.83M | 1.0% | +150,000 | New | History |
| FFord Motor Co | Stock | 132,500 | $1.88M | 1.0% | +42,500+47.2% | Added | History |
| BMYBristol Myers Squibb Co | Stock | 32,500 | $1.92M | 1.0% | −8,000−19.8% | Reduced | History |
| LNSRLENSAR, Inc. | COM | 279,788 | $2.14M | 1.2% | 00.0% | Unchanged | History |
| BABAAlibaba Group Holding Ltd | ADR | 14,500 | $2.15M | 1.2% | +4,500+45.0% | Added | History |
| SGENSeagen Inc. | COM | 13,500 | $2.29M | 1.2% | 00.0% | Unchanged | History |
| AMGNAmgen Inc | Stock | 11,250 | $2.39M | 1.3% | 00.0% | Unchanged | History |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 259,000 | $2.52M | 1.4% | −11,000−4.1% | Reduced | History |
| LLYEli Lilly & Co | Stock | 11,250 | $2.60M | 1.4% | 00.0% | Unchanged | History |
| ALTAltimmune, Inc. | COM NEW | 239,200 | $2.71M | 1.5% | +93,450+64.1% | Added | History |
| PFEPfizer Inc | Stock | 65,000 | $2.80M | 1.5% | 00.0% | Unchanged | History |
| ALNYAlnylam Pharmaceuticals, Inc. | COM | 17,500 | $3.30M | 1.8% | 00.0% | Unchanged | History |
| IAUiShares Gold Trust | ETF | 100,000 | $3.34M | 1.8% | 00.0% | Unchanged | History |
| ORCLOracle Corp | Stock | 40,000 | $3.48M | 1.9% | −22,500−36.0% | Reduced | History |
| GLDSPDR Gold Trust | ETF | 22,500 | $3.69M | 2.0% | −10,000−30.8% | Reduced | History |
| AMDAdvanced Micro Devices Inc | Stock | 40,000 | $4.12M | 2.2% | −15,000−27.3% | Reduced | History |
| PRTAProthena Corp Public Ltd Co | SHS | 60,000 | $4.27M | 2.3% | −1,750−2.8% | Reduced | History |
| CCitigroup Inc | Stock | 65,000 | $4.56M | 2.5% | 00.0% | Unchanged | History |
| GMGeneral Motors Co | COM | 90,000 | $4.74M | 2.6% | −10,000−10.0% | Reduced | History |
| INCYIncyte Corp | COM | 70,000 | $4.82M | 2.6% | +9,000+14.8% | Added | History |
| TPBTurning Point Brands, Inc. | COM | 101,000 | $4.82M | 2.6% | −21,250−17.4% | Reduced | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 175,000 | $5.16M | 2.8% | −10,000−5.4% | Reduced | – |
| VZVerizon Communications Inc | Stock | 100,000 | $5.40M | 2.9% | 00.0% | Unchanged | History |
| BACBank of America Corp | Stock | 150,000 | $6.37M | 3.5% | 00.0% | Unchanged | History |
| XNCRXencor Inc | COM | 230,000 | $7.51M | 4.1% | +33,000+16.8% | Added | History |
| ARGXArgenx SE | SPONSORED ADR | 25,000 | $7.55M | 4.1% | +5,000+25.0% | Added | History |
| ABBVAbbVie Inc. | Stock | 77,750 | $8.39M | 4.6% | +750+1.0% | Added | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 16,000 | $9.68M | 5.3% | +500+3.2% | Added | History |
| GOOGAlphabet Inc. | Stock | 4,350 | $11.6M | 6.3% | −2,150−33.1% | Reduced | History |
| MUMicron Technology Inc | Stock | 177,500 | $12.6M | 6.9% | +7,500+4.4% | Added | History |
| ITCIIntra-Cellular Therapies, Inc. | COM | 379,000 | $14.1M | 7.7% | +4,000+1.1% | Added | History |
Options (8)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $29.0M | $6.65M |
| GLDSPDR Gold Trust | ETF | – | $2.63M |
| BABAAlibaba Group Holding Ltd | ADR | – | $1.11M |
| PGProcter & Gamble Co | Stock | $1.05M | – |
| AMZNAmazon Com Inc | Stock | – | $986.0K |
| LLYEli Lilly & Co | Stock | – | $578.0K |
| MUMicron Technology Inc | Stock | – | $355.0K |
| INCYIncyte Corp | COM | – | $344.0K |
Sold out since Q2 2021 (12)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| KINKindred Biosciences, Inc. | COM | 362,315 | $3.32M | 1.7% | History |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 6,000 | $1.10M | 0.6% | History |
| JNJJohnson & Johnson | Stock | 5,000 | $824.0K | 0.4% | History |
| IBMInternational Business Machines Corp | Stock | 5,000 | $733.0K | 0.4% | History |
| KSSKOHLS Corp | Stock | 10,000 | $551.0K | 0.3% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 7,500 | $523.0K | 0.3% | – |
| AYXAlteryx, Inc. | COM CL A | 5,000 | $430.0K | 0.2% | History |
| GENGen Digital Inc. | Stock | 15,000 | $408.0K | 0.2% | History |
| GMABGenmab A/S | SPONSORED ADS | 10,000 | $408.0K | 0.2% | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 2,500 | $300.0K | 0.2% | History |
| SGMOQSangamo Therapeutics, Inc | COM | 13,100 | $157.0K | 0.1% | History |
| OBSVObsEva SA | COM | 26,500 | $80.0K | <0.1% | History |