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Livermore
Livermore
ZHEN

HighMark Wealth Management LLC

SEC CIK
0001802451
Latest filing
Aug 12, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 18, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
566
+3 vs. Q2 2023
Portfolio value
$120.6M
−$12.5M (−9.4%) vs. Q2 2023
Filed
Oct 18, 2023
SEC
Holdings of HighMark Wealth Management LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
ZYMEZymeworks Inc.COM280$1.77K<0.1%00.0%UnchangedHistory
IPInternational Paper CoCOM51$1.81K<0.1%00.0%UnchangedHistory
ZUOZuora IncCOM CL A220$1.81K<0.1%00.0%UnchangedHistory
VMWVmware LLCCL A COM11$1.83K<0.1%−19−63.3%ReducedHistory
HONHoneywell International IncCOM10$1.85K<0.1%00.0%UnchangedHistory
ROICRetail Opportunity Investments CorpCOM150$1.86K<0.1%+2+1.4%AddedHistory
MGNXMacrogenics IncCOM400$1.86K<0.1%00.0%UnchangedHistory
APPSDigital Turbine, Inc.COM NEW310$1.88K<0.1%00.0%UnchangedHistory
CUTRCutera IncCOM316$1.90K<0.1%00.0%UnchangedHistory
NKENIKE, Inc.Stock20$1.92K<0.1%−10−33.3%ReducedHistory
LULUlululemon athletica inc.Stock5$1.93K<0.1%00.0%UnchangedHistory
ARK Blockchain & Fintech Innovation ETF00214Q708ETF100$1.94K<0.1%00.0%Unchanged–
ETREntergy CorpCOM22$2.02K<0.1%00.0%UnchangedHistory
CRHCRH Public Ltd CoORD37$2.02K<0.1%−26−41.3%ReducedHistory
STLAStellantis N.V.SHS108$2.06K<0.1%00.0%UnchangedHistory
TTCToro CoCOM25$2.08K<0.1%00.0%UnchangedHistory
WPRTWestport Fuel Systems Inc.COM350$2.12K<0.1%00.0%UnchangedHistory
VTRSViatris IncStock216$2.13K<0.1%+3+1.4%AddedHistory
ASPNAspen Aerogels IncCOM250$2.15K<0.1%00.0%UnchangedHistory
CUZCousins Properties IncCOM NEW106$2.16K<0.1%+106NewHistory
RITMRithm Capital Corp.REIT235$2.18K<0.1%+6+2.6%AddedHistory
TMDXTransMedics Group, Inc.COM40$2.19K<0.1%00.0%UnchangedHistory
LYGLloyds Banking Group plcSPONSORED ADR1,047$2.23K<0.1%+11+1.1%AddedHistory
IMKTAIngles Markets IncCL A30$2.27K<0.1%00.0%UnchangedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF25$2.28K<0.1%+25New–
GLWCorning IncCOM75$2.29K<0.1%00.0%UnchangedHistory
DOWDow Inc.Stock45$2.30K<0.1%+1+2.3%AddedHistory
PUKPrudential PLCADR105$2.30K<0.1%−11−9.5%ReducedHistory
CDNSCadence Design Systems IncStock10$2.34K<0.1%00.0%UnchangedHistory
COHRCoherent Corp.COM72$2.35K<0.1%00.0%UnchangedHistory
CCEPCoca-Cola Europacific Partners plcSHS38$2.39K<0.1%+5+15.2%AddedHistory
KROSKeros Therapeutics, Inc.COM75$2.39K<0.1%00.0%UnchangedHistory
IMMRImmersion CorpCOM362$2.40K<0.1%+1+0.3%AddedHistory
SCYXScynexis IncCOM NEW1,066$2.43K<0.1%00.0%UnchangedHistory
ENREnergizer Holdings, Inc.COM76$2.44K<0.1%+1+1.3%AddedHistory
WisdomTree Tr97717W422INDIA ERNGS FD67$2.46K<0.1%00.0%Unchanged–
INGING Groep NVSPONSORED ADR197$2.60K<0.1%+24+13.9%AddedHistory
ZNTLZentalis Pharmaceuticals, Inc.COM130$2.61K<0.1%00.0%UnchangedHistory
CVECenovus Energy Inc.COM125$2.61K<0.1%−36−22.4%ReducedHistory
TTWOTake Two Interactive Software IncCOM19$2.67K<0.1%00.0%UnchangedHistory
SAPSAP SEADR21$2.72K<0.1%00.0%UnchangedHistory
GEHCGE HealthCare Technologies Inc.Stock40$2.72K<0.1%00.0%UnchangedHistory
iShares Core MSCI Total International Stock ETF46432F834ETF46$2.76K<0.1%00.0%Unchanged–
BGFVBig 5 Sporting Goods CorpCOM395$2.77K<0.1%+14+3.7%AddedHistory
Vanguard Real Estate ETF922908553ETF37$2.79K<0.1%+1+2.8%Added–
QGENQiagen N.V.SHS NEW70$2.83K<0.1%00.0%UnchangedHistory
DDDuPont de Nemours, Inc.COM38$2.84K<0.1%00.0%UnchangedHistory
MOSMosaic CoCOM80$2.84K<0.1%+1+1.3%AddedHistory
EPDEnterprise Products Partners L.P.Stock105$2.86K<0.1%+2+1.9%AddedHistory
SLBSLB LimitedStock51$2.95K<0.1%−36−41.4%ReducedHistory
GEVOGevo, Inc.COM PAR2,500$2.98K<0.1%00.0%UnchangedHistory
WBDWarner Bros. Discovery, Inc.Stock277$3.01K<0.1%00.0%UnchangedHistory
ACGLArch Capital Group Ltd.Stock38$3.03K<0.1%−28−42.4%ReducedHistory
DJTTrump Media & Technology Group Corp.Stock185$3.04K<0.1%00.0%UnchangedHistory
DOCHealthpeak Properties, Inc.COM168$3.08K<0.1%00.0%UnchangedHistory
TTETotalEnergies SESPONSORED ADS47$3.09K<0.1%+13+38.2%AddedHistory
Exchange Listed FDS Tr30151E673QRAFT AI ENANE101$3.12K<0.1%00.0%Unchanged–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS55$3.13K<0.1%+1+1.9%Added–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF48$3.16K<0.1%00.0%Unchanged–
LOGILogitech International S.A.SHS46$3.17K<0.1%00.0%UnchangedHistory
HXLHexcel CorpCOM49$3.19K<0.1%−23−31.9%ReducedHistory
ICLRIcon PLCCOM13$3.20K<0.1%−2−13.3%ReducedHistory
AAAlcoa CorpStock111$3.23K<0.1%+42+60.9%AddedHistory
COLDAmericold Realty TrustCOM106$3.23K<0.1%00.0%UnchangedHistory
FFNWFirst Financial Northwest, Inc.COM256$3.25K<0.1%+3+1.2%AddedHistory
NVONovo Nordisk A SADR36$3.27K<0.1%−4−10.0%ReducedConverted for a 2-for-1 splitHistory
CDNACareDx, Inc.COM475$3.33K<0.1%−25,000−98.1%ReducedHistory
HMCHonda Motor Co LtdADR ECH CNV IN 3101$3.38K<0.1%+101NewHistory
ULUnilever PLCSPON ADR NEW70$3.46K<0.1%−8−10.3%ReducedHistory
NETCloudflare, Inc.CL A COM55$3.47K<0.1%00.0%UnchangedHistory
ASMLASML Holding NVADR6$3.53K<0.1%+2+50.0%AddedHistory
CPRTCopart IncCOM82$3.53K<0.1%−50−37.9%ReducedConverted for a 2-for-1 splitHistory
FIGSFIGS, Inc.CL A600$3.54K<0.1%00.0%UnchangedHistory
EIXEdison InternationalStock56$3.54K<0.1%00.0%UnchangedHistory
AONAon plcCL A11$3.58K<0.1%−1−8.3%ReducedHistory
IRDMIridium Communications Inc.COM80$3.62K<0.1%+1+1.3%AddedHistory
DXCDXC Technology CoStock175$3.65K<0.1%00.0%UnchangedHistory
LITSLite Strategy, Inc.COM530$3.71K<0.1%00.0%UnchangedHistory
LADLithia Motors IncCOM13$3.84K<0.1%−1−7.1%ReducedHistory
SRESempraStock57$3.88K<0.1%+3+5.6%AddedConverted for a 2-for-1 splitHistory
SONYSony Group CorpSPONSORED ADR48$3.97K<0.1%−4−7.7%ReducedHistory
Polymet MNG Corp731916409COM NEW1,910$3.97K<0.1%−66,685−97.2%Reduced–
FMCFMC CorpCOM NEW87$4.02K<0.1%+48+123.1%AddedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL69$4.05K<0.1%+1+1.5%Added–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF38$4.05K<0.1%00.0%Unchanged–
MBLYMobileye Global Inc.Stock100$4.16K<0.1%00.0%UnchangedHistory
MTBM&T Bank CorpCOM33$4.17K<0.1%−20−37.7%ReducedHistory
ARK Next Generation Technology ETF00214Q401ETF77$4.17K<0.1%00.0%Unchanged–
LCIDLucid Group, Inc.COM750$4.19K<0.1%00.0%UnchangedHistory
CMECME Group Inc.COM21$4.21K<0.1%00.0%UnchangedHistory
NRGNRG Energy, Inc.Stock109$4.21K<0.1%+1+0.9%AddedHistory
GERNGeron CorpCOM2,000$4.24K<0.1%+1,650+471.4%AddedHistory
ELMEElme CommunitiesSH BEN INT312$4.26K<0.1%+3+1.0%AddedHistory
ZBHZimmer Biomet Holdings, Inc.Stock38$4.26K<0.1%−27−41.5%ReducedHistory
FRFirst Industrial Realty Trust IncCOM98$4.33K<0.1%+1+1.0%AddedHistory
RBLXRoblox CorpStock150$4.34K<0.1%−84−35.9%ReducedHistory
IBKRInteractive Brokers Group, Inc.Stock50$4.36K<0.1%+15+42.9%AddedHistory
NOCNorthrop Grumman CorpStock10$4.40K<0.1%00.0%UnchangedHistory
RIORio Tinto PLCADR70$4.45K<0.1%+2+2.9%AddedHistory
Listed FD Tr53656G563HORIZON KINETICS153$4.47K<0.1%00.0%Unchanged–

Sold out since Q2 2023 (26)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of HighMark Wealth Management LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
RETAReata Pharmaceuticals IncCL A21,219$2.16M1.6%History
KRYSKrystal Biotech, Inc.COM17,185$2.02M1.5%History
iShares Tr464287234MSCI EMG MKT ETF2,681$106.1K0.1%–
Invesco Exchange Traded FD T46137V670DYNMC OIL GAS7,551$37.5K<0.1%–
ROKRockwell Automation, IncStock86$28.2K<0.1%History
NUVANuvasive IncCOM500$20.8K<0.1%History
ATKRAtkore Inc.COM100$15.6K<0.1%History
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL341$13.5K<0.1%–
VanEck Vectors ETF Tr92189F114VIDEO GAMING238$13.3K<0.1%–
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY1,200$11.4K<0.1%–
VRAYViewRay, Inc.COM28,000$9.86K<0.1%History
NOTEFiscalNote Holdings, Inc.COMMON STOCK2,000$7.28K<0.1%History
Listed FD Tr53656F789ROUNDHILL SPORTS292$5.11K<0.1%–
Listed FD Tr53656F706ROUNDHILL BITK283$4.42K<0.1%–
WWEWorld Wrestling Entertainment, LLCCL A35$3.80K<0.1%History
ELEstee Lauder Companies IncCL A19$3.73K<0.1%History
TFXTeleflex IncCOM14$3.39K<0.1%History
BXPBXP, Inc.COM46$2.65K<0.1%History
RPRXRoyalty Pharma plcSHS CLASS A82$2.52K<0.1%History
NXHNeighborhood Intelligence, Inc.COM40$1.30K<0.1%History
JBLUJetBlue Airways CorpCOM25$222<0.1%History
AJRDAerojet Rocketdyne Holdings, Inc.COM1$61<0.1%History
NEXNextier Oilfield Solutions Inc.COM6$54<0.1%History
EBETEBET, Inc.COM268$32<0.1%History
GMVDG Medical Innovations Holdings Ltd.SHS NEW47$18<0.1%History
SFStifel Financial CorpCOM4––History