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Livermore
Livermore
ZHEN

HighMark Wealth Management LLC

SEC CIK
0001802451
Latest filing
Aug 12, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed Apr 21, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
604
+61 vs. Q4 2022
Portfolio value
$128.2M
−$4.36M (−3.3%) vs. Q4 2022
Filed
Apr 21, 2023
SEC
Holdings of HighMark Wealth Management LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
XELAExela Technologies, Inc.COM NEW16$1<0.1%00.0%UnchangedHistory
CEINViking Global Technologies, Inc.COM13$21<0.1%−4−23.5%ReducedHistory
BNBROOKFIELD CorpCL A LTD VT SH1$26<0.1%00.0%UnchangedHistory
KDKyndryl Holdings, Inc.Stock2$30<0.1%00.0%UnchangedHistory
IBKRInteractive Brokers Group, Inc.Stock0$33<0.1%0UnchangedHistory
HYFMHydrofarm Holdings Group, Inc.COM20$35<0.1%00.0%UnchangedHistory
GMVDG Medical Innovations Holdings Ltd.SHS NEW47$43<0.1%+47NewHistory
NEXNextier Oilfield Solutions Inc.COM6$48<0.1%00.0%UnchangedHistory
AJRDAerojet Rocketdyne Holdings, Inc.COM1$62<0.1%00.0%UnchangedHistory
BHFBrighthouse Financial, Inc.COM2$88<0.1%00.0%UnchangedHistory
DFTXDefinium Therapeutics, Inc.Stock29$92<0.1%−26−47.3%ReducedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF1$94<0.1%00.0%Unchanged–
ATLCAtlanticus Holdings CorpCOM4$96<0.1%00.0%UnchangedHistory
EBETEBET, Inc.COM268$110<0.1%00.0%UnchangedHistory
SONOSonos IncCOM6$118<0.1%00.0%UnchangedHistory
AQBAquabounty Technologies IncCOM NEW200$119<0.1%00.0%UnchangedHistory
EGIOEdgio, Inc.COM159$126<0.1%00.0%UnchangedHistory
ALBAlbemarle CorpStock1$131<0.1%00.0%UnchangedHistory
SPOTSpotify Technology S.A.Stock1$134<0.1%00.0%UnchangedHistory
VOYAVoya Financial, Inc.COM2$144<0.1%00.0%UnchangedHistory
ATHXAthersys, IncCOM NEW120$148<0.1%00.0%UnchangedHistory
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF3$161<0.1%00.0%Unchanged–
JBLUJetBlue Airways CorpCOM25$182<0.1%+25NewHistory
SLVMSylvamo CorpCOMMON STOCK4$187<0.1%00.0%UnchangedHistory
Vanguard Mortgage-Backed Securities ETF92206C771ETF4$193<0.1%00.0%Unchanged–
FLYYSpirit Aviation Holdings, Inc.COM13$215<0.1%+1+8.3%AddedHistory
Polymet MNG Corp731916144RIGHT 04/04/202384,285$228<0.1%+84,285New–
CCitigroup IncStock6$263<0.1%00.0%UnchangedHistory
AVTAvnet IncCOM6$277<0.1%00.0%UnchangedHistory
PRLDPrelude Therapeutics IncCOM50$285<0.1%00.0%UnchangedHistory
ARAYAccuray IncCOM100$297<0.1%00.0%UnchangedHistory
CRBPCorbus Pharmaceuticals Holdings, Inc.COM NEW41$298<0.1%−108−72.5%ReducedConverted for a 1-for-30 splitHistory
ALECAlector, Inc.COM50$310<0.1%00.0%UnchangedHistory
GERNGeron CorpCOM150$326<0.1%+150NewHistory
PEBPebblebrook Hotel TrustCOM24$338<0.1%00.0%UnchangedHistory
OUSTOuster, Inc.COM410$343<0.1%+410NewHistory
TELLTellurian Inc.COM295$363<0.1%00.0%UnchangedHistory
DFINDonnelley Financial Solutions, Inc.COM9$368<0.1%00.0%UnchangedHistory
RADNew Rite Aid, LLCCOM187$419<0.1%00.0%UnchangedHistory
MARAMARA Holdings, Inc.COM50$436<0.1%00.0%UnchangedHistory
TACTransalta CorpCOM50$438<0.1%00.0%UnchangedHistory
Global X FDS37954Y442CLOUD COMPUTNG25$467<0.1%00.0%Unchanged–
AYXAlteryx, Inc.COM CL A10$588<0.1%00.0%UnchangedHistory
OSUROrasure Technologies IncCOM100$605<0.1%00.0%UnchangedHistory
SWBISmith & Wesson Brands, Inc.COM50$618<0.1%00.0%UnchangedHistory
CELLBruker Cellular Analysis, Inc.COM550$638<0.1%00.0%UnchangedHistory
ARK Innovation ETF00214Q104ETF16$647<0.1%00.0%Unchanged–
WWWW International, Inc.COM160$659<0.1%00.0%UnchangedHistory
iShares Tr46432F859CORE 1 5 YR USD14$660<0.1%+14New–
KEPKorea Electric Power CorpSPONSORED ADR100$694<0.1%00.0%UnchangedHistory
BXBlackstone Inc.COM8$703<0.1%−3−27.3%ReducedHistory
GENGen Digital Inc.Stock41$706<0.1%00.0%UnchangedHistory
GLWCorning IncCOM20$706<0.1%00.0%UnchangedHistory
ProShares Tr74347X831ULTRAPRO QQQ25$711<0.1%+25New–
NKLANikola CorpCOM600$726<0.1%00.0%UnchangedHistory
BLUEbluebird bio, Inc.COM230$731<0.1%00.0%UnchangedHistory
TSVT2seventy bio, Inc.COMMON STOCK76$775<0.1%00.0%UnchangedHistory
COHNCohen & Co Inc.COM116$797<0.1%00.0%UnchangedHistory
NXHNeighborhood Intelligence, Inc.COM40$811<0.1%00.0%UnchangedHistory
SNDSmart Sand, Inc.COM500$880<0.1%00.0%UnchangedHistory
VTRVentas, Inc.REIT20$888<0.1%00.0%UnchangedHistory
CARRCarrier Global CorpStock20$915<0.1%00.0%UnchangedHistory
RHRHCOM4$974<0.1%00.0%UnchangedHistory
EXELExelixis, Inc.COM51$990<0.1%00.0%UnchangedHistory
DELLDell Technologies Inc.Stock25$1.00K<0.1%00.0%UnchangedHistory
NTLAIntellia Therapeutics, Inc.COM28$1.04K<0.1%00.0%UnchangedHistory
Fidelity Covington Trust316092832DIVID ETF RISI26$1.05K<0.1%00.0%Unchanged–
WENWendy's CoStock48$1.05K<0.1%00.0%UnchangedHistory
NESRNational Energy Services Reunited Corp.SHS200$1.05K<0.1%00.0%UnchangedHistory
YMABY-mAbs Therapeutics, Inc.COM220$1.10K<0.1%00.0%UnchangedHistory
ABNBAirbnb, Inc.Stock9$1.12K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W794TRUE DEV INTL FD24$1.14K<0.1%00.0%Unchanged–
MSIMotorola Solutions, Inc.Stock4$1.15K<0.1%00.0%UnchangedHistory
ANNXAnnexon, Inc.COM300$1.16K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E297S&P EMRNG MKTS51$1.17K<0.1%+1+2.0%Added–
BCXBlackRock Resources & Commodities Strategy TrustSHS83$1.18K<0.1%−39−32.0%ReducedHistory
TCRRTCR2 Therapeutics Inc.COM840$1.26K<0.1%00.0%UnchangedHistory
AVGOBroadcom Inc.Stock2$1.28K<0.1%00.0%UnchangedHistory
BYNDBeyond Meat, Inc.COM81$1.31K<0.1%00.0%UnchangedHistory
MHHMastech Digital, Inc.COM115$1.42K<0.1%00.0%UnchangedHistory
MRKMerck & Co., Inc.Stock13$1.43K<0.1%00.0%UnchangedHistory
OPRXOptimizeRx CorpCOM NEW100$1.46K<0.1%00.0%UnchangedHistory
ALDXAldeyra Therapeutics, Inc.COM155$1.54K<0.1%00.0%UnchangedHistory
AVGRAvinger IncCOM1,900$1.56K<0.1%00.0%UnchangedHistory
HTGMHTG Molecular Diagnostics, IncCOM580$1.57K<0.1%00.0%UnchangedHistory
RIOTRiot Platforms, Inc.COM160$1.60K<0.1%00.0%UnchangedHistory
MSCIMSCI Inc.Stock3$1.68K<0.1%00.0%UnchangedHistory
First Rep BK San Francisco C33616C100COM120$1.68K<0.1%+87+263.6%Added–
ALVAutoliv IncCOM18$1.68K<0.1%00.0%UnchangedHistory
CHWYChewy, Inc.CL A45$1.68K<0.1%00.0%UnchangedHistory
Fidelity MSCI Health Care Index ETF316092600ETF27$1.69K<0.1%00.0%Unchanged–
CDWCDW CorpCOM9$1.75K<0.1%00.0%UnchangedHistory
SGMOQSangamo Therapeutics, IncCOM1,000$1.76K<0.1%00.0%UnchangedHistory
RITMRithm Capital Corp.REIT222$1.78K<0.1%+6+2.8%AddedHistory
STLAStellantis N.V.SHS100$1.82K<0.1%00.0%UnchangedHistory
IPInternational Paper CoCOM51$1.84K<0.1%00.0%UnchangedHistory
ASPNAspen Aerogels IncCOM250$1.86K<0.1%−9,500−97.4%ReducedHistory
IAUiShares Gold TrustETF50$1.87K<0.1%00.0%UnchangedHistory
ARK Blockchain & Fintech Innovation ETF00214Q708ETF100$1.88K<0.1%00.0%Unchanged–
HONHoneywell International IncCOM10$1.91K<0.1%00.0%UnchangedHistory

Sold out since Q4 2022 (22)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of HighMark Wealth Management LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
iShares Tr464288273EAFE SML CP ETF43,875$2.48M1.9%–
SPNESeaSpine Holdings CorpCOM277,962$2.32M1.8%History
DGXQuest Diagnostics IncCOM236$36.9K<0.1%History
CSIICardiovascular Systems IncCOM2,600$35.4K<0.1%History
SWNSouthwestern Energy CoCOM3,125$18.3K<0.1%History
RLAYRelay Therapeutics, Inc.COM700$10.5K<0.1%History
Far Peak Acquisition CorpG3312L103SHS CL A1,000$10.0K<0.1%–
LTHMLivent Corp.COM500$9.94K<0.1%History
GSGoldman Sachs Group IncStock19$6.52K<0.1%History
HUMHumana IncStock11$5.63K<0.1%History
PFGCPerformance Food Group CoCOM96$5.61K<0.1%History
UBSUBS Group AGStock133$2.48K<0.1%History
PKGPackaging Corp of AmericaStock18$2.30K<0.1%History
SSYSStratasys Ltd.SHS90$1.07K<0.1%History
iShares Inc464286475EM MKT SM-CP ETF17$813<0.1%–
iShares Tips Bond ETF464287176ETF6$593<0.1%–
VLDRVelodyne Lidar, Inc.COM500$369<0.1%History
G Med Innovations Hldgs LtdG39462125SHS NEW47$154<0.1%–
NIXXNixxy, Inc.COM NEW200$84<0.1%History
OBSVObsEva SACOM0$29<0.1%History
Exchange Traded Concepts Tr301505723ROBO GBL HLTCR0$12<0.1%–
Yotta Acquisition Corporatio98741Y111*W EXP 03/15/202100$3<0.1%–