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Livermore
Livermore
ZHEN

HighMark Wealth Management LLC

SEC CIK
0001802451
Latest filing
Aug 12, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 18, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
566
+3 vs. Q2 2023
Portfolio value
$120.6M
−$12.5M (−9.4%) vs. Q2 2023
Filed
Oct 18, 2023
SEC
Holdings of HighMark Wealth Management LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
HYFMHydrofarm Holdings Group, Inc.COM20$24<0.1%00.0%UnchangedHistory
BNBROOKFIELD CorpCL A LTD VT SH1$25<0.1%00.0%UnchangedHistory
KDKyndryl Holdings, Inc.Stock2$30<0.1%00.0%UnchangedHistory
AQBAquabounty Technologies IncCOM NEW200$48<0.1%00.0%UnchangedHistory
ATHXAthersys, IncCOM NEW120$52<0.1%00.0%UnchangedHistory
PTENPatterson Uti Energy IncCOM5$63<0.1%+5NewHistory
SONOSonos IncCOM6$77<0.1%00.0%UnchangedHistory
RADNew Rite Aid, LLCCOM187$84<0.1%00.0%UnchangedHistory
DFTXDefinium Therapeutics, Inc.Stock28$88<0.1%−1−3.4%ReducedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF1$96<0.1%00.0%Unchanged–
ALBAlbemarle CorpStock1$101<0.1%00.0%UnchangedHistory
ATLCAtlanticus Holdings CorpCOM4$107<0.1%00.0%UnchangedHistory
SFRTAppreciate Holdings, Inc.CLASS A COM742$120<0.1%00.0%UnchangedHistory
FUBOFuboTV Inc.COM50$134<0.1%+50NewHistory
VOYAVoya Financial, Inc.COM2$135<0.1%00.0%UnchangedHistory
EGIOEdgio, Inc.COM159$135<0.1%00.0%UnchangedHistory
SPOTSpotify Technology S.A.Stock1$155<0.1%00.0%UnchangedHistory
PRLDPrelude Therapeutics IncCOM50$155<0.1%00.0%UnchangedHistory
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF3$156<0.1%00.0%Unchanged–
SLVMSylvamo CorpCOMMON STOCK4$180<0.1%00.0%UnchangedHistory
Vanguard Mortgage-Backed Securities ETF92206C771ETF4$185<0.1%00.0%Unchanged–
OUSTOuster, Inc.COM NEW41$207<0.1%00.0%UnchangedHistory
FLYYSpirit Aviation Holdings, Inc.COM13$214<0.1%00.0%UnchangedHistory
ADAPYAdaptimmune Therapeutics PLCSPONDS ADR287$224<0.1%−982−77.4%ReducedHistory
CCitigroup IncStock6$236<0.1%00.0%UnchangedHistory
ARAYAccuray IncCOM100$272<0.1%00.0%UnchangedHistory
CRBPCorbus Pharmaceuticals Holdings, Inc.COM NEW41$276<0.1%00.0%UnchangedHistory
TSVT2seventy bio, Inc.COMMON STOCK76$298<0.1%00.0%UnchangedHistory
AVTAvnet IncCOM6$299<0.1%00.0%UnchangedHistory
ALECAlector, Inc.COM50$324<0.1%00.0%UnchangedHistory
PEBPebblebrook Hotel TrustCOM24$328<0.1%00.0%UnchangedHistory
TELLTellurian Inc.COM295$342<0.1%00.0%UnchangedHistory
AYXAlteryx, Inc.COM CL A10$377<0.1%00.0%UnchangedHistory
MARAMARA Holdings, Inc.COM50$425<0.1%00.0%UnchangedHistory
TACTransalta CorpCOM50$438<0.1%00.0%UnchangedHistory
Global X FDS37954Y442CLOUD COMPUTNG25$480<0.1%00.0%Unchanged–
DFINDonnelley Financial Solutions, Inc.COM9$507<0.1%00.0%UnchangedHistory
CELLBruker Cellular Analysis, Inc.COM550$549<0.1%00.0%UnchangedHistory
OSUROrasure Technologies IncCOM100$593<0.1%00.0%UnchangedHistory
SGMOQSangamo Therapeutics, IncCOM1,000$600<0.1%00.0%UnchangedHistory
ARK Innovation ETF00214Q104ETF16$636<0.1%00.0%Unchanged–
KEPKorea Electric Power CorpSPONSORED ADR100$644<0.1%00.0%UnchangedHistory
SWBISmith & Wesson Brands, Inc.COM50$648<0.1%00.0%UnchangedHistory
iShares Tr46432F859CORE 1 5 YR USD14$649<0.1%00.0%Unchanged–
AVGRAvinger IncCOM NEW127$685<0.1%00.0%UnchangedConverted for a 1-for-15 splitHistory
BLUEbluebird bio, Inc.COM230$699<0.1%00.0%UnchangedHistory
ANNXAnnexon, Inc.COM300$708<0.1%00.0%UnchangedHistory
GENGen Digital Inc.Stock42$737<0.1%+1+2.4%AddedHistory
iShares Tr464287838U.S. BAS MTL ETF6$758<0.1%+6New–
OPRXOptimizeRx CorpCOM NEW100$778<0.1%00.0%UnchangedHistory
BYNDBeyond Meat, Inc.COM81$779<0.1%00.0%UnchangedHistory
BCXBlackRock Resources & Commodities Strategy TrustSHS85$787<0.1%+1+1.2%AddedHistory
OXYOccidental Petroleum CorpStock12$790<0.1%00.0%UnchangedHistory
CHWYChewy, Inc.CL A45$822<0.1%00.0%UnchangedHistory
APTOAptose Biosciences Inc.COM300$840<0.1%00.0%UnchangedHistory
COHNCohen & Co Inc.COM130$845<0.1%+4+3.2%AddedHistory
BXBlackstone Inc.COM8$857<0.1%00.0%UnchangedHistory
VTRVentas, Inc.REIT20$863<0.1%00.0%UnchangedHistory
NTLAIntellia Therapeutics, Inc.COM28$885<0.1%00.0%UnchangedHistory
NKLANikola CorpCOM600$942<0.1%00.0%UnchangedHistory
PTONPeloton Interactive, Inc.CL A COM190$960<0.1%00.0%UnchangedHistory
WENWendy's CoStock49$1.01K<0.1%00.0%UnchangedHistory
MHHMastech Digital, Inc.COM115$1.03K<0.1%00.0%UnchangedHistory
ALDXAldeyra Therapeutics, Inc.COM155$1.03K<0.1%00.0%UnchangedHistory
Fidelity Covington Trust316092832DIVID ETF RISI26$1.04K<0.1%00.0%Unchanged–
RHRHCOM4$1.06K<0.1%00.0%UnchangedHistory
MSIMotorola Solutions, Inc.Stock4$1.09K<0.1%00.0%UnchangedHistory
CARRCarrier Global CorpStock20$1.10K<0.1%00.0%UnchangedHistory
CHPTChargePoint Holdings, Inc.COM CL A224$1.11K<0.1%00.0%UnchangedHistory
EXELExelixis, Inc.COM51$1.11K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W794TRUE DEV INTL FD25$1.14K<0.1%00.0%Unchanged–
INFYInfosys LtdSPONSORED ADR67$1.15K<0.1%00.0%UnchangedHistory
SNDSmart Sand, Inc.COM500$1.16K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E297S&P EMRNG MKTS52$1.16K<0.1%+1+2.0%Added–
CGCCanopy Growth CorpCOM1,500$1.17K<0.1%00.0%UnchangedHistory
AXGNAxogen, Inc.COM235$1.18K<0.1%−2,000−89.5%ReducedHistory
YMABY-mAbs Therapeutics, Inc.COM220$1.20K<0.1%00.0%UnchangedHistory
OCULOcular Therapeutix, IncCOM397$1.25K<0.1%00.0%UnchangedHistory
SESea LtdSPONSORD ADS30$1.32K<0.1%00.0%UnchangedHistory
Global X FDS37954Y632ARTIFICIAL ETF50$1.35K<0.1%+50New–
ONONOn Holding AGStock49$1.36K<0.1%+20+69.0%AddedHistory
MRKMerck & Co., Inc.Stock14$1.40K<0.1%+1+7.7%AddedHistory
TSCOTractor Supply CoCOM7$1.42K<0.1%−2−22.2%ReducedHistory
RTXRTX CorpStock20$1.44K<0.1%00.0%UnchangedHistory
Fidelity MSCI Health Care Index ETF316092600ETF24$1.48K<0.1%−3−11.1%Reduced–
HIMXHimax Technologies, Inc.SPONSORED ADR254$1.49K<0.1%+14+5.8%AddedHistory
RIOTRiot Platforms, Inc.COM160$1.49K<0.1%00.0%UnchangedHistory
PLUGPlug Power IncStock200$1.52K<0.1%00.0%UnchangedHistory
VTNRVertex Energy Inc.COM345$1.53K<0.1%00.0%UnchangedHistory
MSCIMSCI Inc.Stock3$1.54K<0.1%00.0%UnchangedHistory
SNNSmith & Nephew PLCSPDN ADR NEW65$1.61K<0.1%−24−27.0%ReducedHistory
TDToronto Dominion BankStock27$1.62K<0.1%−15−35.7%ReducedHistory
AVGOBroadcom Inc.Stock2$1.66K<0.1%00.0%UnchangedHistory
FTITechnipFMC plcCOM83$1.69K<0.1%00.0%UnchangedHistory
Vanguard Ftse Developed Markets ETF921943858ETF39$1.69K<0.1%+1+2.6%Added–
CELUCelularity IncCOM CL A7,717$1.71K<0.1%00.0%UnchangedHistory
DELLDell Technologies Inc.Stock25$1.72K<0.1%00.0%UnchangedHistory
ALVAutoliv IncCOM18$1.74K<0.1%00.0%UnchangedHistory
IAUiShares Gold TrustETF50$1.75K<0.1%00.0%UnchangedHistory
WWWW International, Inc.COM160$1.77K<0.1%00.0%UnchangedHistory

Sold out since Q2 2023 (26)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of HighMark Wealth Management LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
RETAReata Pharmaceuticals IncCL A21,219$2.16M1.6%History
KRYSKrystal Biotech, Inc.COM17,185$2.02M1.5%History
iShares Tr464287234MSCI EMG MKT ETF2,681$106.1K0.1%–
Invesco Exchange Traded FD T46137V670DYNMC OIL GAS7,551$37.5K<0.1%–
ROKRockwell Automation, IncStock86$28.2K<0.1%History
NUVANuvasive IncCOM500$20.8K<0.1%History
ATKRAtkore Inc.COM100$15.6K<0.1%History
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL341$13.5K<0.1%–
VanEck Vectors ETF Tr92189F114VIDEO GAMING238$13.3K<0.1%–
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY1,200$11.4K<0.1%–
VRAYViewRay, Inc.COM28,000$9.86K<0.1%History
NOTEFiscalNote Holdings, Inc.COMMON STOCK2,000$7.28K<0.1%History
Listed FD Tr53656F789ROUNDHILL SPORTS292$5.11K<0.1%–
Listed FD Tr53656F706ROUNDHILL BITK283$4.42K<0.1%–
WWEWorld Wrestling Entertainment, LLCCL A35$3.80K<0.1%History
ELEstee Lauder Companies IncCL A19$3.73K<0.1%History
TFXTeleflex IncCOM14$3.39K<0.1%History
BXPBXP, Inc.COM46$2.65K<0.1%History
RPRXRoyalty Pharma plcSHS CLASS A82$2.52K<0.1%History
NXHNeighborhood Intelligence, Inc.COM40$1.30K<0.1%History
JBLUJetBlue Airways CorpCOM25$222<0.1%History
AJRDAerojet Rocketdyne Holdings, Inc.COM1$61<0.1%History
NEXNextier Oilfield Solutions Inc.COM6$54<0.1%History
EBETEBET, Inc.COM268$32<0.1%History
GMVDG Medical Innovations Holdings Ltd.SHS NEW47$18<0.1%History
SFStifel Financial CorpCOM4––History