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Livermore
Livermore
ZHEN

HighMark Wealth Management LLC

SEC CIK
0001802451
Latest filing
Aug 12, 2026

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed Apr 29, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
567
−9 vs. Q4 2023
Portfolio value
$161.5M
+$26.1M (+19.3%) vs. Q4 2023
Filed
Apr 29, 2024
SEC
Holdings of HighMark Wealth Management LLC in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
TELLTellurian Inc.COM1$1<0.1%−294−99.7%ReducedHistory
WENWendy's CoStock0$2<0.1%−50−100.0%ReducedHistory
AQBAquabounty Technologies IncCOM10$20<0.1%00.0%UnchangedHistory
HYFMHydrofarm Holdings Group, Inc.COM20$22<0.1%00.0%UnchangedHistory
SLVOCredit Suisse AGETRA SILV SHS CO0$24<0.1%0UnchangedHistory
GENGen Digital Inc.Stock1$26<0.1%−41−97.6%ReducedHistory
BNBROOKFIELD CorpCL A LTD VT SH1$34<0.1%00.0%UnchangedHistory
KDKyndryl Holdings, Inc.Stock2$44<0.1%00.0%UnchangedHistory
PTENPatterson Uti Energy IncCOM5$55<0.1%00.0%UnchangedHistory
ALBAlbemarle CorpStock1$79<0.1%00.0%UnchangedHistory
FUBOFuboTV Inc.COM50$79<0.1%00.0%UnchangedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF1$99<0.1%00.0%Unchanged–
ATLCAtlanticus Holdings CorpCOM4$104<0.1%00.0%UnchangedHistory
SONOSonos IncCOM6$114<0.1%00.0%UnchangedHistory
VOYAVoya Financial, Inc.COM2$152<0.1%00.0%UnchangedHistory
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF3$168<0.1%00.0%Unchanged–
Vanguard Mortgage-Backed Securities ETF92206C771ETF4$196<0.1%00.0%Unchanged–
PRLDPrelude Therapeutics IncCOM50$237<0.1%00.0%UnchangedHistory
RDDTReddit, Inc.Stock5$247<0.1%+5NewHistory
ARAYAccuray IncCOM100$247<0.1%00.0%UnchangedHistory
SLVMSylvamo CorpCOMMON STOCK4$253<0.1%00.0%UnchangedHistory
DFTXDefinium Therapeutics, Inc.Stock28$263<0.1%00.0%UnchangedHistory
SPOTSpotify Technology S.A.Stock1$264<0.1%00.0%UnchangedHistory
FLYYSpirit Aviation Holdings, Inc.COM55$264<0.1%+42+323.1%AddedHistory
BLUEbluebird bio, Inc.COM230$294<0.1%00.0%UnchangedHistory
WWWW International, Inc.COM160$296<0.1%00.0%UnchangedHistory
UAUnder Armour, Inc.CL C42$300<0.1%+21+100.0%AddedHistory
UAAUnder Armour, Inc.Stock42$310<0.1%+21+100.0%AddedHistory
AVTAvnet IncCOM6$312<0.1%00.0%UnchangedHistory
Flagstar Bank, National Association649445103COM100$322<0.1%−40−28.6%Reduced–
OUSTOuster, Inc.COM NEW41$326<0.1%00.0%UnchangedHistory
TACTransalta CorpCOM51$327<0.1%00.0%UnchangedHistory
CCitigroup IncStock6$371<0.1%00.0%UnchangedHistory
PEBPebblebrook Hotel TrustCOM24$372<0.1%00.0%UnchangedHistory
AVGRAvinger IncCOM NEW127$394<0.1%00.0%UnchangedHistory
BCXBlackRock Resources & Commodities Strategy TrustSHS44$402<0.1%−43−49.4%ReducedHistory
TSVT2seventy bio, Inc.COMMON STOCK76$407<0.1%00.0%UnchangedHistory
CHPTChargePoint Holdings, Inc.COM CL A224$426<0.1%00.0%UnchangedHistory
ADAPYAdaptimmune Therapeutics PLCSPONDS ADR287$453<0.1%00.0%UnchangedHistory
CUTRCutera IncCOM316$465<0.1%00.0%UnchangedHistory
VTNRVertex Energy Inc.COM345$483<0.1%00.0%UnchangedHistory
APTOAptose Biosciences Inc.COM300$498<0.1%00.0%UnchangedHistory
ALDXAldeyra Therapeutics, Inc.COM155$507<0.1%00.0%UnchangedHistory
JOBYJoby Aviation, Inc.COMMON STOCK100$536<0.1%+100NewHistory
Global X FDS37954Y442CLOUD COMPUTNG25$554<0.1%00.0%Unchanged–
DFINDonnelley Financial Solutions, Inc.COM9$558<0.1%00.0%UnchangedHistory
ACHRArcher Aviation Inc.Stock130$601<0.1%−270−67.5%ReducedHistory
OSUROrasure Technologies IncCOM100$615<0.1%00.0%UnchangedHistory
NKLANikola CorpCOM600$624<0.1%00.0%UnchangedHistory
iShares Tr46432F859CORE 1 5 YR USD14$664<0.1%00.0%Unchanged–
PLUGPlug Power IncStock200$688<0.1%00.0%UnchangedHistory
MSGEMadison Square Garden Entertainment Corp.COM CL A18$706<0.1%+9+100.0%AddedHistory
CHWYChewy, Inc.CL A45$716<0.1%00.0%UnchangedHistory
ICUSeaStar Medical Holding CorpCOMMON STOCK1,000$734<0.1%+1,000NewHistory
HEHawaiian Electric Industries IncCOM66$744<0.1%00.0%UnchangedHistory
OXYOccidental Petroleum CorpStock12$796<0.1%00.0%UnchangedHistory
ARK Innovation ETF00214Q104ETF16$803<0.1%00.0%Unchanged–
APPSDigital Turbine, Inc.COM NEW310$812<0.1%00.0%UnchangedHistory
PTONPeloton Interactive, Inc.CL A COM190$814<0.1%00.0%UnchangedHistory
KEPKorea Electric Power CorpSPONSORED ADR100$833<0.1%00.0%UnchangedHistory
SWBISmith & Wesson Brands, Inc.COM50$871<0.1%00.0%UnchangedHistory
SPHRSphere Entertainment Co.CL A18$883<0.1%+9+100.0%AddedHistory
VTRVentas, Inc.REIT20$892<0.1%00.0%UnchangedHistory
iShares Tr464287838U.S. BAS MTL ETF6$894<0.1%00.0%Unchanged–
SNDSmart Sand, Inc.COM500$955<0.1%00.0%UnchangedHistory
CGCCanopy Growth CorpCOM NEW130$1.12K<0.1%00.0%UnchangedHistory
MARAMARA Holdings, Inc.COM50$1.13K<0.1%00.0%UnchangedHistory
CARRCarrier Global CorpStock20$1.16K<0.1%00.0%UnchangedHistory
LITSLite Strategy, Inc.COM292$1.17K<0.1%00.0%UnchangedHistory
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF10$1.17K<0.1%−29−74.4%Reduced–
EXELExelixis, Inc.COM51$1.21K<0.1%00.0%UnchangedHistory
OPRXOptimizeRx CorpCOM NEW100$1.22K<0.1%00.0%UnchangedHistory
UNPUnion Pacific CorpStock5$1.23K<0.1%+5NewHistory
Fidelity Covington Trust316092832DIVID ETF RISI26$1.23K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E297S&P EMRNG MKTS53$1.26K<0.1%+1+1.9%Added–
WisdomTree Tr97717W794TRUE DEV INTL FD25$1.31K<0.1%00.0%Unchanged–
RHRHCOM4$1.39K<0.1%00.0%UnchangedHistory
RFRegions Financial CorpCOM70$1.47K<0.1%+70NewHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF0$1.57K<0.1%0New–
SCYXScynexis IncCOM NEW1,066$1.57K<0.1%00.0%UnchangedHistory
CRBPCorbus Pharmaceuticals Holdings, Inc.COM NEW41$1.61K<0.1%00.0%UnchangedHistory
SESea LtdSPONSORD ADS30$1.61K<0.1%00.0%UnchangedHistory
SNNSmith & Nephew PLCSPDN ADR NEW65$1.65K<0.1%00.0%UnchangedHistory
MSCIMSCI Inc.Stock3$1.68K<0.1%00.0%UnchangedHistory
Global X FDS37954Y632ARTIFICIAL ETF50$1.70K<0.1%00.0%Unchanged–
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS166$1.70K<0.1%+166NewHistory
Fidelity MSCI Health Care Index ETF316092600ETF25$1.71K<0.1%+1+4.2%Added–
RIORio Tinto PLCADR27$1.71K<0.1%−43−61.4%ReducedHistory
MSIMotorola Solutions, Inc.Stock5$1.77K<0.1%+1+25.0%AddedHistory
MRKMerck & Co., Inc.Stock14$1.81K<0.1%00.0%UnchangedHistory
AXGNAxogen, Inc.COM235$1.90K<0.1%00.0%UnchangedHistory
GEVOGevo, Inc.COM PAR2,500$1.92K<0.1%00.0%UnchangedHistory
REGNRegeneron Pharmaceuticals, Inc.COM0$1.93K<0.1%0NewHistory
RIOTRiot Platforms, Inc.COM160$1.96K<0.1%00.0%UnchangedHistory
ROICRetail Opportunity Investments CorpCOM154$1.97K<0.1%+2+1.3%AddedHistory
IPInternational Paper CoCOM51$1.99K<0.1%00.0%UnchangedHistory
JPMJPMorgan Chase & CoStock0$2.00K<0.1%−61−100.0%ReducedHistory
SNAPSnap IncStock175$2.01K<0.1%−1,065−85.9%ReducedHistory
ZNTLZentalis Pharmaceuticals, Inc.COM130$2.05K<0.1%00.0%UnchangedHistory
HONHoneywell International IncCOM10$2.05K<0.1%00.0%UnchangedHistory

Sold out since Q4 2023 (59)

Positions held at the end of Q4 2023 that are gone from this filing.

Positions of HighMark Wealth Management LLC sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
HALOHalozyme Therapeutics, Inc.COM31,290$1.16M0.9%History
State Street SPDR S&P Regional Banking ETF78464A698ETF3,625$190.0K0.1%–
SCTLSocietal CDMO, Inc.COM484,985$170.0K0.1%History
Vanguard Star FDS921909768VG TL INTL STK F2,433$141.0K0.1%–
State Street SPDR S&P Bank ETF78464A797ETF2,675$123.1K0.1%–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF409$37.8K<0.1%–
LFMDLifeMD, Inc.COM3,000$24.9K<0.1%History
NVSTEnvista Holdings CorpCOM1,000$24.1K<0.1%History
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM403$22.1K<0.1%–
YOUClear Secure, Inc.COM CL A1,052$21.7K<0.1%History
PRVAPrivia Health Group, Inc.COM900$20.7K<0.1%History
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF613$20.1K<0.1%–
Ssga Active ETF Tr78467V848ST STR TOTAL ETF443$17.8K<0.1%–
KRTXKaruna Therapeutics, Inc.COM55$17.4K<0.1%History
Vanguard Mun BD FDS922907746TAX EXEMPT BD317$16.2K<0.1%–
ETF Managers Tr26924G508ETFMG ALTR HRVST4,737$15.3K<0.1%–
AMRAlpha Metallurgical Resources, Inc.COM40$13.6K<0.1%History
State Street SPDR Portfolio S&P 500 ETF78464A854ETF241$13.5K<0.1%–
Vanguard Total Bond Market ETF921937835ETF146$10.7K<0.1%–
iShares Tr464288646ISHS 1-5YR INVS205$10.5K<0.1%–
SPDR Series Trust78468R200ST STR RATE ETF260$7.97K<0.1%–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF249$7.41K<0.1%–
PCARPaccar IncCOM66$6.45K<0.1%History
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD83$6.45K<0.1%–
HUMHumana IncStock13$5.95K<0.1%History
Vanguard Short-Term Bond ETF921937827ETF76$5.86K<0.1%–
EIXEdison InternationalStock79$5.65K<0.1%History
Vanguard Malvern FDS922020805STRM INFPROIDX113$5.39K<0.1%–
Vanguard Whitehall FDS921946794INTL HIGH ETF77$5.14K<0.1%–
INSPInspire Medical Systems, Inc.COM25$5.09K<0.1%History
Vanguard Morningstar Value ETF922908744ETF33$4.96K<0.1%–
Vanguard High Dividend Yield Index ETF921946406ETF44$4.90K<0.1%–
NOCNorthrop Grumman CorpStock10$4.68K<0.1%History
ZBHZimmer Biomet Holdings, Inc.Stock38$4.63K<0.1%History
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL69$4.34K<0.1%–
Vanguard Real Estate ETF922908553ETF49$4.31K<0.1%–
FSRFisker Inc.CL A COM STK2,151$3.76K<0.1%History
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF49$3.40K<0.1%–
Exchange Listed FDS Tr30151E673QRAFT AI ENANE101$3.35K<0.1%–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS55$3.28K<0.1%–
COLDAmericold Realty TrustCOM107$3.24K<0.1%History
HMCHonda Motor Co LtdADR ECH CNV IN 3102$3.14K<0.1%History
QGENQiagen N.V.SHS NEW70$3.04K<0.1%History
TTETotalEnergies SESPONSORED ADS40$2.69K<0.1%History
BGFVBig 5 Sporting Goods CorpCOM403$2.56K<0.1%History
Direxion Shs ETF Tr25460G138DAILY 20+ YEAR T35$2.28K<0.1%–
ZUOZuora IncCOM CL A220$2.07K<0.1%History
IAUiShares Gold TrustETF50$1.95K<0.1%History
TDToronto Dominion BankStock27$1.74K<0.1%History
HIMXHimax Technologies, Inc.SPONSORED ADR254$1.54K<0.1%History
MHHMastech Digital, Inc.COM0$970<0.1%History
COHNCohen & Co Inc.COM135$895<0.1%History
iShares Tr464288281JPMORGAN USD EMG7$631<0.1%–
AYXAlteryx, Inc.COM CL A10$472<0.1%History
LIANYLianBioSPONSORED ADS100$447<0.1%History
ALECAlector, Inc.COM50$399<0.1%History
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF3$336<0.1%–
SIENProject Sage Oldco, Inc.COM130$79<0.1%History
EGIOEdgio, Inc.COM159$54<0.1%History