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Livermore
Livermore
ZHEN

Arkadios Wealth Advisors

SEC CIK
0001800798
Latest filing
Aug 10, 2026

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed Apr 30, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
727
−5 vs. Q4 2023
Portfolio value
$1.29B
+$107.5M (+9.1%) vs. Q4 2023
Filed
Apr 30, 2024
SEC
Holdings of Arkadios Wealth Advisors in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
Farfetch Ltd30744W107ORD SH CL A11,039$94<0.1%00.0%Unchanged–
Kensington Capital AcquisitiG5251K129*W EXP 99/99/99910,000$605<0.1%00.0%Unchanged–
NAKNorthern Dynasty Minerals LtdCOM NEW10,000$3.18K<0.1%00.0%UnchangedHistory
SENSSenseonics Holdings, Inc.COM10,148$5.39K<0.1%00.0%UnchangedHistory
Spirit Airls Inc848577AB8NOTE 1.000% 5/112,000$5.60K<0.1%00.0%Unchanged–
Companhia Brasileira de Dist20440T300SPONSORED ADR10,000$6.30K<0.1%00.0%Unchanged–
BKKTBakkt, Inc.COM CL A17,023$7.83K<0.1%+1,207+7.6%AddedHistory
CONMED Corp207410AH4NOTE 2.250% 6/110,000$9.14K<0.1%00.0%Unchanged–
Marriott Vacations Worldwide Corp57164YAD9NOTE 1/110,000$9.47K<0.1%00.0%Unchanged–
Perficient Inc71375UAF8NOTE 0.125%11/111,000$9.48K<0.1%00.0%Unchanged–
Exact Sciences Corp30063PAB1NOTE 0.375% 3/110,000$9.56K<0.1%00.0%Unchanged–
Etsy Inc29786AAL0NOTE 0.125% 9/012,000$10.0K<0.1%00.0%Unchanged–
Liberty Media Corp531229AQ5NOTE 2.250% 8/110,000$10.2K<0.1%00.0%Unchanged–
NICE Ltd.653656AB4NOTE 9/110,000$10.4K<0.1%00.0%Unchanged–
Ironwood Pharmaceuticals Inc46333XAF5NOTE 0.750% 6/111,000$10.9K<0.1%00.0%Unchanged–
Post Hldgs Inc737446AT1NOTE 2.500% 8/110,000$11.2K<0.1%00.0%Unchanged–
Rapid7, Inc.753422AF1NOTE 0.250% 3/113,000$11.4K<0.1%00.0%Unchanged–
Akamai Technologies Inc00971TAL5NOTE 0.375% 9/011,000$11.6K<0.1%00.0%Unchanged–
Imax Corp45245EAJ8NOTE 0.500% 4/013,000$12.1K<0.1%00.0%Unchanged–
Live Nation Entertainment IN538034AU3NOTE 2.000% 2/111,000$12.2K<0.1%00.0%Unchanged–
Euronet Worldwide, Inc.298736AL3NOTE 0.750% 3/113,000$12.6K<0.1%00.0%Unchanged–
Macom Tech Solutions Hldgs I55405YAB6NOTE 0.250% 3/110,000$12.6K<0.1%00.0%Unchanged–
Box Inc10316TAB0NOTE 1/111,000$13.2K<0.1%00.0%Unchanged–
Ziff Davis, Inc.48123VAE2NOTE 1.750%11/014,000$13.2K<0.1%00.0%Unchanged–
AHTAshford Hospitality Trust IncCOM10,006$13.7K<0.1%+10,006NewHistory
TripAdvisor, Inc.896945AD4NOTE 0.250% 4/015,000$14.0K<0.1%00.0%Unchanged–
NCL Corp Ltd62886HBD2NOTE 1.125% 2/117,000$16.0K<0.1%00.0%Unchanged–
NRG Energy, Inc.629377CG5DBCV 2.750% 6/010,000$16.5K<0.1%00.0%Unchanged–
Patk703343AG812/01/202813,000$16.8K<0.1%00.0%Unchanged–
HYLNHyliion Holdings Corp.COMMON STOCK10,208$18.0K<0.1%+185+1.8%AddedHistory
LUMNLumen Technologies, Inc.Stock11,793$18.4K<0.1%+178+1.5%AddedHistory
Envestnet, Inc.29404KAE6NOTE 0.750% 8/119,000$18.4K<0.1%00.0%Unchanged–
Pennymac Corp70932AAD5NOTE 5.500%11/020,000$19.7K<0.1%00.0%Unchanged–
Altair Engr Inc021369AC7NOTE 1.750% 6/116,000$21.0K<0.1%00.0%Unchanged–
REIRing Energy, Inc.COM14,265$28.0K<0.1%+76+0.5%AddedHistory
CHPTChargePoint Holdings, Inc.COM CL A14,962$28.4K<0.1%−531−3.4%ReducedHistory
Cyberark Software Ltd23248VAB1NOTE 11/117,000$29.0K<0.1%00.0%Unchanged–
MVISMicrovision, Inc.COM NEW16,800$30.9K<0.1%−1,000−5.6%ReducedHistory
OPENOpendoor Technologies Inc.COM11,048$33.5K<0.1%−107−1.0%ReducedHistory
CMCTCreative Media & Community Trust CorpCOM NEW10,495$44.7K<0.1%−40.0%ReducedHistory
PHKPIMCO High Income FundCOM SHS10,350$51.1K<0.1%00.0%UnchangedHistory
NGLNGL Energy Partners LPCOM UNIT REPST10,656$61.4K<0.1%00.0%UnchangedHistory
SHCRSharecare, Inc.COM CL A80,000$61.4K<0.1%00.0%UnchangedHistory
CIMChimera Investment CorpCOM NEW13,546$62.4K<0.1%−1,481−9.9%ReducedHistory
OXLCOxford Lane Capital Corp.COM12,414$63.1K<0.1%−9−0.1%ReducedHistory
MFVMFS Special Value TrustSH BEN INT15,571$69.3K<0.1%00.0%UnchangedHistory
ADMAAdma Biologics, Inc.COM11,260$74.3K<0.1%00.0%UnchangedHistory
UNITUniti Group Inc.COM13,492$79.6K<0.1%−1,463−9.8%ReducedHistory
PLUGPlug Power IncStock24,000$82.6K<0.1%+5,300+28.3%AddedHistory
CTXRCitius Pharmaceuticals, Inc.COM NEW100,000$89.7K<0.1%00.0%UnchangedHistory
MRCCMonroe Capital CorpCOM12,579$90.6K<0.1%00.0%UnchangedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER11,000$91.2K<0.1%−873−7.4%ReducedHistory
MCRMFS Charter Income TrustSH BEN INT14,545$92.2K<0.1%00.0%UnchangedHistory
EMDWestern Asset Emerging Markets Debt Fund Inc.COM10,037$96.5K<0.1%+10,037NewHistory
ERCAllspring Multi-Sector Income FundCOM10,924$101.9K<0.1%00.0%UnchangedHistory
NMZNuveen Municipal High Income Opportunity FundCOM10,110$106.8K<0.1%00.0%UnchangedHistory
ARIApollo Commercial Real Estate Finance, Inc.COM10,136$112.9K<0.1%−377−3.6%ReducedHistory
UWMCUWM Holdings CorpCOM CL A17,141$124.4K<0.1%−10,500−38.0%ReducedHistory
MFAMfa Financial, Inc.COM11,068$126.3K<0.1%00.0%UnchangedHistory
PSECProspect Capital CorpCOM22,924$126.5K<0.1%−650−2.8%ReducedHistory
BLNKBlink Charging Co.COM42,667$128.4K<0.1%+8,472+24.8%AddedHistory
Amplify ETF Tr032108847CEF HIGH INCOME10,685$128.9K<0.1%+500+4.9%Added–
RIOTRiot Platforms, Inc.COM10,675$130.7K<0.1%−1,910−15.2%ReducedHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF11,185$132.9K<0.1%00.0%Unchanged–
TLRYTilray Brands, Inc.COM CL 255,235$136.4K<0.1%−9,642−14.9%ReducedHistory
ASXASE Technology Holding Co., Ltd.SPONSORED ADS13,103$144.0K<0.1%−246−1.8%ReducedHistory
PFLTPennantPark Floating Rate Capital Ltd.COM12,678$144.3K<0.1%−3,554−21.9%ReducedHistory
VFCV F CorpStock10,164$155.9K<0.1%+10,164NewHistory
Paramount Global92556H206CL B14,138$166.4K<0.1%−1,589−10.1%Reduced–
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR10,500$181.7K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V621FINL PFD ETF12,176$185.6K<0.1%00.0%Unchanged–
BBDCBarings BDC, Inc.COM20,420$189.9K<0.1%+295+1.5%AddedHistory
Innovator ETFs Trust45782C391US EQTY BUFR MAR4,812$200.5K<0.1%+4,812New–
DELLDell Technologies Inc.Stock1,765$201.4K<0.1%+1,765NewHistory
INSTInstructure Holdings, Inc.COM9,489$202.9K<0.1%−174−1.8%ReducedHistory
LPGDorian LPG Ltd.SHS USD5,310$204.2K<0.1%−685−11.4%ReducedHistory
ALBAlbemarle CorpStock1,551$204.3K<0.1%+1,551NewHistory
IHDVoya Emerging Markets High Dividend Equity FundCOM38,770$204.3K<0.1%00.0%UnchangedHistory
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF1,456$204.6K<0.1%+1,456New–
Invesco Exchange Traded FD T46137V316S&P500 EQL MAT5,657$205.5K<0.1%+5,657New–
iShares Tr464287739U.S. REAL ES ETF2,300$206.8K<0.1%+76+3.4%Added–
ENTGEntegris IncCOM1,472$206.9K<0.1%+1,472NewHistory
EOGEOG Resources IncStock1,621$207.2K<0.1%−93−5.4%ReducedHistory
Cyberark Software LtdM2682V108SHS783$208.0K<0.1%+783New–
IDCCInterDigital, Inc.COM1,956$208.2K<0.1%+1,956NewHistory
EQNREquinor ASASPONSORED ADR7,813$211.2K<0.1%+7,813NewHistory
Fidelity MSCI Financials Index ETF316092501ETF3,565$211.8K<0.1%+3,565New–
iShares Tr464287150CORE S&P TTL STK1,843$212.5K<0.1%+1,843New–
Innovator ETFs Trust45782C789US EQTY BUFR JUL5,275$212.8K<0.1%−3,412−39.3%Reduced–
Schwab U.S. Large-Cap Value ETF808524409ETF2,802$212.9K<0.1%−75−2.6%Reduced–
TTDTrade Desk, Inc.Stock2,439$213.2K<0.1%+2,439NewHistory
APOApollo Global Management, Inc.COM1,914$215.2K<0.1%+1,914NewHistory
iShares Tr46435G425ESG AWR MSCI USA1,884$216.6K<0.1%−1,027−35.3%Reduced–
First Tr Exchng Traded FD VI33740F573FT VEST INTER EQ9,403$217.9K<0.1%−1,830−16.3%Reduced–
EEni SpASPONSORED ADR6,882$218.3K<0.1%+6,882NewHistory
MSCIMSCI Inc.Stock390$218.9K<0.1%−359−47.9%ReducedHistory
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS9,132$220.4K<0.1%00.0%UnchangedHistory
TSCOTractor Supply CoCOM848$221.9K<0.1%−89−9.5%ReducedHistory
HSYHershey CoCOM1,141$221.9K<0.1%−394−25.7%ReducedHistory
EGEverest Group, Ltd.COM560$222.6K<0.1%+560NewHistory

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Arkadios Wealth Advisors in Q1 2024
SecurityClassPutsCalls
MRNAModerna, Inc.Stock–$266
TLRYTilray Brands, Inc.COM CL 2–$62
AAPLApple Inc.Stock$34–
JPMJPMorgan Chase & CoStock$20–

Sold out since Q4 2023 (57)

Positions held at the end of Q4 2023 that are gone from this filing.

Positions of Arkadios Wealth Advisors sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
ETF Managers Tr26924G409PRIME MOBILE PAY36,759$1.71M0.1%–
ETF Ser Solutions26922B832BAHL GAYNOR SML66,746$1.68M0.1%–
ETF Managers Tr26924G201PRIME CYBR SCRTY16,199$978.6K0.1%–
KRKroger CoStock17,437$797.1K0.1%History
MEDPMedpace Holdings, Inc.COM2,178$667.6K0.1%History
AFLAflac IncStock5,354$441.7K<0.1%History
SCIService Corp InternationalCOM6,168$422.2K<0.1%History
AKAMAkamai Technologies IncCOM3,552$420.4K<0.1%History
CFCF Industries Holdings, Inc.COM5,148$409.3K<0.1%History
VALEVale S.A.SPONSORED ADS25,775$408.8K<0.1%History
Innovator ETFs Trust45783Y301US EQUITY ACCELE12,873$393.6K<0.1%–
BOXBox IncCL A15,050$385.4K<0.1%History
iShares Tr464288588MBS ETF4,080$383.8K<0.1%–
PAGPenske Automotive Group, Inc.COM2,386$382.9K<0.1%History
iShares U.S. Treasury Bond ETF46429B267ETF15,116$348.3K<0.1%–
First Tr Exchng Traded FD VI33740U109TCW SECURITIZED16,412$348.1K<0.1%–
First Tr Exchange-Traded Alp33735K108COM SHS3,115$341.3K<0.1%–
ProShares Ultrashort S&P 50074347G416ETF11,018$329.6K<0.1%–
NEUNewmarket CorpCOM601$328.0K<0.1%History
LLoews CorpCOM4,663$324.5K<0.1%History
Innovator ETFs Trust45782C326US EQTY BUFR MAY9,483$321.1K<0.1%–
AELAmerican National Group Inc.COM5,594$312.1K<0.1%History
RCLRoyal Caribbean Cruises LtdCOM2,374$307.4K<0.1%History
WUWestern Union COStock25,771$307.2K<0.1%History
RIVNRivian Automotive, Inc.Stock13,019$305.4K<0.1%History
PODDInsulet CorpStock1,240$269.1K<0.1%History
Innovator ETFs Trust45782C276GRWT100 PWR BUF4,862$267.9K<0.1%–
IVTInvenTrust Properties Corp.COM NEW9,959$252.4K<0.1%History
ENBEnbridge IncStock6,964$250.9K<0.1%History
Kraneshares Tr500767827ELEC VEH FUTUR9,383$241.1K<0.1%–
Innovator ETFs Trust45783Y889US EQT ACLRTD 97,762$237.7K<0.1%–
iShares Tr464287234MSCI EMG MKT ETF5,861$235.7K<0.1%–
Innovator ETFs Trust45782C813US EQTY PWR BUF6,453$233.5K<0.1%–
BRBRBellring Brands, Inc.Stock4,154$230.3K<0.1%History
AMNAmn Healthcare Services IncCOM2,885$216.0K<0.1%History
iShares Inc46434G764MSCI EMRG CHN3,867$214.3K<0.1%–
SPDR Index Shs FDS78463X756ST MARKE CAP ETF3,721$210.1K<0.1%–
GRMNGarmin LtdSHS1,631$209.6K<0.1%History
iShares Tr464288604MRGSTR SM CP GR4,746$208.8K<0.1%–
LPLALPL Financial Holdings Inc.COM912$207.6K<0.1%History
Schwab U.S. Broad Market ETF808524102ETF3,682$205.0K<0.1%–
WDWalker & Dunlop, Inc.COM1,845$204.9K<0.1%History
First Tr Exchange Traded FD33738R720NASDQ ARTFCIAL4,459$203.0K<0.1%–
TEAMAtlassian CorpCL A848$201.7K<0.1%History
SBRASabra Health Care REIT, Inc.REIT13,291$189.7K<0.1%History
BGSB&G Foods, Inc.COM11,450$120.2K<0.1%History
CRONCronos Group Inc.COM50,190$104.9K<0.1%History
FIGSFIGS, Inc.CL A12,000$83.4K<0.1%History
BRSPBrightSpire Capital, Inc.COM CL A10,384$77.3K<0.1%History
SBSWSibanye Stillwater LtdSPONSORED ADR10,000$54.3K<0.1%History
NCMINational CineMedia, Inc.COM NEW12,102$50.1K<0.1%History
NOKNokia CorpSPONSORED ADR13,478$46.1K<0.1%History
CLNEClean Energy Fuels Corp.COM10,504$40.2K<0.1%History
ATERAterian, Inc.Equity40,503$14.1K<0.1%History
Herbalife Ltd.42703MAD5NOTE 2.625% 3/113,000$12.8K<0.1%–
INOInovio Pharmaceuticals, Inc.COM NEW18,500$9.44K<0.1%History
ACBAurora Cannabis IncCOM13,913$6.63K<0.1%History