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Livermore
Livermore
ZHEN

Arkadios Wealth Advisors

SEC CIK
0001800798
Latest filing
Aug 10, 2026

Holdings in Q3 2025

Holdings as of Sep 30, 2025, filed Oct 29, 2025. Long positions only; changes compare share counts with Q2 2025.

Institution overview
Positions
1,386
+144 vs. Q2 2025
Portfolio value
$4.08B
+$749.0M (+22.5%) vs. Q2 2025
Filed
Oct 29, 2025
SEC
Holdings of Arkadios Wealth Advisors in Q3 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
BlackRock Income Tr Inc09247F118RIGHT 10/20/202541,671$2.46K<0.1%+41,671New–
SENSSenseonics Holdings, Inc.COM10,148$4.42K<0.1%00.0%UnchangedHistory
Two HBRS Invt Corp90187BAB7NOTE 6.250% 1/110,000$9.97K<0.1%00.0%Unchanged–
NAKNorthern Dynasty Minerals LtdCOM NEW10,000$12.0K<0.1%−100−1.0%ReducedHistory
Greenland Mines Ltd03465T108COM25,000$12.1K<0.1%+25,000New–
MVISMicrovision, Inc.COM NEW17,000$21.1K<0.1%−2,300−11.9%ReducedHistory
REIRing Energy, Inc.COM20,533$22.4K<0.1%−150−0.7%ReducedHistory
CTORCitius Oncology, Inc.COM11,666$23.7K<0.1%00.0%UnchangedHistory
CTXRCitius Pharmaceuticals, Inc.COM20,000$24.8K<0.1%00.0%UnchangedHistory
DGXXDigi Power X Inc.COM SUB VTG11,666$26.7K<0.1%00.0%UnchangedHistory
OXSQOxford Square Capital Corp.COM20,000$31.8K<0.1%+20,000NewHistory
EGYVaalco Energy IncCOM NEW10,307$41.4K<0.1%+10,307NewHistory
IOVAIovance Biotherapeutics, Inc.COM20,100$43.6K<0.1%00.0%UnchangedHistory
PTENPatterson Uti Energy IncCOM10,011$51.9K<0.1%+10,011NewHistory
JQCNuveen Credit Strategies Income FundCOM SHS10,203$53.8K<0.1%+10,203NewHistory
Tidal Tr II88636J477YIELDMAX SHORT21,000$57.3K<0.1%+21,000New–
UPXIUpexi, Inc.COM NEW10,000$57.7K<0.1%+10,000NewHistory
AIFCAI Financial CorpCOM23,110$62.2K<0.1%+23,110NewHistory
BRSPBrightSpire Capital, Inc.COM CL A11,722$63.7K<0.1%+78+0.7%AddedHistory
LYGLloyds Banking Group plcSPONSORED ADR14,333$65.1K<0.1%−672−4.5%ReducedHistory
OCCIOFS Credit Company, Inc.COM12,215$66.1K<0.1%+12,215NewHistory
GRABGrab Holdings LtdCLASS A ORD11,754$70.8K<0.1%+11,754NewHistory
ARCOArcos Dorados Holdings Inc.SHS CLASS -A -11,220$75.7K<0.1%+11,220NewHistory
NMGNouveau Monde Graphite Inc.Stock27,958$79.4K<0.1%−2,042−6.8%ReducedHistory
SRFMSurf Air Mobility Inc.COM20,000$85.8K<0.1%+20,000NewHistory
FGBIFirst Guaranty Bancshares, Inc.COM10,734$86.1K<0.1%00.0%UnchangedHistory
LUMNLumen Technologies, Inc.Stock14,154$86.6K<0.1%+1,340+10.5%AddedHistory
JPCNuveen Preferred & Income Opportunities FundCOM10,687$87.6K<0.1%+10,687NewHistory
RDWRedwire CorpStock10,000$89.9K<0.1%00.0%UnchangedHistory
Tidal ETF Tr88634T824II YIELDMAX COIN OP13,182$90.7K<0.1%+13,182New–
TDOCTeladoc Health, Inc.COM12,136$93.8K<0.1%+53+0.4%AddedHistory
MFAMfa Financial, Inc.COM10,538$96.8K<0.1%+102+1.0%AddedHistory
PSECProspect Capital CorpCOM38,334$105.4K<0.1%−5,884−13.3%ReducedHistory
PDMPiedmont Realty Trust, Inc.COM CL A12,719$114.5K<0.1%−289−2.2%ReducedHistory
EMDWestern Asset Emerging Markets Debt Fund Inc.COM11,325$116.9K<0.1%+119+1.1%AddedHistory
FUBOFuboTV Inc.COM28,385$117.8K<0.1%−5,000−15.0%ReducedHistory
OPENOpendoor Technologies Inc.COM15,422$122.9K<0.1%+15,422NewHistory
DYNDyne Therapeutics, Inc.COM10,104$127.8K<0.1%+10,104NewHistory
CIMChimera Investment CorpCOM SHS10,279$135.9K<0.1%−3,901−27.5%ReducedHistory
LBTYKLiberty Global Ltd.COM CL C11,904$139.9K<0.1%−571−4.6%ReducedHistory
PLUGPlug Power IncStock60,037$139.9K<0.1%+1,259+2.1%AddedHistory
Bitfarms Ltd Com09173B107Stock50,000$141.0K<0.1%00.0%Unchanged–
VTRSViatris IncStock14,552$144.1K<0.1%+592+4.2%AddedHistory
NWGNatWest Group plcSPONS ADR10,261$145.2K<0.1%+10,261NewHistory
KMXCarMax IncCOM3,276$147.0K<0.1%−327−9.1%ReducedHistory
RIVNRivian Automotive, Inc.Stock10,257$150.6K<0.1%+164+1.6%AddedHistory
HIMXHimax Technologies, Inc.SPONSORED ADR17,125$151.2K<0.1%+17,125NewHistory
Invesco Exchange Traded FD T46137V621FINL PFD ETF10,367$151.6K<0.1%+11+0.1%Added–
MFGMizuho Financial Group IncSPONSORED ADR22,973$153.9K<0.1%+22,973NewHistory
NMFCNew Mountain Finance CorpCOM16,000$154.2K<0.1%+16,000NewHistory
Tidal ETF Tr886364843ATAC US ROTATION10,117$160.8K<0.1%+9+0.1%Added–
QSQuantumScape CorpCOM CL A13,395$165.0K<0.1%+426+3.3%AddedHistory
Amplify ETF Tr032108847CEF HIGH INCOME13,981$165.1K<0.1%−1,625−10.4%Reduced–
Tidal ETF Tr88634T774II YIELDMAX NVDA10,070$169.2K<0.1%+10,070New–
ABEVAmbev S.A.SPONSORED ADR76,510$170.6K<0.1%−15,734−17.1%ReducedHistory
GLXYGalaxy Digital Inc.CL A5,325$180.0K<0.1%+5,325NewHistory
AAgilent Technologies, Inc.COM1,411$181.1K<0.1%+95+7.2%AddedHistory
KSSKOHLS CorpStock11,977$184.1K<0.1%+11,977NewHistory
KTKT CorpSPONSORED ADR10,141$197.8K<0.1%+10,141NewHistory
PKSTPeakstone Realty TrustCommon Stock15,224$199.7K<0.1%−1,493−8.9%ReducedHistory
HEIHeico CorpCOM622$200.7K<0.1%+622NewHistory
IBNIcici Bank LtdADR6,655$201.2K<0.1%+6,655NewHistory
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF4,581$201.6K<0.1%+4,581New–
PNNTPennantpark Investment CorpCOM30,061$201.7K<0.1%00.0%UnchangedHistory
NSANational Storage Affiliates TrustCOM SHS BEN IN6,681$201.9K<0.1%−1,784−21.1%ReducedHistory
ETHGrayscale Ethereum Staking Mini ETFSHS NEW5,154$201.9K<0.1%+5,154NewHistory
SLFSun Life Financial IncCOM3,367$202.1K<0.1%+6+0.2%AddedHistory
iShares Tr46429B671MSCI CHINA ETF3,070$202.2K<0.1%+3,070New–
FFIVF5, Inc.Stock628$203.0K<0.1%+628NewHistory
INFYInfosys LtdSPONSORED ADR12,493$203.3K<0.1%+12,493NewHistory
BXMTBlackstone Mortgage Trust, Inc.COM CL A11,112$204.6K<0.1%+11,112NewHistory
iShares U.S. Healthcare Providers ETF464288828ETF4,173$206.1K<0.1%+4+0.1%Added–
Fidelity Merrimack STR Tr316188606INVESTMENT GR BD4,762$207.2K<0.1%+4,762New–
iShares Inc464286285JP MRGN EM HI BD5,222$207.3K<0.1%+5,222New–
WisdomTree Tr97717W604US SMALLCAP DIVD6,179$208.1K<0.1%+6,179New–
IRTIndependence Realty Trust, Inc.COM12,736$208.7K<0.1%+253+2.0%AddedHistory
Direxion Shs ETF Tr25460G138DAILY 20+ YEAR T5,200$208.9K<0.1%00.0%Unchanged–
NEWTNewtekOne, Inc.COM NEW18,372$210.4K<0.1%−2,463−11.8%ReducedHistory
MGAMagna International IncCOM4,443$210.5K<0.1%+4,443NewHistory
RBCRBC Bearings INCCOM540$210.8K<0.1%+540NewHistory
HDBHDFC Bank LtdSPONSORED ADS6,172$210.8K<0.1%+6,172NewHistory
RBB FD Inc74933W452F/M US TREASURY4,228$211.4K<0.1%−501−10.6%Reduced–
GLNGGolar LNG LtdSHS5,245$211.9K<0.1%+6+0.1%AddedHistory
GRMNGarmin LtdSHS861$212.0K<0.1%+861NewHistory
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR11,066$213.0K<0.1%+11,066NewHistory
COOCooper Companies, Inc.COM3,108$213.1K<0.1%+3,108NewHistory
First Tr Exchng Traded FD VI33740F458FT VEST US EQT5,430$213.1K<0.1%+5,430New–
EWBCEast West Bancorp IncCOM2,002$213.1K<0.1%+2,002NewHistory
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX1,934$213.5K<0.1%00.0%Unchanged–
COOPMaverick Merger Sub 2, LLCCOM1,015$214.0K<0.1%+1,015NewHistory
BRBRBellring Brands, Inc.Stock5,904$214.6K<0.1%−39,351−87.0%ReducedHistory
STRLSterling Infrastructure, Inc.COM634$215.4K<0.1%+634NewHistory
WisdomTree Tr97717Y774INTK MLTIFACTR6,755$215.5K<0.1%+36+0.5%Added–
iShares Tr464287515EXPANDED TECH1,874$215.5K<0.1%−315−14.4%Reduced–
Amplify Blockchain Technology ETF032108607ETF3,221$215.9K<0.1%+3,221New–
TRPTC Energy CorpCOM3,985$216.8K<0.1%+3,985NewHistory
First Tr Exchng Traded FD VI33740U802FT VEST U.S.5,620$217.1K<0.1%00.0%Unchanged–
iShares Tr46435U713US INFRASTRUC4,112$217.2K<0.1%+4,112New–
ZETAZeta Global Holdings Corp.CL A10,952$217.6K<0.1%+10,952NewHistory
PVHPVH Corp.COM2,602$218.0K<0.1%+2,602NewHistory

Options (78)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Arkadios Wealth Advisors in Q3 2025
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$47.3M$999.3K
Invesco QQQ Trust Series I46090E103ETF$15.8M$660.4K
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT$3.78M–
PLTRPalantir Technologies Inc.Stock$364.8K$2.01M
CCitigroup IncStock$121.8K$1.71M
NEMNEWMONT CorpStock$168.6K$1.55M
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS–$1.43M
ACNAccenture plcStock–$1.38M
SLViShares Silver TrustETF–$1.06M
MDTMedtronic plcStock–$923.8K
MSMorgan StanleyStock–$810.7K
TTDTrade Desk, Inc.Stock–$695.9K
CATCaterpillar IncStock$190.9K$381.7K
BACBank of America CorpStock–$546.9K
BABoeing CoStock–$539.6K
NVDANVIDIA CorpStock$373.2K$149.3K
APDAir Products & Chemicals, Inc.Stock–$463.6K
HONHoneywell International IncCOM–$463.1K
DISWalt Disney CoStock–$458.0K
HDHome Depot, Inc.Stock$445.7K–
GSGoldman Sachs Group IncStock–$398.2K
CBChubb LtdStock–$395.1K
AMZNAmazon Com IncStock–$373.3K
GOOGAlphabet Inc.Stock$267.9K$97.4K
AVAVAeroVironment IncCOM–$346.4K
SLBSLB LimitedStock–$326.5K
State Street SPDR S&P Regional Banking ETF78464A698ETF–$297.5K
FIVEFive Below, IncCOM–$293.9K
PYPLPayPal Holdings, Inc.Stock–$288.4K
HOODRobinhood Markets, Inc.Stock–$286.4K
HUMHumana IncStock–$260.2K
BRK.BBerkshire Hathaway IncStock$251.4K–
BLKBlackRock, Inc.Stock$233.2K–
UBERUber Technologies, IncStock–$225.3K
CRWDCrowdStrike Holdings, Inc.Stock$196.2K–
AAgilent Technologies, Inc.COM–$192.5K
GOOGLAlphabet Inc.Stock$170.2K–
TSLATesla, Inc.Stock–$133.4K
BAXBaxter International IncStock$36.4K$95.6K
NOVNOV Inc.COM–$125.9K
MARAMARA Holdings, Inc.COM–$102.3K
GLXYGalaxy Digital Inc.CL A–$101.4K
BJBJ's Wholesale Club Holdings, Inc.COM–$93.3K
COSTCostco Wholesale CorpStock$92.6K–
CVSCVS Health CorpStock$90.5K–
KMXCarMax IncCOM–$89.7K
DELLDell Technologies Inc.Stock–$85.1K
CMICummins IncStock$84.5K–
SYMSymbotic Inc.Stock–$75.5K
BMYBristol Myers Squibb CoStock$67.7K–
MRKMerck & Co., Inc.Stock–$67.1K
IOTSamsara Inc.Stock–$67.0K
RTXRTX CorpStock–$66.9K
TSCOTractor Supply CoCOM$56.9K–
TSMTaiwan Semiconductor Manufacturing Co LtdADR–$55.9K
iShares Tr46428743220 YR TR BD ETF–$44.7K
NDAQNasdaq, Inc.COM$44.2K–
FFord Motor CoStock–$41.9K
BMNRBitmine Immersion Technologies, Inc.COM NEW–$36.4K
ADBEAdobe Inc.Stock$35.3K–
INTCIntel CorpStock–$33.5K
AVGOBroadcom Inc.Stock$33.0K–
IBITiShares Bitcoin Trust ETFETF–$32.5K
AMDAdvanced Micro Devices IncStock–$32.4K
MSTRStrategy IncStock–$32.2K
GEGeneral Electric CoStock$30.1K–
CRMSalesforce, Inc.Stock–$23.7K
DOCUDocuSign, Inc.Stock–$21.6K
CSCOCisco Systems, Inc.Stock–$20.5K
HALHalliburton CoStock–$19.7K
BBAIBigBear.ai Holdings, Inc.COM–$13.0K
CRSPCRISPR Therapeutics AGNAMEN AKT–$13.0K
CLFCleveland-Cliffs Inc.COM$12.2K–
ASTSAST SpaceMobile, Inc.COM CL A–$9.82K
SNAPSnap IncStock–$7.71K
CTSHCognizant Technology Solutions CorpCL A$6.71K–
GRABGrab Holdings LtdCLASS A ORD–$6.02K
KMIKinder Morgan, Inc.Stock$2.83K–

Sold out since Q2 2025 (54)

Positions held at the end of Q2 2025 that are gone from this filing.

Positions of Arkadios Wealth Advisors sold out since Q2 2025
SecurityClassShares in Q2 2025Value in Q2 2025% of portfolio in Q2 2025History
Dimensional ETF Trust25434V872CORE FIXE IN ETF60,561$2.56M0.1%–
NECBNorthEast Community Bancorp, Inc.COM97,759$2.27M0.1%History
ANSSAnsys IncCOM4,717$1.66M<0.1%History
SKXSkechers USA IncCL A21,444$1.35M<0.1%History
Innovator ETFs Trust45782C888US EQT BUFR APR21,595$975.8K<0.1%–
Innovator ETFs Trust45782C409US EQTY BUFR JAN17,145$861.1K<0.1%–
OMCOmnicom Group Inc.COM9,486$682.4K<0.1%History
TPRTapestry, Inc.COM5,602$491.9K<0.1%History
AIC3.ai, Inc.Stock19,314$474.5K<0.1%History
SNDKSandisk CorpCOM9,839$446.2K<0.1%History
CGBDCarlyle Secured Lending, Inc.COM32,410$443.4K<0.1%History
Innovator U.S. Equity Ultra Buffer ETF - January45782C300ETF10,915$441.5K<0.1%–
KNFKnife River CorpStock5,125$418.4K<0.1%History
Innovator ETFs Trust45782C805US EQT ULTRA BF12,054$377.3K<0.1%–
Innovator ETFs Trust45782C532US EQTY ULTRA B10,072$367.0K<0.1%–
Innovator ETFs Trust45782C425US EQT ULTRA BFR10,683$366.5K<0.1%–
iShares Tr46435U333FOCUSD VAL FAC5,026$361.8K<0.1%–
JDJD.com, Inc.SPON ADS CL A10,936$356.9K<0.1%History
WBAWalgreens Boots Alliance, Inc.COM30,925$355.0K<0.1%History
RRyder System IncCOM2,158$343.1K<0.1%History
CORZCore Scientific, Inc.COM20,020$341.7K<0.1%History
FOXFox CorpCL B COM6,603$340.9K<0.1%History
STMSTMicroelectronics N.V.NY REGISTRY10,825$329.2K<0.1%History
ProShares Tr74349Y753SHOR S&P 500 NEW8,118$322.1K<0.1%–
MATXMatson, Inc.COM2,749$306.1K<0.1%History
DBXDropbox, Inc.CL A10,559$302.0K<0.1%History
WIXWix.com Ltd.SHS1,870$296.3K<0.1%History
TRMDTORM plcSHS CL A15,450$257.4K<0.1%History
PIIPolaris Inc.Stock6,146$249.8K<0.1%History
WBDWarner Bros. Discovery, Inc.Stock21,558$247.1K<0.1%History
LUVSouthwest Airlines CoCOM7,361$238.8K<0.1%History
SK Growth Opportunities CorpG8192N103CLASS A COM19,082$228.2K<0.1%–
Franklin Templeton ETF Tr35473P769FRANKLIN INDIA5,693$226.8K<0.1%–
TDToronto Dominion BankStock2,956$217.1K<0.1%History
Invesco Exch TRD SLF Idx FD46138J460INVSCO 30 CORP11,584$194.4K<0.1%–
MINDMind Technology, IncCOM17,550$148.1K<0.1%History
SERVServe Robotics Inc.COM12,846$147.0K<0.1%History
BTBTBit Digital, IncSHS57,400$125.7K<0.1%History
INVZInnoviz Technologies Ltd.SHS61,000$100.0K<0.1%History
HIVEHIVE Digital Technologies Ltd.COM NEW50,000$90.0K<0.1%History
TMCTMC the metals Co Inc.COM13,500$89.1K<0.1%History
RLAYRelay Therapeutics, Inc.COM25,635$88.7K<0.1%History
NVTSNavitas Semiconductor CorpCOM11,236$73.6K<0.1%History
MRCCMonroe Capital CorpCOM11,303$71.9K<0.1%History
OXLCOxford Lane Capital Corp.COM14,924$62.7K<0.1%History
UNITUniti Group Inc.COM13,916$60.1K<0.1%History
SGHTSight Sciences, Inc.COM12,920$53.4K<0.1%History
UWMCUWM Holdings CorpCOM CL A10,853$44.9K<0.1%History
NFENew Fortress Energy Inc.COM CL A10,000$33.2K<0.1%History
MKZRMacKenzie Realty Capital, Inc.COM36,030$24.1K<0.1%History
HYLNHyliion Holdings Corp.COMMON STOCK10,323$13.6K<0.1%History
ATCHAtlasClear Holdings, Inc.COM SHS50,000$9.60K<0.1%History
CHPTChargePoint Holdings, Inc.COM CL A10,519$7.40K<0.1%History
WOLFWolfspeed, Inc.Stock10,005$3.99K<0.1%History