Skip to main content
Livermore
Livermore
ZHEN

Legacy Wealth Planning, LLC

SEC CIK
0001802490
Latest filing
Nov 10, 2022

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 22, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
97
−2 vs. Q2 2021
Portfolio value
$89.2M
+$1.43M (+1.6%) vs. Q2 2021
Filed
Nov 22, 2021
AmendedSEC
Holdings of Legacy Wealth Planning, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
OIAInvesco Municipal Income Opportunities TrustCOM15,275$121.0K0.1%00.0%UnchangedHistory
Yamana Gold Inc98462Y100COM45,000$178.0K0.2%00.0%Unchanged–
BFKBlackRock Municipal Income TrustSH BEN INT12,703$188.0K0.2%00.0%UnchangedHistory
iShares Russell 2000 Growth ETF464287648ETF693$203.0K0.2%−84−10.8%Reduced–
GOOGAlphabet Inc.Stock77$205.0K0.2%+77NewHistory
MAMastercard IncStock597$208.0K0.2%−10−1.6%ReducedHistory
ILMNIllumina, Inc.COM512$208.0K0.2%00.0%UnchangedHistory
EDConsolidated Edison IncStock2,874$209.0K0.2%00.0%UnchangedHistory
iShares Tr464287788U.S. FINLS ETF2,576$213.0K0.2%00.0%Unchanged–
EPDEnterprise Products Partners L.P.Stock10,021$217.0K0.2%00.0%UnchangedHistory
ABTAbbott LaboratoriesStock1,874$221.0K0.2%00.0%UnchangedHistory
LPLALPL Financial Holdings Inc.COM1,431$224.0K0.3%+1,431NewHistory
CCDCalamos Dynamic Convertible & Income FundCOM7,586$231.0K0.3%00.0%UnchangedHistory
iShares Russell 2000 ETF464287655ETF1,097$240.0K0.3%00.0%Unchanged–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF2,215$245.0K0.3%−1,270−36.4%Reduced–
ONTFON24 Inc.COM12,400$247.0K0.3%+12,400NewHistory
iShares U.S. Regional Banks ETF464288778ETF4,092$248.0K0.3%−300−6.8%Reduced–
CSCOCisco Systems, Inc.Stock4,571$249.0K0.3%+3+0.1%AddedHistory
DEODiageo PLCSPON ADR NEW1,315$254.0K0.3%00.0%UnchangedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF6,980$262.0K0.3%+6,980New–
KMIKinder Morgan, Inc.Stock15,884$266.0K0.3%+20.0%AddedHistory
GOOGLAlphabet Inc.Stock100$267.0K0.3%+2+2.0%AddedHistory
PMPhilip Morris International Inc.Stock2,814$267.0K0.3%00.0%UnchangedHistory
TMToyota Motor CorpADS1,500$267.0K0.3%00.0%UnchangedHistory
PFEPfizer IncStock6,220$268.0K0.3%00.0%UnchangedHistory
BXBlackstone Inc.COM2,381$277.0K0.3%00.0%UnchangedHistory
EQIXEquinix IncCOM351$277.0K0.3%00.0%UnchangedHistory
MOAltria Group, Inc.Stock6,169$281.0K0.3%00.0%UnchangedHistory
iShares Select Dividend ETF464287168ETF2,462$282.0K0.3%00.0%Unchanged–
CCitigroup IncStock4,049$284.0K0.3%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF19,045$286.0K0.3%−1,279−6.3%Reduced–
HDHome Depot, Inc.Stock875$287.0K0.3%00.0%UnchangedHistory
iShares Core S&P Mid-Cap ETF464287507ETF1,098$289.0K0.3%00.0%Unchanged–
COSTCostco Wholesale CorpStock655$294.0K0.3%00.0%UnchangedHistory
ADBEAdobe Inc.Stock510$294.0K0.3%00.0%UnchangedHistory
Global X FDS37954Y483NASDAQ 100 COVER13,599$300.0K0.3%−836−5.8%Reduced–
iShares Tr464288158SHRT NAT MUN ETF2,794$301.0K0.3%+2,794New–
iShares Core MSCI Eafe ETF46432F842ETF4,112$305.0K0.3%+34+0.8%Added–
MRKMerck & Co., Inc.Stock4,068$306.0K0.3%−200−4.7%ReducedHistory
SBUXStarbucks CorpStock2,911$321.0K0.4%+707+32.1%AddedHistory
iShares Tr464287549EXPND TEC SC ETF849$343.0K0.4%00.0%Unchanged–
ERCAllspring Multi-Sector Income FundCOM25,489$345.0K0.4%−1,500−5.6%ReducedHistory
PGProcter & Gamble CoStock2,522$353.0K0.4%−482−16.0%ReducedHistory
NKENIKE, Inc.Stock2,488$361.0K0.4%00.0%UnchangedHistory
NFLXNetflix IncStock605$369.0K0.4%00.0%UnchangedHistory
Invesco QQQ Trust Series I46090E103ETF1,068$382.0K0.4%00.0%Unchanged–
DISWalt Disney CoStock2,256$382.0K0.4%00.0%UnchangedHistory
CMICummins IncStock1,726$388.0K0.4%00.0%UnchangedHistory
DEDeere & CoStock1,237$414.0K0.5%00.0%UnchangedHistory
ARK ETF Tr00214Q302GENOMIC REV ETF5,677$424.0K0.5%−1,300−18.6%Reduced–
IIMInvesco Value Municipal Income TrustCOM26,717$436.0K0.5%00.0%UnchangedHistory
VVisa Inc.Stock2,101$468.0K0.5%+300+16.7%AddedHistory
ProShares Tr74347R693PSHS ULTRA TECH4,710$468.0K0.5%00.0%Unchanged–
WMTWalmart Inc.Stock3,362$469.0K0.5%−500−12.9%ReducedHistory
JNJJohnson & JohnsonStock2,941$475.0K0.5%00.0%UnchangedHistory
iShares Core S&P 500 ETF464287200ETF1,134$489.0K0.5%+27+2.4%Added–
iShares Tr464287150CORE S&P TTL STK4,966$489.0K0.5%+962+24.0%Added–
iShares Tr464287721U.S. TECH ETF4,864$493.0K0.6%00.0%Unchanged–
NOTVInotiv, Inc.COM16,900$494.0K0.6%00.0%UnchangedHistory
VZVerizon Communications IncStock9,684$523.0K0.6%+10+0.1%AddedHistory
GLDSPDR Gold TrustETF3,307$543.0K0.6%+386+13.2%AddedHistory
iShares Tr46434V4070-5YR HI YL CP12,437$568.0K0.6%−932−7.0%Reduced–
iShares Core Dividend Growth ETF46434V621ETF11,963$601.0K0.7%00.0%Unchanged–
XOMExxonMobil Holdings CorpCOM10,386$611.0K0.7%−30−0.3%ReducedHistory
INTCIntel CorpStock11,576$617.0K0.7%−269−2.3%ReducedHistory
iShares Tr464288646ISHS 1-5YR INVS12,382$677.0K0.8%+575+4.9%Added–
iShares U.S. Medical Devices ETF464288810ETF11,484$721.0K0.8%00.0%UnchangedConverted for a 6-for-1 split–
iShares MSCI USA Min Vol Factor ETF46429B697ETF9,919$729.0K0.8%−739−6.9%Reduced–
BACBank of America CorpStock17,199$730.0K0.8%−2,119−11.0%ReducedHistory
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF6,445$769.0K0.9%00.0%Unchanged–
SPYSPDR S&P 500 ETF TrustETF1,823$782.0K0.9%+54+3.1%AddedHistory
TAT&T Inc.Stock31,457$850.0K1.0%−1,180−3.6%ReducedHistory
iShares S&P 500 Growth ETF464287309ETF1,169$859.0K1.0%−19,150−94.2%Reduced–
JPMJPMorgan Chase & CoStock5,689$931.0K1.0%00.0%UnchangedHistory
NVDANVIDIA CorpStock4,604$954.0K1.1%+40+0.9%AddedConverted for a 4-for-1 splitHistory
IQIInvesco Quality Municipal Income TrustCOM76,779$1.01M1.1%+135+0.2%AddedHistory
iShares Russell 1000 Value ETF464287598ETF6,578$1.03M1.2%−181−2.7%Reduced–
ARK Innovation ETF00214Q104ETF10,135$1.12M1.3%+360+3.7%Added–
BRK.BBerkshire Hathaway IncStock4,153$1.13M1.3%−32−0.8%ReducedHistory
AMZNAmazon Com IncStock347$1.14M1.3%−5−1.4%ReducedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF18,741$1.16M1.3%−194−1.0%Reduced–
BABoeing CoStock5,767$1.27M1.4%00.0%UnchangedHistory
iShares Tr464287515EXPANDED TECH3,252$1.30M1.5%+333+11.4%Added–
NMZNuveen Municipal High Income Opportunity FundCOM88,763$1.31M1.5%+280+0.3%AddedHistory
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR28,132$1.42M1.6%+934+3.4%Added–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF5,281$1.48M1.7%+47+0.9%Added–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF10,835$1.51M1.7%+21+0.2%Added–
iShares Tr464288885EAFE GRWTH ETF11,619$1.53M1.7%−2,672−18.7%Reduced–
Vanguard Morningstar Small-Cap Value ETF922908611ETF9,512$1.61M1.8%+22+0.2%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF7,398$1.64M1.8%+1,489+25.2%Added–
MSFTMicrosoft CorpStock7,632$2.15M2.4%+47+0.6%AddedHistory
CRLCharles River Laboratories International, Inc.COM6,195$2.56M2.9%00.0%UnchangedHistory
iShares Russell 1000 Growth ETF464287614ETF10,217$2.80M3.1%−246−2.4%Reduced–
iShares Russell Top 200 Growth ETF464289438ETF28,192$4.30M4.8%+169+0.6%Added–
AAPLApple Inc.Stock33,659$4.76M5.3%+2,954+9.6%AddedHistory
WisdomTree Tr97717X669US QTLY DIV GRT141,835$8.35M9.4%−89,763−38.8%Reduced–
iShares Tr46432F388MSCI USA VALUE149,600$15.1M16.9%+78,472+110.3%Added–

Sold out since Q2 2021 (7)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Legacy Wealth Planning, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
PYPLPayPal Holdings, Inc.Stock894$261.0K0.3%History
MUMicron Technology IncStock2,700$229.0K0.3%History
CATCaterpillar IncStock951$207.0K0.2%History
GEGeneral Electric CoCOM15,373$207.0K0.2%History
CVXChevron CorpStock1,932$202.0K0.2%History
SPCEVirgin Galactic Holdings, IncCOM4,400$202.0K0.2%History
INTUIntuit Inc.Stock409$200.0K0.2%History