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DCF Advisers, LLC

SEC CIK
0001802493
Latest filing
Aug 10, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 13, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
77
−4 vs. Q1 2021
Portfolio value
$198.8M
+$1.72M (+0.9%) vs. Q1 2021
Filed
Aug 13, 2021
SEC
Holdings of DCF Advisers, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
GOOGAlphabet Inc.Stock6,500$16.3M8.2%00.0%UnchangedHistory
ITCIIntra-Cellular Therapies, Inc.COM375,000$15.3M7.7%−49,500−11.7%ReducedHistory
MUMicron Technology IncStock170,000$14.4M7.3%+10,000+6.3%AddedHistory
ABBVAbbVie Inc.Stock77,000$8.67M4.4%−25,000−24.5%ReducedHistory
REGNRegeneron Pharmaceuticals, Inc.COM15,500$8.66M4.4%+2,000+14.8%AddedHistory
XNCRXencor IncCOM197,000$6.79M3.4%+7,000+3.7%AddedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF185,000$6.29M3.2%+57,500+45.1%Added–
BACBank of America CorpStock150,000$6.18M3.1%00.0%UnchangedHistory
ARGXArgenx SESPONSORED ADR20,000$6.02M3.0%−4,000−16.7%ReducedHistory
GMGeneral Motors CoCOM100,000$5.92M3.0%00.0%UnchangedHistory
VZVerizon Communications IncStock100,000$5.60M2.8%+12,500+14.3%AddedHistory
TPBTurning Point Brands, Inc.COM122,250$5.59M2.8%00.0%UnchangedHistory
GLDSPDR Gold TrustETF32,500$5.38M2.7%−10,000−23.5%ReducedHistory
AMDAdvanced Micro Devices IncStock55,000$5.17M2.6%00.0%UnchangedHistory
INCYIncyte CorpCOM61,000$5.13M2.6%−4,000−6.2%ReducedHistory
ORCLOracle CorpStock62,500$4.87M2.4%−42,500−40.5%ReducedHistory
CCitigroup IncStock65,000$4.60M2.3%00.0%UnchangedHistory
IAUiShares Gold TrustETF100,000$3.37M1.7%00.0%UnchangedConverted for a 1-for-2 splitHistory
KINKindred Biosciences, Inc.COM362,315$3.32M1.7%+161,315+80.3%AddedHistory
PRTAProthena Corp Public Ltd CoSHS61,750$3.17M1.6%+15,894+34.7%AddedHistory
ALNYAlnylam Pharmaceuticals, Inc.COM17,500$2.97M1.5%−2,500−12.5%ReducedHistory
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT270,000$2.75M1.4%−12,505−4.4%ReducedHistory
AMGNAmgen IncStock11,250$2.74M1.4%00.0%UnchangedHistory
BMYBristol Myers Squibb CoStock40,500$2.71M1.4%+500+1.3%AddedHistory
LLYEli Lilly & CoStock11,250$2.58M1.3%00.0%UnchangedHistory
PFEPfizer IncStock65,000$2.54M1.3%+50,000+333.3%AddedHistory
LNSRLENSAR, Inc.COM279,788$2.42M1.2%+27,463+10.9%AddedHistory
VanEck ETF Trust92189F791JUNIOR GOLD MINE50,000$2.34M1.2%−7,500−13.0%Reduced–
BABAAlibaba Group Holding LtdADR10,000$2.27M1.1%+3,000+42.9%AddedHistory
SGENSeagen Inc.COM13,500$2.13M1.1%00.0%UnchangedHistory
MSMorgan StanleyStock22,500$2.06M1.0%00.0%UnchangedHistory
TAT&T Inc.Stock60,000$1.73M0.9%−65,000−52.0%ReducedHistory
AERIAerie Pharmaceuticals IncCOM91,300$1.46M0.7%−1,200−1.3%ReducedHistory
SLViShares Silver TrustETF60,000$1.45M0.7%+7,500+14.3%AddedHistory
ALTAltimmune, Inc.COM NEW145,750$1.44M0.7%+145,750NewHistory
FFord Motor CoStock90,000$1.34M0.7%+90,000NewHistory
PSFEPaysafe LtdORD110,000$1.33M0.7%+110,000NewHistory
STEWSRH Total Return Fund, Inc.COM90,000$1.22M0.6%−19,022−17.4%ReducedHistory
ALXNAlexion Pharmaceuticals, Inc.COM6,000$1.10M0.6%−6,000−50.0%ReducedHistory
QCOMQualcomm IncStock7,500$1.07M0.5%00.0%UnchangedHistory
MRVLMarvell Technology, Inc.ORD17,500$1.02M0.5%00.0%UnchangedHistory
JNJJohnson & JohnsonStock5,000$824.0K0.4%00.0%UnchangedHistory
NOKNokia CorpSPONSORED ADR150,000$798.0K0.4%−19,000−11.2%ReducedHistory
ITWIllinois Tool Works IncStock3,500$782.0K0.4%00.0%UnchangedHistory
AMRNAmarin Corp PLCSPONS ADR NEW177,000$775.0K0.4%00.0%UnchangedHistory
WBDWarner Bros. Discovery, Inc.COM SER A25,000$767.0K0.4%+25,000NewHistory
ADMSAdamas Pharmaceuticals IncCOM140,000$739.0K0.4%−20,000−12.5%ReducedHistory
IBMInternational Business Machines CorpStock5,000$733.0K0.4%−1,500−23.1%ReducedHistory
BDXBecton Dickinson & CoStock3,000$730.0K0.4%−4,099−57.7%ReducedHistory
NXPINXP Semiconductors N.V.COM3,500$720.0K0.4%00.0%UnchangedHistory
AAPLApple Inc.Stock5,000$685.0K0.3%−1,000−16.7%ReducedHistory
MSFTMicrosoft CorpStock2,500$677.0K0.3%00.0%UnchangedHistory
VIRVir Biotechnology, Inc.COM12,071$571.0K0.3%+4,879+67.8%AddedHistory
KSSKOHLS CorpStock10,000$551.0K0.3%00.0%UnchangedHistory
OVIDOvid Therapeutics Inc.COM139,701$546.0K0.3%+30,700+28.2%AddedHistory
NKTRNektar TherapeuticsCOM31,300$537.0K0.3%00.0%UnchangedHistory
Kraneshares Trust500767306CSI CHI INTERNET7,500$523.0K0.3%−10,000−57.1%Reduced–
BOXBox IncCL A20,000$511.0K0.3%−20,000−50.0%ReducedHistory
EQEquillium, Inc.COM77,538$457.0K0.2%+77,538NewHistory
Paramount Global92556H206CL B10,000$452.0K0.2%+10,000New–
AYXAlteryx, Inc.COM CL A5,000$430.0K0.2%−1,625−24.5%ReducedHistory
GENGen Digital Inc.Stock15,000$408.0K0.2%−15,000−50.0%ReducedHistory
GMABGenmab A/SSPONSORED ADS10,000$408.0K0.2%00.0%UnchangedHistory
FCXFreeport-McMoran IncStock10,000$371.0K0.2%00.0%UnchangedHistory
QTNTQuotient LtdSHS101,000$368.0K0.2%−30,500−23.2%ReducedHistory
APTVAptiv PLCSHS2,250$354.0K0.2%−5,250−70.0%ReducedHistory
BIIBBiogen Inc.COM1,000$346.0K0.2%+1,000NewHistory
ARNAArena Pharmaceuticals IncCOM NEW5,000$341.0K0.2%00.0%UnchangedHistory
APTXAptinyx Inc.COM114,000$323.0K0.2%−16,000−12.3%ReducedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR2,500$300.0K0.2%+2,500NewHistory
MTNBMatinas BioPharma Holdings, Inc.COM385,974$299.0K0.2%−14,026−3.5%ReducedHistory
TBHCBrand House Collective, Inc.COM11,000$252.0K0.1%+500+4.8%AddedHistory
AIRTAir T IncCOM8,673$214.0K0.1%+8,673NewHistory
LCTXLineage Cell Therapeutics, Inc.COM74,500$212.0K0.1%+53,500+254.8%AddedHistory
SGMOQSangamo Therapeutics, IncCOM13,100$157.0K0.1%−900−6.4%ReducedHistory
OBSVObsEva SACOM26,500$80.0K<0.1%00.0%UnchangedHistory
VLDXWVelo3D, Inc.*W EXP 12/01/20230,000$58.0K<0.1%+30,000NewHistory

Options (14)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of DCF Advisers, LLC in Q2 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$61.4M–
GLDSPDR Gold TrustETF$3.31M$1.66M
Invesco QQQ Trust Series I46090E103ETF–$4.43M
AMZNAmazon Com IncStock–$3.78M
MUMicron Technology IncStock$1.70M$212.0K
BMYBristol Myers Squibb CoStock–$1.67M
BABAAlibaba Group Holding LtdADR–$1.25M
AAPLApple Inc.Stock–$1.23M
TSMTaiwan Semiconductor Manufacturing Co LtdADR$1.20M–
FDXFedEx CorpStock–$507.0K
Global X Lithium & Battery Tech ETF37954Y855ETF–$326.0K
MASMasco CorpCOM–$295.0K
State Street Energy Select Sector SPDR ETF81369Y506ETF$242.0K–
Paramount Global92556H206CL B–$226.0K

Sold out since Q1 2021 (14)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of DCF Advisers, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
CVSCVS Health CorpStock21,500$1.62M0.8%History
FMSFresenius Medical Care AGSPONSORED ADR43,400$1.60M0.8%History
LOWLowes Companies IncStock7,500$1.43M0.7%History
TGTTarget CorpStock5,000$990.0K0.5%History
KYNBKyntra Bio, Inc.COM17,125$594.0K0.3%History
SPCEVirgin Galactic Holdings, IncCOM18,500$567.0K0.3%History
NVDANVIDIA CorpStock1,000$534.0K0.3%History
ESPREsperion Therapeutics, Inc.COM17,286$485.0K0.2%History
TDCTeradata CorpStock7,500$289.0K0.1%History
CRMSalesforce, Inc.Stock1,250$265.0K0.1%History
ProShares Tr74347B201PSHS ULTSH 20YRS9,500$207.0K0.1%–
ADTADT Inc.COM14,000$118.0K0.1%History
VBIVVBI Vaccines Inc/BCCOM NEW26,000$81.0K<0.1%History
UVXYProShares Trust IIULTRA VIX SHORT13,250$75.0K<0.1%History